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ASIC and Vietnam’s SSC Formalize Regulatory Partnership with New MoU
- The MoU is part of a capacity-building program funded by DFAT through the Mekong Australia Partnership.
- It aims to enhance technical cooperation, information sharing, and market transparency.
Monday, 05/08/2024 | 08:14 GMT by
Tareq Sikder
CySEC Unveils Regulatory Sandbox, Invites FinTech and RegTech Applications
- The Sandbox is open for applications and aims to advance financial, regulatory, and supervisory technologies.
- Over 500 stakeholders, including regulatory bodies and financial institutions, attended the online launch event.
Friday, 12/07/2024 | 14:36 GMT by
Tareq Sikder
Trent Hoerr Steps Up as CEO of BullRush Following Stint at FPFX
- Before FPFX, Hoerr led sales at Forest Park FX, focusing on customized financial solutions.
- Earlier, as Global Head of Operations at Direct FX Trading, he contributed to operational efficiency in Chicago.
Thursday, 11/07/2024 | 15:17 GMT by
Tareq Sikder
N26 Launches Stocks, ETFs Trading and Investment Management in Ireland
- The platform offers over 500 European and US stocks initially, with plans to expand to more.
- The firm offers free monthly trades to N26 You and N26 Metal members, along with access to free Investment Plans.
Wednesday, 10/07/2024 | 11:34 GMT by
Tareq Sikder
Interactive Brokers Cites 'Administrative Challenges' to Delay Prediction Exchange Launch
- ForecastEx will allow clients to trade on US economic and global climate events.
- Interactive Brokers is the first Futures Commission Merchant to join ForecastEx.
Wednesday, 10/07/2024 | 08:43 GMT by
Tareq Sikder
Financial Commission Membership Expands Vantage Trading's Service Portfolio
- Membership grants Vantage Trading and clients access to up to €20,000 per complaint.
- The Financial Commission provides mediation services as an alternative to traditional processes.
Tuesday, 09/07/2024 | 10:57 GMT by
Tareq Sikder
SEC Nigeria Sounds the Alarm on Fraudsters Posing as Director General
- Scammers posing as the DG are tricking people into sharing personal info and making payments.
- CySEC and FSMA faced impersonation scams where fraudsters exploited their names and logos.
Friday, 05/07/2024 | 13:40 GMT by
Tareq Sikder
SEC, MSRB, and FINRA Gear Up for Municipal Market Compliance Program
- Municipal advisors and dealers can attend in person or virtually to learn about regulatory updates and compliance challenges.
- Topics include fiduciary duties, compliance pain points, and post-trade monitoring in the municipal market.
Monday, 01/07/2024 | 14:54 GMT by
Tareq Sikder
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