Regulation

This loss is based on 3,325 reports made to the authority.

The company is not authorised to offer its services within New Zealand.

£56 million were paid for customers of SVS Securities and Reyker Securities, which failed in 2019.

In particular, Commissioner Travis J. Iles claims the company is a multilevel marketing scheme.

BRI Ferrier has been appointed as the administrator.

The partnership is aimed at simplifying MiFID II, EMIR and SFTR reporting for forex and CFD brokers.

He also received a cease and desist order from Texas authorities.

The new licence is part of the company’s expansion plans in Europe, as well as its Brexit plan.

Maher pleaded guilty to the fraud charges brought by the Serious Fraud Office of New Zealand.

According to the court document, LaMarco and GDLogix have not answered the CFTC’s complaint.

ASIC announced earlier this month that it had cancelled the AFS licence of Forex CT.

For brokers, the next four months may be paved with obstacles while trying to find a new reporting home

Investors who were very confident in New Zealand’s financial markets reached an eight-year high.

In the regulator’s annual report, the SFC highlighted that it identified 1,489 incidents of breaches.

The regulator received 20% more reports of misconduct from March to May of 2020 year-on-year.

Out of the $634 million lost in 2019, $126 million of that was lost to investment scams

According to the FSMA, these companies are not allowed to offer investment services in or from Belgium.

The guidance comes 10 months after ASIC issued its consultation paper on CFD restrictions.

Burkholz has agreed to pay the money without admitting nor denying the allegations from the regulator.

The company must appoint an independent expert to assess and test its controls, systems and processes.

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