Regulation

To create the illusion of stability, the defendants allegedly prepared and distributed false account statements.

UK brokers are eagerly awaiting the final verdict from the FCA regarding regulations for the retail trading industry.

McVean Trading and Investments LLC brokerage has been charged with inserting false information into the market.

The British financial watchdog has alerted local traders of the alleged copycat firm.

The company is clearly banking on attracting newbie investors who are not aware of the existence of regulatory registers.

A count of insider dealing in the UK carries a maximum prison term of seven years.

The Australian regulator has issued a warning against this firm’s illegal operation.

A number of companies have been added to the Japanese regulator’s warning list.

This follows yesterday's warning against 24Option.

An SFC investigation found that Li breached its Code of Conduct, failing to properly disclose trading transactions.

The regulator has taken action after an investigation uncovered evidence of illegal fund-raising in South Korea.

The firms cited have either made solicitations or offered services online in Japan and/or in Japanese.

Synergy employed misleading ads suggesting that investors in its managed accounts will only pay when they make profit.

Johnson and Scott are the first executives to be charged in connection with the US' long-running investigation.

The Austrian regulator has issued a warning against the brokerage for working without a license.

STForex joins a diverse range of brokerages and independent services providers (ISPs).

Six new boiler room scams have been added to the FSMA's warning list of unauthorized service providers.

The MAS has released new potential guidelines for digital advice services.

Investment services and activities in Poland may only be provided by companies licensed by the KNF.

Improved warnings systems and education against scams has helped the public become more aware.

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