Forex Regulation News | Finance Magnates

SEC says inclusion in list does not mean violation of US federal securities laws.
The list is regularly updated by the SEC’s Office of Market Intelligence, Others.

Tuesday, 26/04/2022 | 13:42 GMT by Solomon Oladipupo

fca

UK’s FCA Raises Alarm on US Crypto Trading Firm

The FCA says Crypto Vault Traders is operating in the UK without a permit.
It urged traders to check its register to verify firms before entering deals.

Friday, 22/04/2022 | 23:13 GMT by Solomon Oladipupo

CONSOB

CONSOB Blocks Nine New Financial Websites

Since July 2019, 683 websites have been blocked.
Among the websites blacked out are Trading Room Star and Future Assets Ltd.

Friday, 22/04/2022 | 21:42 GMT by Felipe Erazo

Saudi Arabia

Saudi Central Bank Warns Official Entities on Forex Trading

The advisory was signed by the Capital Market Authority and the Ministry of Commerce.
Entities have warned against the use of their official Twitter handles.

Friday, 22/04/2022 | 17:27 GMT by Felipe Erazo

Thought Leaders

International Business Magazine Awards Announced the Most Trusted Broker

RoboForex offers access to 8 asset classes & 12,000 instruments for trading and investing.

Monday, 16/05/2022 | 12:30 GMT by Roboforex

Op-ed

esma

Op-ed

Cross-Border Client Onboarding: Why Harmonising & Automating Is The Ideal Solution

Regulators in Europe are quarrelling over cross-border client onboarding issues
Cross-border client onboarding issues are being taken more seriously

Thursday, 21/04/2022 | 20:24 GMT by Remonda Kirketerp-Møller

Securities and Exchange Commission

US SEC Dismantles $194 Million Global Pump and Dump Scheme

The scheme covered three continents.
The defendants are accused of participating in multi-year fraudulent penny stock schemes.

Monday, 18/04/2022 | 21:14 GMT by Felipe Erazo

CFTC

US Federal Court Orders Trader to Pay Manipulative Scheme Penalties

Final judgments and consent orders have been issued against James Vorley and Cedric Chanu.
A civil monetary penalty of $150,000 is imposed on each defendant.

Friday, 08/04/2022 | 01:22 GMT by Felipe Erazo

Asic

ASIC Extends Leverage Restrictions on CFDs for Another Five Years

The restrictions will be in effect until 23 May 2027.
The decision came a year after the initial imposition of the restrictions.

Wednesday, 06/04/2022 | 05:38 GMT by Arnab Shome

Bafin

BaFin Launches Investigation against UpbitFx Exchange

The website is not authorized or regulated by BaFin.
The company had allegedly cloned parts from another BaFin-regulated firm's website.

Tuesday, 05/04/2022 | 01:41 GMT by Felipe Erazo

NFA

NFA Orders Introducing Broker Marex to Pay a $250,000 Fine

The decision is based on a complaint by the BCC and an offer by Marex.
The company allegedly allowed unregistered individuals to act as associated persons.

Wednesday, 30/03/2022 | 19:48 GMT by Felipe Erazo

Thought Leaders

Kwakol Markets Enters New Zealand with Kwakol Funds

Kwakol Markets offers unique opportunities to invest in the global financial markets.

Monday, 16/05/2022 | 08:19 GMT by Kwakol Markets

financial commission

Financial Commission Approves Agra Markets Application

The Financial Commission's services are used by a variety of brokerages and ISPs.
Agra Markets' approved status began on March 29.

Tuesday, 29/03/2022 | 17:21 GMT by Felipe Erazo

Asic

ASIC Imposes $63M Civil Penalties in H2 2021 for Violations

The fines in the reported months were significantly higher than the previous six months.
It has prosecuted 99 individuals and companies for liable offenses.

Monday, 28/03/2022 | 09:02 GMT by Arnab Shome

CONSOB

Italy’s Consob Blacklists Six Financial Websites

The number of websites that were blacklisted has risen to 663 since July 2019.
Recently, Consob blocked five financial-related websites.

Friday, 25/03/2022 | 17:34 GMT by Felipe Erazo

forex trading

Hamas Bans Forex Trading amid Growing Complaints of Fraud

The measure excludes companies or banks that are already licensed.
Gaza banned any transactions related to 'network or pyramid marketing'.

Thursday, 17/03/2022 | 17:33 GMT by Felipe Erazo

cysec

CySEC Comments on Recent Peer Review Made by ESMA

CySEC welcomes the peer review of NCA's supervision of cross-border activities.
ESMA made two recommendations to CySEC under Article 16.

Friday, 11/03/2022 | 21:17 GMT by Felipe Erazo

esma

ESMA Recommends CySEC to Improve Cross-Border Activities Supervision

It has made two recommendations to CySEC under Article 16.
CySEC now has two months to respond to the EU supervisor.

Thursday, 10/03/2022 | 13:06 GMT by Arnab Shome

Thought Leaders

ACY Securities Sponsors Table Tennis NSW

The sponsorship is in line with ACY’s strong support for cultural and sporting events.

Monday, 16/05/2022 | 07:41 GMT by ACY Securities

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