Regulation

The bulk of the fines came from disgorgement and restitutions related to insider trading.

According to the regulator, the entity has been operating without the proper authorization.

The CEO of Pepperstone has questioned whether ASIC is using its powers appropriately.

87% of active investors feel it's important that investment advice come from a regulated firm or individual in Canada.

AvaTrade has agreed to pay an administrative penalty worth $30,000 and to disgorge $213,428.00

With the Gambling Commission banning credit cards, will the FCA follow suit?

The regulator believes UK firms will see a profit drop of c. £38.5m and £55.3m

Prosecutors wrote that Navinder helped on a range of issues related to the spoofing probes.

As of September 2019, Aussies had lost around $33 million.

Alexander Lukashenko, the President of the country, signed the Decree No. 503 “On Taxation.”

The scheme aims to bring confidence to the larger financial industry in Australia.

Banks were also ordered to provide details of these accounts and the amount of money FX brokers are holding.

Special administrators of AFX’s UK arm also disclosed to the regulator the company was in terrible financial difficulty.

The trading technology provider initially had its license suspended until September 2020.

The regulator has excluded the ‘price and value test’ for issuers of CFDs.

The regulator has accused the broker of conducting regulated activities before it was regulated.

Is Australia becoming a less attractive destination for financial firms?

Hoch Capital Ltd was ordered to cease marketing to Italian investors due to claims of breaching local and EU ...

President Xi Jinping is set to announce a number of policies during his visit to Macao next week.

The regulator has faced criticism this year for not protecting consumers against market scandals.

Viewing 1 - 20 of 2095

1 2 3 … 105 >