Regulation

The temporary relief is for investment funds and non-investment fund issuers.

The AFM has carried out its own study on MiFID II and put forth its own recommendations.

The measures will expire on the 18th or 19th of May 2020.

Dmitri Laush, CEO of GetID, delivers a comprehensive AML guide for MSB's

Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.

Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.

The caution comes as Russian regulators said earlier they observed a downturn in customer complaints against Forex dealers.

The client loss occurred during the 16th until the 22nd of March 2020 from 12 Australian CFD providers.

The regulator has set out a number of ways in which the existing procedures could be strengthened.

Losses from a crude oil product marketed to retail investors by the Bank of China exceeded $1.3 billion.

Investment Association warns savers of financial crime during the pandemic

The licence was suspended after its Canadian parent placed it into voluntary administration.

The Welsh company still carries on regulated activities without authorisation

The intelligence platform helps managers to protect their firms against cyber crime

A number of AFSLs holding authorisations that cover retail FX brokerage operations are at risk of being cancelled.

The entity claims to be an online trading broker, which offers FX, commodities, CFDs and indices

The brand of the Trading Point Group has been registered by the NFA as a forex firm.

BOCOM International Securities reprimanded and fined for internal control failures

The prohibitions have been extended until the 18th of May 2020.

The international body believes the financial markets are more resilient thanks to G20 regulatory reforms.

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