Regulation

AUSTRAC applied for civil penalty orders against the banking group following a series of lapses and oversights.

Centralspot Trading has had its CIF license restored after it took steps to reconcile its capital ratio and other ...

Jeremy Shor, a former trader at Premium Point Investments was sentenced to 40 months in prison.

They fraudulently induced victims to invest in FX and commodity markets through Cifuentes Fund Management (CFM).

Guotai Junan will control the brokerage firm’s business for no longer than 12 months.

In the warning, the Swiss regulator provides the company’s name and website address.

Clients who were advised to invest with Strand Capital must first submit a claim to the FSCS against the ...

Since July, the Italian regulator has ordered 77 sites to be blocked in Italy.

Tower made $32.6 million in profit from spoofing activity carried out by three former traders.

The fraudsters managed to con at least 28 participants, the CFTC alleges.

The core allegations involve excessively trading customer accounts, which led to $28 million in losses.

Two co-owners of Silverstar Live, who were ordered to pay the fine, are identified as Candace Ross-Mahmoud and Hassan ...

The list includes some now-defunct FX brokers including UBFS Invest, Spot Capital Markets Ltd, and Alfa-Forex

The FSCS is currently working with the special administrators to find the best way to return the money.

The High Court ruled in the regulator’s favor to de-register FXBTG from the FSPR.

The regulator sought justification for the measures, but the results were not “statistically significant.”

The warning posts a clear picture of the prevalence of scams within Europe.

The entity is targeting UK consumers without having the proper authorization.

The regulator has identified four entities operating in Belgium without authorization.

Australian regulator ASIC has also warned against the entity.

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