Regulation

The defendants took the monies form investors to be supposedly placed in a commodity fund that trade S&P futures and options.

The cancellation is effective from the 21st of May 2020.

A number of licensed entities have lodged reports claiming their identities have been cloned.

The regulator will ban binary options, implement leverage restrictions and more.

According to ASIC, the company hadn’t been providing financial services for some time.

The cancellation is part of Morgan Stanley’s efforts to scale down its business in Russia.

Lewis has been banned from providing financial services for five years.

The temporary relief is for investment funds and non-investment fund issuers.

The AFM has carried out its own study on MiFID II and put forth its own recommendations.

The measures will expire on the 18th or 19th of May 2020.

Dmitri Laush, CEO of GetID, delivers a comprehensive AML guide for MSB's

Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.

Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.

The caution comes as Russian regulators said earlier they observed a downturn in customer complaints against Forex dealers.

The client loss occurred during the 16th until the 22nd of March 2020 from 12 Australian CFD providers.

The regulator has set out a number of ways in which the existing procedures could be strengthened.

Losses from a crude oil product marketed to retail investors by the Bank of China exceeded $1.3 billion.

Investment Association warns savers of financial crime during the pandemic

The licence was suspended after its Canadian parent placed it into voluntary administration.

The Welsh company still carries on regulated activities without authorisation

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