Regulation

Well-known brokers such as Plus500, CMC Markets, IG Group and more have also received complaints.

Like in the EU, the revision obliges FX companies to record phone calls between employees and clients.

The most reports received were for equity-related transactions.

The entity claims to be authorized in the country, when, in fact, it is not.

Likewise, the number of resolved complaints in “clients favor” increased 17 percent to 179, up from 153 the previous ...

The entities both claim to offer foreign exchange trading.

The entity is not authorised to offer its services in the country.

Claims against securities brokers were only 1000, and the regulator received a mere 40 complaints from dissatisfied FX traders.

The entity claims to be specialist fixed income advisors and brokers.

The regulator warns there are still risks for retail consumers when trading CFDs.

The companies will provide services and tools which will help market participants to adopt the code.

In the opinion of the FTC, the courses organized by OTA offer useless knowledge for inadequately high rates.

The entity has been operating in Germany without the proper authorization.

Berndale had its AFS license canceled in November of 2018.

Matthew entered a guilty plea on January 20 to one count of wire fraud. His sentencing has been scheduled ...

The regulator has banned Mark Schroeder from providing financial services for six years.

Tamas Szabo spoke in front of a government Committee, outlining his concerns on the regulations.

The regulator states that Goldmans Banc is a clone firm of GMB Portfolio Services Limited.

The amount lost last month has increased by almost 100% year-on-year.

The Administrators have entered into a short period where they will transfer custody assets and client money.

Viewing 21 - 40 of 2142

< 1 2 3 4 … 108 >