Regulation

The regulator's caps on leverage were not asked for and are forcing traders seeking it to use dodgy, offshore brokers

The procedure involves paying a supplementary fee of €25,000.

Data sharing agreements between the UK and EU play a critical role in fighting financial crime.

Scam artists exchange lists of previous victims and call them promising money recovery for an advance fee.

The broker was alerted to the scammers by the Financial Conduct Authority on Monday.

The FCA says that this was one of its largest ever investigations.

The regulator issued a cease and desist warning against Atlantic Global Asset Management and Five Winds Asset Management.

The firms in question are KB Capitals and Times Global Capital Group Limited.

The ban follows a court case which saw Lee fined and sentenced to prison.

The complaint from the regulator alleges that in two months Amada caused around $280,000 in losses.

DisputeWatch lets brokers search its community registry to see if a client has any other dispute records.

According to the watchdog, many of these entities are acting in a ‎capacity requiring them to be registered with ...

The financial authority managed to close the highest number of complaints in the past five years.

The financial watchdog is the sixth regulator to issue a warning against the firm.

Brokers inability to hedge against client trades has caused an exodus in the Russian retail market

A Polish Court sentenced Mariusz O. and Robert S. to time in prison for extorting more than $672,900 from ...

In the first quarter of 2018, the ombudsman reported a 26 percent year-on-year increase in complaints.

The fake regulator, the Securities Authority of New Zealand, is endorsing suspected scams such as Haig, Lafferty & Partners.

The British regulator has also flagged Radcliffe and Young & A Quick Financial Group as unauthorized firms.

The accused are Barry M. Kornfeld, Ferne Kornfeld, Lynette M. Robbins, Andrew G. Costa, Albert D. Klager, and their ...

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