Regulation

Both the companies failed to submit audited financial reports for several years.

The German authority found violations of the product intervention measures in 49% of all CFD providers.

The total number of licensed companies operating in Labuan IBFC crosses 800.

The fraudulent companies are impersonating legitimate public listed companies (PLCs) to dupe investors.

The regulator imposed heavy civil and money-laundering related penalties from January 2019 to June 2020.

Alfa Capital voluntary renounced CIF, but UGL Exchange lost authorisation after CySEC said it did not fulfil its license ...

Dealing with sophisticated clients is permitted without an AFS license.

New rule and amendments will provide a comprehensive approach for derivatives use by registered funds

What ASIC did not do. We look at the Product Intervention proposals that were left on the shelf for ...

Tradenet offered access to a plethora of trading programs, self-study courses, on-site coaching, and interactive chatrooms.

They all said well prepared and expect the review to have limited financial implications for their business.

Regulated firms are forced to limit the leverage they offer to a maximum of 30:1, down to as little ...

An outline of the major regulatory updates in Europe about EMIR and MiFIR transaction reporting.

ESMA's stance on best execution explained.

As the prospect of a no-deal Brexit looms, how will it affect your financial trades and transactions?

This is the second time the broker has settled with the Cypriot regulator.

The motivations behind the new form are unclear.

20% of the market manipulation schemes the SFC is currently investigating are “ramp and dump scams”

Market participants have until the 20th of November to respond to the consultation paper.

The regulator is actively blacklisting companies.to protect investors.

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