Regulation

The MiFID passporting rights for the EEA companies will expire on December 31, 2020.

ASIC will continue to monitor the appropriateness of the temporary relief measures.

The regulator settled with 5 out of 13 people involved in the scam.

CLSAP NZ can’t make an offer to or receive further funds from retail investors in relation to derivatives.

The SEC made the award public on Monday without naming whistleblower or the entity involved in its probes.

These products are advertised on social media, and mostly young people fall for them.

The move came after multiple warnings to the unlicensed entities to cease and desist operations.

Carducci has been permanently banned from trading on Nadex Markets.

Scammers are impersonating the regulator, trying to exploit people affected by COVID-19.

The Italian regulator has ordered the 11 websites to be blacked out.

Unsurprisingly, the regulator will focus on the long-term impacts of the coronavirus pandemic.

Mauritius was for a long time a preferred destination for those interested in operating an offshore brokerage.

Around 12,000 investors suffered major losses following the £236 million collapse of mini-bond issuer London Capital & Finance.

Many brokers have criticised the proposed leverage limits from the Australian regulator.

The ombudsman service reported 58 new cases regarding CFDs and 41 enquiries in the period.

Francesco Antonio (Tony) Romano of Adelaide has been banned from providing financial services.

FINRA has requested that the Internet domain registrar suspend services for “finnra.org”.

The regulator is actively busting illegal financial service providers.

The statement comes as victims of an FX scam protest their money being withheld.

The number of unregistered entities exceeded regulated firms in the country.

Viewing 21 - 40 of 2256

< 1 2 3 4 … 113 >