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Understanding Liquidity and Market Liquidity
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What is Staking? All You Need to know About Staking
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Understanding Liquidity and Market Liquidity
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CryptoCurrency
The SEC and CFTC Propose Amending Form PF, Cryptocurrency Exposure to Be Included
Material events will require reporting within one business day.
Withdrawal and redemption rights, inflows and outflows must now be reported.
Thursday, 11/08/2022 | 08:46 GMT
by
Matti Williamson
Guest post
CryptoCurrency
Guest post
Gensler Wants More Funds for the SEC to Protect Crypto Investors Further
Gensler said that most crypto offerings come under the purview of the SEC's securities policy.
Gensler intends to use the funds to bolster the agency's resources so they can better safeguard crypto investors.
Friday, 03/06/2022 | 11:04 GMT
by
Paul Adedoyin
Institutional FX
US Regulators Probe into Morgan Stanley and Goldman Sachs Block Trades
Regulators have been investigating unusual activities in block trades for almost 3 years.
The SEC issued subpoenas to Goldman Sachs, Morgan Stanley and hedge funds.
Tuesday, 15/02/2022 | 10:24 GMT
by
Matti Williamson
Retail FX
SEC Charges Financial Advisor in $5.8 Million Fraud
German Nino stole $5.8 million from a long-standing client.
He also created fake account statements.
Tuesday, 25/01/2022 | 08:02 GMT
by
Bilal Jafar
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Executive Moves
SEC Selects Corey Frayer as Senior Advisor to Gary Gensler
Frayer will advise Gensler on crypto policymaking.
Phil Havenstein and Jennifer Songer also joined Gensler’s executive staff.
Friday, 31/12/2021 | 06:33 GMT
by
Bilal Jafar
FinTech
Valkyrie Launches VBB ETF to Allow Investors Gain Exposure to Bitcoin
VBB wants to offer investors exposure to publicly traded companies that hold Bitcoin.
The product will give investors indirect exposure to Bitcoin.
Thursday, 16/12/2021 | 06:50 GMT
by
Nicholas Otieno
Executive Moves
FTX US Hires Mark Wetjen as the New Head of Policy and Regulatory Strategy
Wetjen brings extensive experience in the practice of law, policy making, regulatory strategy and exchange operations.
Tuesday, 02/11/2021 | 14:35 GMT
by
Tom Hazan
News
Bitcoin and Other Cryptocurrencies Are Speculative Assets, Says SEC Chair
Gary Gensler highlighted some regulatory gaps regarding the crypto market.
Thursday, 05/08/2021 | 05:35 GMT
by
Bilal Jafar
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Thought Leaders
SEC vs. Ripple: Why It Affects Us All
What happens next in the SEC vs. Ripple case could send shockwaves through the crypto industry.
Tuesday, 20/07/2021 | 09:25 GMT
by
Finance Magnates Staff
CryptoCurrency
XRP Soars 38% after Key Legal Wins
XRP price has risen around 550% so far in 2021.
Sunday, 11/04/2021 | 06:57 GMT
by
Finance Magnates Staff
News
LBRY Warns That SEC Lawsuit Could Be “Disastrous” for the Crypto Industry
This is because the conditions outlined in the complaint could classify most crypto tokens as securities.
Wednesday, 31/03/2021 | 09:23 GMT
by
Rachel McIntosh
Regulation
Whistleblower Gets $9.2 Million under SEC’s New Bounty Rule
The latest amendments to the SEC’s whistleblower program came into effect in December 2020.
Tuesday, 23/02/2021 | 16:38 GMT
by
Arnab Shome
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Regulation
Money Makes More Tipsters Come Forward, SEC Hands Out $3m
SEC awarded a whistleblower $2.2 million for providing info that helped in returning millions of dollars to harmed clients.
Friday, 19/02/2021 | 19:00 GMT
by
Aziz Abdel-Qader
Regulation
SEC Commissioner Demands Clear Cryptocurrency Regulations
Hester Peirce praised the participation of new investors in financial markets.
Monday, 15/02/2021 | 06:11 GMT
by
Bilal Jafar
Regulation
Ripple Responds to SEC in Court, Alludes to Bias in Ether Classification
Ripple asks the agency to explain why it said ETH was born a security but eventually evolved into a non-security.
Friday, 29/01/2021 | 18:29 GMT
by
Aziz Abdel-Qader
Executive Moves
Joe Biden Names Democratic Allison Herren Lee New SEC Chief
Lee was nominated to the SEC in 2019 to fill the open Democratic spot on the commission once held by Kara Stein.
Thursday, 21/01/2021 | 20:01 GMT
by
Aziz Abdel-Qader
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Regulation
SEC Distributes $1.1 Million Bounty to Five Whistleblowers
SEC awarded more than $100,000 to a whistleblower who provided independent analysis of publicly available material.
Friday, 08/01/2021 | 21:46 GMT
by
Aziz Abdel-Qader
News
Jay Clayton’s Last Day at SEC Resulted in $50 Billion Cryptocurrency Crash
The SEC Chairman resigned on Wednesday after his recent action against Ripple triggered a $50 billion cryptocurrency sell-off.
Thursday, 24/12/2020 | 07:26 GMT
by
Bilal Jafar
Regulation
SEC Announces Charges Settlement against Cormark Securities and Virtu ITG
Cormark agreed to pay $800,000 in penalty while SEC settled charges against Virtu ITG Canada with a $200,000 penalty.
Tuesday, 22/12/2020 | 09:14 GMT
by
Bilal Jafar
News
Ripple Reveals SEC Action, XRP Crashes
CEO Brad Garlinghouse said that the SEC is set to attack cryptocurrencies with a lawsuit against Ripple.
Tuesday, 22/12/2020 | 06:29 GMT
by
Bilal Jafar
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Regulation
Analyst Awarded $1.1 Million under SEC Whistleblower Program
The tipster examined publicly available materials and then alerted the watchdog to refocus an ongoing investigation.
Friday, 13/11/2020 | 22:13 GMT
by
Aziz Abdel-Qader
Regulation
SEC Awards $5M to Another 4 Tipsters, Hands Out $175M in 2020 Fiscal
The commission has granted compensation to a total of 102 whistleblowers yet.
Thursday, 01/10/2020 | 06:23 GMT
by
Arnab Shome
News
SEC Sues Operator of $6.8 Million Crypto Ponzi Scheme
Thomas J. Gity, who was convicted for operating fraudulent fund-raising campaigns, raised $6.8 million through the scheme.
Wednesday, 30/09/2020 | 15:20 GMT
by
Aziz Abdel-Qader
Brokers
SEC Obtains Judgments against Operators Of Closed Broker Dealer
The SEC identified a group of three brokers who were barred from the brokerage industry for engaging in unauthorized trading.
Tuesday, 25/08/2020 | 17:06 GMT
by
Aziz Abdel-Qader
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Regulation
SEC Hits Day Trader with $205K Fine in Spoofing Case
The SEC action centered on spoofing activity carried out by Nicholas Mejia Scrivener, a Florida resident.
Tuesday, 11/08/2020 | 15:21 GMT
by
Aziz Abdel-Qader
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