SEC

The latest amendments to the SEC’s whistleblower program came into effect in December 2020.

SEC awarded a whistleblower $2.2 million for providing info that helped in returning millions of dollars to harmed clients. ...

Hester Peirce praised the participation of new investors in financial markets.

Ripple asks the agency to explain why it said ETH was born a security but eventually evolved into a ...

Lee was nominated to the SEC in 2019 to fill the open Democratic spot on the commission once held ...

SEC awarded more than $100,000 to a whistleblower who provided independent analysis of publicly available material.

The SEC Chairman resigned on Wednesday after his recent action against Ripple triggered a $50 billion cryptocurrency sell-off.

Cormark agreed to pay $800,000 in penalty while SEC settled charges against Virtu ITG Canada with a $200,000 penalty.

CEO Brad Garlinghouse said that the SEC is set to attack cryptocurrencies with a lawsuit against Ripple.

The tipster examined publicly available materials and then alerted the watchdog to refocus an ongoing investigation.

The commission has granted compensation to a total of 102 whistleblowers yet.

Thomas J. Gity, who was convicted for operating fraudulent fund-raising campaigns, raised $6.8 million through the scheme.

The SEC identified a group of three brokers who were barred from the brokerage industry for engaging in unauthorized ...

The SEC action centered on spoofing activity carried out by Nicholas Mejia Scrivener, a Florida resident.

Telegram also has to notify the SEC about any future plans to issue cryptocurrencies, digital coins, or digital ...

The court granted a bid by federal prosecutors to stay the SEC action against the notorious hedge fund manager ...

The reward is the largest ever awarded by the SEC and easily surpasses the previous record of $39 million ...

Dagan Bora, CEO of Leyline.io, breaks down the SEC rule change

Because of this whistleblower’s actions, harmed investors were able to recover millions of dollars in losses, says the SEC.

The recent rewards come as the regulator tries to recover from a dip in whistleblower performance throughout the previous ...

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