FCA

Clone firm, Capital Finance Group Limited, is pretending to be related to an FCA Appointed Representative Introducer firm.

A progressive value-added compliance officer should be forward thinking and commercially minded

The firm is the fourth broker in less than four weeks to announce an upgrade to the licence in ...

The FCA doesn’t regulate cryptocurrencies themselves, but derivatives on the back of them fall under its oversight.

Among the blacklisted companies is Chimera Investment Corporation, which is impersonating Chimera Partners Ltd.

Customers in Canada and Venezuela couldn't withdraw money, were inconvenienced and worried respectively.

The regulator found that Global Fin Services had used high pressures sales tactics to defraud customers

The regulator warns that firms may try to skirt around the regulations by offering similar investment products.

The upgraded authorization allows the company to trade with its clients as principal without the matched limitation.

"My decision to leave was due to seeing poor compliance decisions being made amongst GKFX’s peers"

The warning follows a report that the broker has been conducting unauthorised trades and withholding client funds.

The British regulator noted that the wealth management firm has been offering unregulated services to UK residents

According to the firm's CEO, brokers won't be able to continue serving retail clients without the license

The broker was closed following complaints from investors on its use of aggressive marketing techniques and theft.

The measures from the regulator aim to address concerns for five particular groups of consumers.

He joins the group after nearly 8 years in the FX and trading technology space.

The FCA has advised anyone who has been contacted by Trade WFX to contact its consumer helpline.

The authorisation allows the company to provide a compliance alternative to clients and avoid inherent conflicts of interest.

Catch up on last week's top stories.

The broker has been offering cryptocurrency trading services without the British regulator's approval

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