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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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CBCX features as Global Partner at Moon Party Seoul 2026:
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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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Regulation
FCA Takes Significant Action in 56 Whistleblowing Cases, Up Sevenfold
2026-08-31T09:01:39.112+02:00
The regulator received 333 new reports, 5.7% more than a year earlier but 6.2% below Q1.
Consumer Duty led 886 allegations, with leadership conduct and systems controls next.
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Retail FX
FCA Fines and Bans Former SVS CEO Over Pension Fund Failures
2026-08-19T19:45:00.000+02:00
The regulator bans former SVS CEO after £359K was generated by reducing customer bond values.
Dubai regulator bans another former SVS executive from financial services in the DIFC.
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Executive Moves
FCA Names India and UAE Attachés as Overseas Network Grows
2026-08-17T08:20:56.314+02:00
Sabina Saini started in Mumbai on August 10; Darine Obeid will begin in Abu Dhabi on August 31.
Mumbai had been announced in February, while Abu Dhabi turns a tentative Gulf plan into a confirmed posting.
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Analysis
FCA Crypto Registration Rate Rose to 56%, but the Denominator Changes the Story
2026-08-12T21:20:00.000+02:00
Across the full record, 67% of completed cases ended in withdrawal and only 17% in registration.
Recent decisions and recent applications are different pools as firms prepare for a broader gateway in 2027.
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Retail FX
FCA Weighs Tokenized Gold Rules as London Defends 70% of Bullion Trade
2026-08-10T09:05:00.000+02:00
The Financial Times reported that the regulator discussed a framework with banks and expects to say more on standards within months.
Its own May call for input already names tokenized gold as collateral for uncleared derivatives, and Hong Kong started clearing bullion in July.
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Retail FX
FCA Revises IPO Listing Rules to Reduce Execution Risk for UK Issuers
2026-08-05T12:25:11.129+02:00
The regulator will remove the seven-day IPO research waiting period to simplify UK public listings.
The reforms follow the FCA's April proposal to remove the IPO research waiting period.
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Regulation
FCA Cuts £108 Million a Year From Reporting Costs but Keeps CFDs in Scope
2026-08-04T09:09:28.010+02:00
Foreign exchange derivatives leave the UK transaction reporting regime in 2028, while leveraged retail products stay in it.
The regulator estimated one-off implementation costs of £148.8 million in the consultation behind the final rules.
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Retail FX
FCA Advances UK Equity Consolidated Tape as ESMA Pushes Market Data Reform
2026-07-31T15:27:04.866+02:00
The regulator confirmed the UK equity tape framework, targeting launch within the next 18 months.
ESMA recently authorised the EU's first consolidated tape provider for shares and ETFs.
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Regulation
FCA Points to Account Closures and Affiliate Cuts as Consumer Duty Good Practice
2026-07-27T11:37:24.902+02:00
One firm shut accounts of clients borrowing to trade, and the FCA called that good practice.
The findings draw on a survey of 56 firms and apply to every sector covered by the Duty, including retail brokers.
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Analysis
FCA Finds Nearly One in Three Firms Has No Transaction Monitoring
2026-07-24T10:00:00.000+02:00
The regulator surveyed 242 companies and received responses from 87% of the sample.
Private-market firms reported PEP exposure 3.6 times more frequently than other asset managers.
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Retail FX
Coinbase Expands Beyond Crypto in the UK with FCA Approval for Stocks and Derivatives
2026-07-07T17:07:08.339+02:00
Retail users can trade equities, while advanced traders gain access to regulated perpetual futures.
The approval follows Coinbase's European rollout of regulated OTC derivatives under its Cyprus MiFID II licence.
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Analysis
FCA's Landmark AI Review Lands After the Agents Already Arrived
2026-07-06T16:00:00.000+02:00
The review concludes AI will become a defining force in retail finance by 2030, while the regulator leans on existing rules rather than writing new ones.
It arrives after at least ten brokers connected AI agents to live client accounts, with no framework yet written for the practice.
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CryptoCurrency
The UK's FCA Eases Stablecoin Rules Following Industry Backlash
2026-06-30T08:34:34.773+02:00
The new rules cut the capital requirement for stablecoin issuers from 2% to 1% and relax public disclosure obligations.
The EU remains the most restrictive regime in the West, and the ECB’s hard line on stablecoins makes a more pragmatic approach unlikely.
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Regulation
Three AI Shifts and a $40 Billion Fraud Problem: Inside the FCA's First Horizon Scan
2026-06-11T21:01:00.000+02:00
The UK regulator's first external horizon scan sets out how AI, synthetic crime and programmable finance could reshape financial services by 2030.
It lands as Deloitte projects gen-AI-enabled fraud in the US could reach $40 billion by 2027, up from $12.3 billion in 2023.
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Retail FX
Crypto Firms Moved Into Football. The FCA Wants Clubs to Vet Them
2026-06-03T10:32:16.689+02:00
The UK’s FCA has warned Premier League clubs that sponsorship deals with unauthorised crypto and trading firms could expose them to legal, AML and reputational risks.
The move comes as football clubs increasingly look to crypto exchanges and trading platforms to replace gambling sponsors.
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Payments
UK Probes PayPal, Visa, Mastercard as FX and CFD Payment Rails Come Into View
2026-05-06T15:28:25.558+02:00
The UK’s FCA is investigating PayPal, Visa, and Mastercard over digital wallet competition concerns.
Similar scrutiny globally includes FTC warnings and past US antitrust settlements involving Visa and Mastercard over payment practices.
Major FX and CFD brokers rely on Visa, Mastercard, and PayPal for client funding, linking the probe to trading infrastructure.
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CryptoCurrency
FCA Clears Asset Managers to Run Funds Onchain Under Existing Rules
2026-04-30T22:36:48.964+02:00
The regulator is preparing for deeper tokenization, including tokenized assets and cash.
It may allow stablecoins for fund transactions ahead of broader crypto regulations expected by October 2027.
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Retail FX
FCA Reconsiders 7-Day IPO Research Delay Amid Concerns Over Costs and Market Risk
2026-04-27T16:07:06.637+02:00
IPO information-sharing rules are being reviewed after feedback on the 2018 framework’s outcomes.
The regulator is planning changes to connected IPO research-sharing requirements for banks and analysts.
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Retail FX
FCA and 16 Regulators Coordinate Action Against Finfluencers as 1,267 Illegal Ads Reach 2.3M UK Users
2026-04-24T13:06:00.000+02:00
120 requests made to social media platforms to remove accounts linked to illegal promotions, FCA says.
UK regulator says 66% of adverts originated from Warning List entities.
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Regulation
FCA Conducts First Coordinated Raids on Illegal P2P Crypto Trading in the UK
2026-04-23T18:50:46.394+02:00
The FCA, HMRC, and police raided multiple sites, confirming that all unregistered P2P crypto activity in the UK is treated as illegal.
The operation signals a shift toward coordinated enforcement, with a focus on money laundering risks.
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Retail FX
CFD Firms May Be Reclassified from Strict Tier as UK Raises SM&CR Thresholds by 30%
2026-04-22T11:47:08.143+02:00
FCA and PRA reduce certification requirements, cutting roles by around 15%.
Regulators extend timelines and adjust processes for senior manager approvals.
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Regulation
FCA Pulls Investment Apps Into Open Finance Net With 2030 Roadmap
2026-04-14T08:16:10.890+02:00
The new plan lands as the EU's FIDA file remains stuck in trilogue and Washington's open banking rule sits in legal limbo.
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Regulation
The Watchdogs Are Barking: March Regulatory Warnings On the Rise
2026-04-08T14:00:58.573+02:00
FCA substantially ramped up its March warning activity by 73% compared to the previous month.
The report also explains the legal framework behind CONSOB’s activity, which allows it to block unauthorized platforms.
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Retail FX
Exclusive: FXTM to Give Up FCA Licence, Raises UAE Bet
2026-04-07T08:00:00.000+02:00
The broker no longer considers the UK retail market its core growth focus and believes there is a long-term opportunity in the Middle East and Asia.
It is upgrading its UAE Cat 5 licence to Cat 1 and partnering with a local Indonesian broker.
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Arnab Shome
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Institutional FX
FCA and Bank of England Form Taskforce Amid Tightened Retail CFD Reporting Rules
2026-04-02T17:07:04.818+02:00
UK authorities seek industry input on wholesale transaction and post-trade reporting requirements.
Firms are invited to join UK taskforce on MiFIR, EMIR, and SFTR reporting.
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