ASIC

Credit Suisse will pay the penalty to comply with MDP infringement notice.

Societe Generale Securities Australia pleaded guilty to four separate counts of client money offences.

ASIC announced earlier this month that it had cancelled the AFS licence of Forex CT.

The regulator received 20% more reports of misconduct from March to May of 2020 year-on-year.

One Tech Media was charged by ASIC for operating binary options trading without authorisation.

The guidance comes 10 months after ASIC issued its consultation paper on CFD restrictions.

iSignthis has responded to the exchange, claiming the statement is one-sided.

The company must appoint an independent expert to assess and test its controls, systems and processes.

In its revised timetable of ongoing work, ASIC said further guidance will be published this month.

ASIC found that the company’s business model disregarded key obligations of an AFS licensee.

The AFS licence has been suspended until the 30th of June 2021.

The firm will start ship the new miner later this month.

The cancellation is effective from the 21st of May 2020.

According to ASIC, the company hadn’t been providing financial services for some time.

Lewis has been banned from providing financial services for five years.

ASIC has also revoked its directions to limit the number of trades executed each day.

Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.

Aussie brokers have enjoyed a boost to trading activity and volumes amid COVID-19.

The client loss occurred during the 16th until the 22nd of March 2020 from 12 Australian CFD providers.

Amid the chaos of the coronavirus pandemic, will the Aussie regulator delay its leverage restrictions?

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