ASIC

The regulator has decided against implementing leverage restrictions on CFD trading.

The retail trading industry changed in 2019. Finance Magnates looks at what brought the biggest impact to the whole ...

The regulator said today it is recalibrating its priorities to respond to the pandemic.

The securities firm appeared in the Downing Centre Local Court in Sydney on criminal charges.

The regulator also fined AMP Life Limited, which offers life insurance.

High volumes have led to the regulator imposing a 25% reduction in market trades.

Firms need to notify ASIC if they have any material adverse changes to their financial position.

As the Australian FX industry becomes more challenging, brokers may have to focus on spreads

The regulator has asked retail firms to check their systems and risk mitigation measures.

Regulatory divergence between ASIC's and ESMA's leverage restrictions for FX and CFDs unsettles market

Well-known brokers such as Plus500, CMC Markets, IG Group and more have also received complaints.

Can Australia's place as a leader in the global FX market continue?

The Court found that AGM engaged in unconscionable conduct when providing OTC derivative products.

The company’s license was suspended in August of 2019.

The rebranded broker will encompass all of Rubix FX’s regulatory profiles around the globe.

Berndale had its AFS license canceled in November of 2018.

The regulator has banned Mark Schroeder from providing financial services for six years.

Tamas Szabo spoke in front of a government Committee, outlining his concerns on the regulations.

The regulator accused One Tech Media Ltd of providing binary options trading without authorization.

The Administrative Appeals Tribunal has granted a stay of the suspension, pending final review.

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