ASIC

The Aussie regulator made the comments in its recently published annual report

The proposed civil penalty against former director Ming-Chien Wang will be the highest in an ASIC proceeding.

The license has been suspended until the 26th of February 2020.

AGM Markets, Direct FX Trading and Berndale Capital Securities have been called out by the authority.

The dispute resolution agency says the powers will lead to better protection for consumers

Industry associations were concerned that firms or brokers with larger market share could be unfairly disadvantaged.

We take a look back at last week's most wrinkling, tinkling, and sizzling stories

Industry insider Paul Derham shares insights from the kitchen of the Australian financial services industry

Plus500 noted that ASIC’s proposed rules are similar “in spirit and effect” to ESMA's regulatory changes.

The statements elaborate on wholesale clients reclassification and the length of product intervention

The full list of what are ASIC’s product intervention measures and why are they coming

The regulator has released a consultation paper which lays out its proposed restrictions.

Stay up to date with the latest crypto and FX news.

Consumers complained that an entity by the name of Forex Financial Services has been withholding funds.

FX transactions contributed more than 60 per cent to the total OTC derivatives transactions in 2018.

The Australian parent acquired a license from the CySEC in March this year

The regulator suspects that the entities may be involved in some kind of scam.

Faced with strict demands from ASIC, Australian brokers servicing foreign clients are forced to restructure their business

The move comes as brokers are preparing for ASIC’s product intervention measures.

Keep up to date with some of the top and most interesting stories in the FX and crypto space.

Viewing 1 - 20 of 386

1 2 3 … 20 >