ASIC

Both the companies failed to submit audited financial reports for several years.

The Australian court will hear the case on February 2, 2021.

The regulator has become strict with its licensing requirements and is asking applicants about how to deal with the ...

AFS Licence not required for some foreign CFD and FX dealers who deal with wholesale clients only.

The regtech company is extensively enhancing its industry presence.

Matthew Alan Beresford has been arrested and charged in connection with the alleged schemes.

They all said well prepared and expect the review to have limited financial implications for their business.

"Measures introduced to improve customer outcomes will also benefit the CFD industry in supporting brokers."

Regulated firms are forced to limit the leverage they offer to a maximum of 30:1, down to as little ...

The bank already paid redemption charges to some of its affected customers.

Former broker David Moore has been banned from providing financial services for 10 years.

ASIC will continue to monitor the appropriateness of the temporary relief measures.

ASIC cancelled the FX broker’s licence on the 14th of September 2020.

Bigatton has been banned from providing financial services for seven years.

Unsurprisingly, the regulator will focus on the long-term impacts of the coronavirus pandemic.

Many brokers have criticised the proposed leverage limits from the Australian regulator.

Francesco Antonio (Tony) Romano of Adelaide has been banned from providing financial services.

The licence cancellation became effective as of the 20th of July 2020.

The court made the sentencing exemplary to prevent any such crimes in the future.

Samtrade UK International Limited has been authorized as an appointed representative by the FCA.

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