ASIC

The Australian regulator mentioned that the ban will take effect from 3 May 2021.

Violators might get up to 5 years of prison time or up to AUD 55 million fine.

Four other former employees are banned for their involvement in misconduct and client deception.

The Australian authority has imposed new conditions on AxiCorp to ensure adequate compliance arrangements.

The company mentioned that ASIC has withdrawn the proposed suspension of Axi’s Australian Financial Services Licence.

The liquidator earlier said the broker’s shareholders are causing trouble with its investigation.

The details of the attack are not public yet.

The new leverage levels will become effective on March 29, 2021.

Though getting PI insurance is difficult, companies need to pay close attention to other insurance requirements.

Aussie brokers were put on notice by the Australian regulator that it reviews any breaches of overseas laws.

The regulator is blaming the company for misleading investors and not disclosing the end of its Visa relationship.

Both the companies failed to submit audited financial reports for several years.

The Australian court will hear the case on February 2, 2021.

The regulator has become strict with its licensing requirements and is asking applicants about how to deal with the ...

The regtech company is extensively enhancing its industry presence.

Matthew Alan Beresford has been arrested and charged in connection with the alleged schemes.

They all said well prepared and expect the review to have limited financial implications for their business.

"Measures introduced to improve customer outcomes will also benefit the CFD industry in supporting brokers."

Regulated firms are forced to limit the leverage they offer to a maximum of 30:1, down to as little ...

The bank already paid redemption charges to some of its affected customers.

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