SFC

The MoU aims to strengthen collaboration between the two entities in order to combat illegal activity.

Some client order instructions were received through mobile phone applications, such as WhatsApp messenger,says the regulator.

The entity has been listed on the regulator’s warning page as a “suspicious website.”

The Hong Kong regulator has recently made fighting against financial fraud its top enforcement priority.

The ex-Goldman Sachs banker is facing over ten years in prison for his role in the 1MDB scandal

Catch up on some of the top stories in the FX and crypto space this past week.

Some of the violations stretch back more than a decade, with one reprimand over a failure going back to ...

The regulator said Hong Kong brokers may have been targeting Mainland clients illegally

The SFC wants to send a strong message to deter others from committing similar offenses, the regulator said.

Naked shorting refers to selling shares that were were not available for trading or confirmed to exist.

Huanying International offers its FX services through a separated brand called Circleforex.

STOs should comply with the existing securities laws in Hong Kong.

Ashley Alder's announcement is indicative of wider regulatory moves to bolster environmentally friendly investment

BOCI Securities breached a number of regulations related to the sale of investment products

Standard Chartered was also fined, as both companies failed to meet compliance standards surround IPO sponsorship

The Hong Kong regulator says that Wu Yinong failed to meet compliance standards relating to a 2009 IPO

The Hong Kong regulator also issued fines totalling $290,000

According to the warning, www.redsolarcapital.com, is a “suspicious website”.

The Hong Kong regulator says the broker took HK$2.3 billion in suspicious deposits

The three brokers have been issued the restriction notices as some of their clients are suspected of market misconduct.

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