SFC

The prime of prime broker secured the license from the SFC.

The acquisition of the license is in line with the company’s plans for expansion.

FIMHK had also submitted incorrect information to the SFC when applying for a new fund authorization in 2017.

Keep up to date with the most interesting news stories in the FX and crypto space.

The exchange is planning to introduce Bitcoin and Ether futures contracts.

The agency is unlikely to grant permission to companies offering such services.

The laws will try to mitigate the concerns associated with such companies.

The exact number of fund managers with the license is not known.

The MoU aims to strengthen collaboration between the two entities in order to combat illegal activity.

Some client order instructions were received through mobile phone applications, such as WhatsApp messenger,says the regulator.

The entity has been listed on the regulator’s warning page as a “suspicious website.”

The Hong Kong regulator has recently made fighting against financial fraud its top enforcement priority.

The ex-Goldman Sachs banker is facing over ten years in prison for his role in the 1MDB scandal

Catch up on some of the top stories in the FX and crypto space this past week.

Some of the violations stretch back more than a decade, with one reprimand over a failure going back to ...

The regulator said Hong Kong brokers may have been targeting Mainland clients illegally

The SFC wants to send a strong message to deter others from committing similar offenses, the regulator said.

Naked shorting refers to selling shares that were were not available for trading or confirmed to exist.

Huanying International offers its FX services through a separated brand called Circleforex.

STOs should comply with the existing securities laws in Hong Kong.

Viewing 1 - 20 of 176

1 2 3 … 9 >