COMPLIANCE

A progressive value-added compliance officer should be forward thinking and commercially minded

We spoke to the RegTech firm exec about their efforts to help brokers with the professional reclassification process

Simon Henry joins Stater with 17 years of experience in compliance-based roles.

He brings expertise from the mainstream financial ‎industry and other ‎sections of the digital economy.

The FCA was once seen as the only jurisdiction where firms aspired to get a license though this has ...

Mr. Friend was one of the ‎longest serving at ActivTrades, having joined the ‎‎group in London office back in ...

Federal regulations surrounding the use of cryptos could be around the corner.

Candidates for replacement are not currently known.

The accord will help simplify MiFID II and EMIR transaction reporting for FX and CFD brokers.

The outgoing executive joined Cayman Islands-based KVB Group in 2006 and was made an executive director in 2009.

What is an ICO and why is content marketing for ICOs important?

ASIC-regulated brokers should evaluate their procedures to ensure that they are compliant with Australian laws.

A study by NPL found that 34 percent of respondents were unable to pinpoint specific deadlines for compliance.

ADGM hopes to better address the needs of its stakeholders through this partnership.

The board seat is vacated as the company received a significant investment from a Middle East family office.

Today's FCA authorization opens up new opportunities for Trax's offering as MiFID II looms.

The approval is welcome news for Bloomberg which has already begun testing its end-to-end APA workflow.

The new SMR seeks to strengthen personal accountability in financial institutions.

The upgrade will strengthen transparency measures surrounding Traiana's Harmony messaging network.

For websites that are keen to continue operating in the industry, the alternative is rather expensive.

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