News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Education
Forex Education
Cryptocurrency Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
Market News by
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Education
Forex Education
Cryptocurrency Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market News by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
ADVERTISEMENT
ADVERTISEMENT
FM Home
>
Compliance
Mastering Forex Trading Psychology
Education Center
Decentralized Exchanges (DEX) Explained
Education Center
What Are Altcoins? What Investors Need to Know
Education Center
Annual Payments for B2Core, MarksMan, and B2Trader Products are
Thought Leadership
Mastering Forex Trading Psychology
Education Center
Decentralized Exchanges (DEX) Explained
Education Center
What Are Altcoins? What Investors Need to Know
Education Center
Annual Payments for B2Core, MarksMan, and B2Trader Products are
Thought Leadership
ADVERTISEMENT
compliance
Search for a tag
CryptoCurrency
Coinbase Intelligence to Safeguard Crypto against ‘Bad Actors’
Coinbase wants to help crypto institutions address their compliance needs.
The exchange has renamed Coinbase Analytics to Coinbase Tracer.
Thursday, 28/04/2022 | 21:25 GMT
by
Solomon Oladipupo
Retail FX
NFA Fines Interactive Brokers $250k for Retail FX, Supervisory Failures
Interactive failed to heed a warning issued in May 2021, NFA says.
The broker also ignored a directive from the NFA for three months after the deadline.
Saturday, 16/04/2022 | 09:56 GMT
by
Solomon Oladipupo
CryptoCurrency
Chagri Poyraz Now Leading Binance’s Global Compliance Efforts
Poyraz, ex-Coupang AML head, brings 17 years of experience to the new role.
He developed Coupang’s risk control framework for listing on NYSE.
Friday, 15/04/2022 | 05:40 GMT
by
Solomon Oladipupo
Op-ed
FinTech
Op-ed
How to Create a Neobank or Digital Bank
Without physical branches, neobanks are a smart alternative for financial institutions
However, you must address business, technology and compliance challenges.
Monday, 11/04/2022 | 09:34 GMT
by
Serge Beck
ADVERTISEMENT
Op-ed
Institutional FX
Op-ed
Blueprint for AML 2022: Changing Focus to Entity Centric Detection
How technology advancement in 2021 laid the foundation for a more efficient AML landscape.
Why does the sector focus so much on individual events to identify suspicion?
Thursday, 24/03/2022 | 17:00 GMT
by
Aspectus Group
Thought Leaders
Unizen Beefs Up Compliance in CeDeFi, Takes Aim At Institutional Space
Stronger compliance will help to make CeDeFi more attractive to institutional investors.
Thursday, 24/03/2022 | 12:57 GMT
by
Unizen
News
Cross River Partners with Chainalysis for Crypto Compliance
The company will leverage Chainalysis KYT (Know Your Transaction).
The technology from Chainalysis will help in the detection and investigation of suspicious activity.
Thursday, 24/03/2022 | 10:48 GMT
by
Bilal Jafar
Executive Moves
MoonPay Onboards James Freis to Advise on Global Regulatory Compliance
Freis to advise MoonPay on tension management amidst Russia-Ukraine war.
To guide firm on regulatory compliance in US and abroad.
Thursday, 24/03/2022 | 09:15 GMT
by
Solomon Oladipupo
ADVERTISEMENT
Regulation
Regs to Riches: Using Regulatory Reporting to Improve Your Business Processes and Revenue
Utilising Best Execution monitoring can help identify transactions that indicate scalpers.
It’s becoming increasingly difficult for traditional brokers to maintain a competitive advantage.
Monday, 28/02/2022 | 13:29 GMT
by
Sophie Gerber
Institutional FX
FINRA Fines StoneX $60,000 for Compliance Failures
StoneX neither accepted or denied the allegations, but consented to the order.
Tuesday, 23/11/2021 | 08:31 GMT
by
Arnab Shome
Thought Leaders
How Astra’s Decentralized Compliance Layer Fills a Legal Protection Gap
The realm of decentralized finance is very much appreciated by the people who take risks.
Monday, 18/10/2021 | 15:56 GMT
by
Finance Magnates Staff
News
Elliptic Announces Expansion of Its Platform
The company is launching full coverage of Polkadot and Algorand blockchains.
Thursday, 07/10/2021 | 12:56 GMT
by
Bilal Jafar
ADVERTISEMENT
Thought Leaders
The Importance of Risk Management and Compliance
How do risk management services of a liquidity provider help maximise profitability of client flow?
Wednesday, 14/07/2021 | 07:54 GMT
by
Finance Magnates Staff
Thought Leaders
Why You Must Boost Your Real-Time Personalization and Automation Processes
In order to reduce acquisition costs, grow customer base and increase revenues, brokers must maximize conversion rate.
Wednesday, 28/04/2021 | 08:15 GMT
by
Finance Magnates Staff
Thought Leaders
Sumsub Teams Up with Mercuryo to Help Crypto Businesses
The deal will optimize the compliance and risk departments routine of the platforms leveraging Mercuryo payment gateways.
Wednesday, 24/03/2021 | 09:00 GMT
by
Finance Magnates Staff
Regulation
Everything You Need to Know about Primary-Source Data for Corporate KYC
Making decisions based on primary-source data is an easy way to improve KYC compliance.
Monday, 15/02/2021 | 18:18 GMT
by
Ian Henderson
ADVERTISEMENT
Thought Leaders
Changing the Face of AML with Self Service Analytics
Self-service BI platforms have empowered compliance teams in an increasingly sophisticated financial world.
Thursday, 03/12/2020 | 10:05 GMT
by
Finance Magnates Staff
News
BitMEX Adds Refinitiv Tool to Boost Compliance
The exchange and its co-founders are facing lawsuits in the US for compliance violations.
Thursday, 19/11/2020 | 08:21 GMT
by
Arnab Shome
Thought Leaders
Why Cryptocurrency Exchanges Need Better Identity Verification
Newcomers to digital assets may be frustrated by the tedious process of buying crypto.
Wednesday, 04/11/2020 | 19:16 GMT
by
Anatoly Kvitnitsky
Executive Moves
Societe Generale Names Grégoire Simon-Barboux as Head of Compliance
Simon Barboux will replace Edouard-Malo Henry who is stepping down from the role.
Wednesday, 30/09/2020 | 04:56 GMT
by
Celeste Skinner
ADVERTISEMENT
Regulation
CySEC Settles with Depaho for €270,000 over Possible Compliance Lapses
This is the second time the broker has settled with the Cypriot regulator.
Tuesday, 29/09/2020 | 09:44 GMT
by
Arnab Shome
News
Liechtenstein Exchange LCX Taps Elliptic to Automate Crypto Compliance
Elliptic will offer its software to prevent the illicit use of LCX platform and comply with the EU's AMLD5 directive.
Friday, 11/09/2020 | 17:01 GMT
by
Aziz Abdel-Qader
Regulation
ETC Labs Partners with Chainalysis, Provides KYT Solution
Chainalysis KYT is an automated transaction monitoring solution and training certifications platform.
Thursday, 10/09/2020 | 04:02 GMT
by
Celeste Skinner
Regulation
Exclusive: Muinmos Sees Expansion in Asia, Looks to US
The company has also segmented its regulatory compliance engine to meet customer needs.
Wednesday, 05/08/2020 | 07:57 GMT
by
Celeste Skinner
ADVERTISEMENT
News
ConsenSys Launches Ethereum-Specific Compliance Solution
The platform is targeting the booming DeFi companies.
Tuesday, 09/06/2020 | 06:30 GMT
by
Arnab Shome
Next
ADVERTISEMENT
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}