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Compliance
Democratizing Investing: A Revolution in the Making?
Education Center
The Dark Side of the Blockchain
Education Center
Open Banking and Financial Inclusion: Opportunities for
Education Center
ACY Securities Launches Comprehensive Reports for Shares to All
Thought Leadership
Democratizing Investing: A Revolution in the Making?
Education Center
The Dark Side of the Blockchain
Education Center
Open Banking and Financial Inclusion: Opportunities for
Education Center
ACY Securities Launches Comprehensive Reports for Shares to All
Thought Leadership
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compliance
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Education Center
Regulatory Compliance in the Financial Industry: Why It Matters in 2023
Get to know what's needed to operate with confidence.
Thursday, 23/02/2023 | 16:22 GMT
by
Finance Magnates Staff
CryptoCurrency
Binance Talks about Compliance Gaps and Expects to Pay Penalties
The company's CSO confirmed that in the past, Binance had small "gaps" in its regulatory compliance.
Crypto exchange expects to pay penalties to resolve the US investigations.
Thursday, 16/02/2023 | 12:40 GMT
by
Damian Chmiel
FinTech
8 AML Guidelines Every Compliance Team Should Be Using
There are some AML rules which should be universal to nearly every compliance team.
Monday, 23/01/2023 | 09:28 GMT
by
Pedro Ferreira
FinTech
AML Requirements and Best Compliance Practices for Payment Processors
Keep an eye out for AML compliance. It can save your business.
Friday, 30/12/2022 | 09:35 GMT
by
Finance Magnates Staff
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Thought Leaders
ZuluTrade Growth Plan Does Not Include Unlicensed Brokers
ZuluTrade will focus on dealing with only licensed brokers as part of a new transition.
Friday, 04/11/2022 | 09:22 GMT
by
FM
Thought Leaders
Eliminating Inefficiencies in the Compliance World—the idclear Vision
AML compliance means large teams, high costs, and masses of personal data to manage.
Monday, 24/10/2022 | 14:25 GMT
by
James Clifford
Institutional FX
US Data Analytics Firm BXS Launches New Trade Surveillance Platform
The platform helps to streamline alerts, investigations and case management.
FINRA fined E*TRADE $350k in January for surveillance failures.
Monday, 11/07/2022 | 14:45 GMT
by
Solomon Oladipupo
CryptoCurrency
Coinbase Intelligence to Safeguard Crypto against ‘Bad Actors’
Coinbase wants to help crypto institutions address their compliance needs.
The exchange has renamed Coinbase Analytics to Coinbase Tracer.
Thursday, 28/04/2022 | 21:25 GMT
by
Solomon Oladipupo
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Retail FX
NFA Fines Interactive Brokers $250k for Retail FX, Supervisory Failures
Interactive failed to heed a warning issued in May 2021, NFA says.
The broker also ignored a directive from the NFA for three months after the deadline.
Saturday, 16/04/2022 | 09:56 GMT
by
Solomon Oladipupo
CryptoCurrency
Chagri Poyraz Now Leading Binance’s Global Compliance Efforts
Poyraz, ex-Coupang AML head, brings 17 years of experience to the new role.
He developed Coupang’s risk control framework for listing on NYSE.
Friday, 15/04/2022 | 05:40 GMT
by
Solomon Oladipupo
Op-ed
FinTech
Op-ed
How to Create a Neobank or Digital Bank
Without physical branches, neobanks are a smart alternative for financial institutions
However, you must address business, technology and compliance challenges.
Monday, 11/04/2022 | 09:34 GMT
by
Serge Beck
Op-ed
Institutional FX
Op-ed
Blueprint for AML 2022: Changing Focus to Entity Centric Detection
How technology advancement in 2021 laid the foundation for a more efficient AML landscape.
Why does the sector focus so much on individual events to identify suspicion?
Thursday, 24/03/2022 | 17:00 GMT
by
Aspectus Group
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Thought Leaders
Unizen Beefs Up Compliance in CeDeFi, Takes Aim At Institutional Space
Stronger compliance will help to make CeDeFi more attractive to institutional investors.
Thursday, 24/03/2022 | 12:57 GMT
by
Unizen
News
Cross River Partners with Chainalysis for Crypto Compliance
The company will leverage Chainalysis KYT (Know Your Transaction).
The technology from Chainalysis will help in the detection and investigation of suspicious activity.
Thursday, 24/03/2022 | 10:48 GMT
by
Bilal Jafar
Executive Moves
MoonPay Onboards James Freis to Advise on Global Regulatory Compliance
Freis to advise MoonPay on tension management amidst Russia-Ukraine war.
To guide firm on regulatory compliance in US and abroad.
Thursday, 24/03/2022 | 09:15 GMT
by
Solomon Oladipupo
Regulation
Regs to Riches: Using Regulatory Reporting to Improve Your Business Processes and Revenue
Utilising Best Execution monitoring can help identify transactions that indicate scalpers.
It’s becoming increasingly difficult for traditional brokers to maintain a competitive advantage.
Monday, 28/02/2022 | 13:29 GMT
by
Sophie Gerber
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Institutional FX
FINRA Fines StoneX $60,000 for Compliance Failures
StoneX neither accepted or denied the allegations, but consented to the order.
Tuesday, 23/11/2021 | 08:31 GMT
by
Arnab Shome
Thought Leaders
How Astra’s Decentralized Compliance Layer Fills a Legal Protection Gap
The realm of decentralized finance is very much appreciated by the people who take risks.
Monday, 18/10/2021 | 15:56 GMT
by
Finance Magnates Staff
News
Elliptic Announces Expansion of Its Platform
The company is launching full coverage of Polkadot and Algorand blockchains.
Thursday, 07/10/2021 | 12:56 GMT
by
Bilal Jafar
Thought Leaders
The Importance of Risk Management and Compliance
How do risk management services of a liquidity provider help maximise profitability of client flow?
Wednesday, 14/07/2021 | 07:54 GMT
by
Finance Magnates Staff
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Thought Leaders
Why You Must Boost Your Real-Time Personalization and Automation Processes
In order to reduce acquisition costs, grow customer base and increase revenues, brokers must maximize conversion rate.
Wednesday, 28/04/2021 | 08:15 GMT
by
Finance Magnates Staff
Thought Leaders
Sumsub Teams Up with Mercuryo to Help Crypto Businesses
The deal will optimize the compliance and risk departments routine of the platforms leveraging Mercuryo payment gateways.
Wednesday, 24/03/2021 | 09:00 GMT
by
Finance Magnates Staff
Regulation
Everything You Need to Know about Primary-Source Data for Corporate KYC
Making decisions based on primary-source data is an easy way to improve KYC compliance.
Monday, 15/02/2021 | 18:18 GMT
by
Ian Henderson
Thought Leaders
Changing the Face of AML with Self Service Analytics
Self-service BI platforms have empowered compliance teams in an increasingly sophisticated financial world.
Thursday, 03/12/2020 | 10:05 GMT
by
Finance Magnates Staff
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News
BitMEX Adds Refinitiv Tool to Boost Compliance
The exchange and its co-founders are facing lawsuits in the US for compliance violations.
Thursday, 19/11/2020 | 08:21 GMT
by
Arnab Shome
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