COMPLIANCE

The new 'advanced protection system' will aid compliance and operational risk divisions.

Following a 17-year-stint at BAO, Lesley Kumar joins the board of the London subsidiary of ADSS

ASX is looking into Byte Power Group to see whether it is in compliance with the ASX Listing Rules. ...

"If you haven’t been contacted, then the chances are you will."

McCarthy is the third notable hire for the firm this month, joining James Beale and Jamie Beadle.

A progressive value-added compliance officer should be forward thinking and commercially minded

We spoke to the RegTech firm exec about their efforts to help brokers with the professional reclassification process

Simon Henry joins Stater with 17 years of experience in compliance-based roles.

He brings expertise from the mainstream financial ‎industry and other ‎sections of the digital economy.

The FCA was once seen as the only jurisdiction where firms aspired to get a license though this has ...

Mr. Friend was one of the ‎longest serving at ActivTrades, having joined the ‎‎group in London office back in ...

Federal regulations surrounding the use of cryptos could be around the corner.

Candidates for replacement are not currently known.

The accord will help simplify MiFID II and EMIR transaction reporting for FX and CFD brokers.

The outgoing executive joined Cayman Islands-based KVB Group in 2006 and was made an executive director in 2009.

What is an ICO and why is content marketing for ICOs important?

ASIC-regulated brokers should evaluate their procedures to ensure that they are compliant with Australian laws.

A study by NPL found that 34 percent of respondents were unable to pinpoint specific deadlines for compliance.

ADGM hopes to better address the needs of its stakeholders through this partnership.

The board seat is vacated as the company received a significant investment from a Middle East family office.

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