COMPLIANCE

For websites that are keen to continue operating in the industry, the alternative is rather expensive.

Paul Turner has been elected to the position of Executive Director at Fullerton Markets

The platform focuses on research evaluation, budgeting, unbundling, and the specification of RPA payments.

Swiss banking giant Credit Suisse is using a brand new approach to tackle regulatory burdens

At least one segment of Deutsche Bank has seen an increase of hires at a time when the rest ...

Match-Trade Technologies has introduced a new solution for brokers as the regulatory playing field takes shape.

The new compliance solution from NEX is a direct result of its Abide Financial acquisition into MiFID II reporting.

Dohmen joins the firm after spending over 17 years of his career in legal and compliance roles in Amsterdam ...

The integration allows shared clients to view and complete tailored regulatory compliance tasks within the Redtail CRM.

Ahead of MiFID II, AQMetrics is strengthening its risk management capabilities for buy- and sell-side firms.

The partnership will enable the firm to deliver the independent controls demanded by ESMA’s MiFIR regulations.

The solution helps banks deploy a comprehensive MiFID II solution ahead of the January 2018 deadline.

The solution helps broker-dealers to more efficiently manage risk when trading OTCQX, OTCQB, Pink and Grey Market securities.

What caused compliance and risk management to become the foremost concern of all financial services providers?

Do you meet critical security and compliance requirements? Security isn't just smart, it’s often the law.

The solution aims to detect market abuse and money laundering concerns for financial institutions.

Commcise will deliver a fully integrated cloud based solution for BNP's investment management division.

The solution is also opening the door for a new model that could make the binary options broker business ...

By email, phone call or chat, recording customer-supplier communications is vital. Fonetic USA CEO explains how it's done.

Mr. Allan joins BNY Mellon after nearly 18 years at CIBC World Markets.

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