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Cftc
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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Europe's Economic Crossroads: Recession Fears and S&P Global's
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CFTC
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Retail FX
CFTC Charges Forex Trading Fraud for $426K Solicitation
He promised monthly returns of around 60 to 80 percent from trading activities.
Friday, 17/09/2021 | 06:48 GMT
by
Arnab Shome
Binary Options
US Court of Florida Orders Man to Pay $2.5M on a Binary Options Fraud Case
The individual's company was included in the permanent injunction issued by a judge of a US District Court.
Wednesday, 15/09/2021 | 20:06 GMT
by
Felipe Erazo
Retail FX
CFTC Charges Texas Resident and Costa Rican Firms for Running Forex Fraud
The US CFTC seeks restitution, disgorgement, civil monetary penalties, permanent trading and registration bans.
Tuesday, 14/09/2021 | 21:57 GMT
by
Felipe Erazo
Retail FX
CFTC Orders Idaho Man to Pay a Fine for Commodity Pool Operator Violations
Cody Malosi Wilson should pay around $150,000 as a civil monetary penalty.
Thursday, 26/08/2021 | 20:45 GMT
by
Felipe Erazo
Retail FX
CFTC Fines Silver Star FX and Trading Bot Creator with $15.6 Million
The trading software claimed to double the money of the traders.
Thursday, 26/08/2021 | 06:42 GMT
by
Arnab Shome
Retail FX
CFTC Charges Individual Who Ran an Unregistered Forex Firm in Michigan
The authority stated that Welther Oaks, LLC, entered a guilty plea in a separate criminal action filed in Michigan.
Tuesday, 17/08/2021 | 21:16 GMT
by
Felipe Erazo
Exchanges
BitMEX Settles with US CFTC and FinCEN, Agrees to Pay $100 Million
The company stated that such settlement marks a 'new chapter' for the firm.
Tuesday, 10/08/2021 | 22:15 GMT
by
Felipe Erazo
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News
CFTC Orders Three Individuals to Pay $1.75 Million in Crypto Scheme Case
The defendants represented a business named Global Trading Club which claimed to trade cryptos on behalf of its customers.
Tuesday, 10/08/2021 | 19:31 GMT
by
Felipe Erazo
Brokers
US Federal Court Imposes Permanent Trading Ban on PaxForex
The court order seeks the defendant to pay a civil monetary penalty of $374,864.
Saturday, 10/07/2021 | 01:07 GMT
by
Felipe Erazo
Retail FX
US CFTC Charges Three Individuals Involved in a Commodities Fraud Scheme
The United States Attorney for the Southern District of New York filed separate criminal charges against them.
Thursday, 01/07/2021 | 23:18 GMT
by
Felipe Erazo
Retail FX
US CFTC Charges Texas Man for Allegedly Running a Forex Trading Pool Fraud
The CFTC is looking for full restitution to defrauded clients, civil monetary penalties, plus trading and registration bans.
Wednesday, 23/06/2021 | 21:49 GMT
by
Felipe Erazo
Institutional FX
CFTC Slaps Two Commodity Pool Operators with Fraud Charges
The firms mislead investors with false statements about their worst losses.
Friday, 28/05/2021 | 06:35 GMT
by
Arnab Shome
Binary Options
CFTC Orders Binary Options Fraud to Pay $1 Million
He has to disgorge $241,070 from ill-gotten funds and additional $846,405 as restitution.
Wednesday, 07/04/2021 | 11:12 GMT
by
Arnab Shome
Institutional FX
CFTC Charges Nomura Trader for Price Manipulation
He provided false statements to the regulator during an investigation.
Tuesday, 02/02/2021 | 12:33 GMT
by
Arnab Shome
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Retail FX
Court Fines Mark Pyatt $255K for Operating FX Fraud Scheme
Pyatt, who also used the alias Daniel G. Randolph, was sentenced to 37 months in prison for the Ponzi-like scheme.
Tuesday, 22/12/2020 | 21:56 GMT
by
Aziz Abdel-Qader
Executive Moves
MPD Director Joshua B. Sterling to Depart CFTC in Jan
Joshua B. Sterling has been Market Participants Division (MPD) Director at the CFTC since August 2019.
Monday, 21/12/2020 | 21:20 GMT
by
Finance Magnates Staff
Institutional FX
US Court Slaps $7 Million Fine on TFS-ICAP for Misleading Clients
The former CEO and emerging markets desk head were penalized with $500,000 each.
Tuesday, 15/12/2020 | 06:59 GMT
by
Arnab Shome
Regulation
CFTC Extends Relief to UK Firms on Brexit Transition
The move means that UK firms can qualify for time-limited relief from certain regulatory requirements.
Friday, 04/12/2020 | 21:58 GMT
by
Aziz Abdel-Qader
Regulation
CFTC Further Extends SEFs Relief from Block Trade Requirements
The latest no-action relief permits SEFs to execute block trades on SEF’s trading systems and platforms until relief expires.
Friday, 13/11/2020 | 21:01 GMT
by
Aziz Abdel-Qader
Exchanges
CFTC Permits ICE Futures Abu Dhabi to Trade Directly with Americans
ICE Futures Abu Dhabi is backed by Atlanta-based ICE alongside nine of the world’s top energy trading firms.
Friday, 06/11/2020 | 18:51 GMT
by
Aziz Abdel-Qader
News
US Court Fines $900K to Crypto and Forex Ponzi Scheme Operator
The perpetrators might not have enough funds or assets for total recovery.
Thursday, 05/11/2020 | 07:15 GMT
by
Arnab Shome
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Brokers
CFTC Hits Binary Options Marketer Peter Szatmari with $14M Fine
The case was related to prior CFTC actions alleging fraud against several other individuals and entities.
Tuesday, 13/10/2020 | 16:48 GMT
by
Aziz Abdel-Qader
Retail FX
Court Fines Michael Salerno $1.2M for Operating Fake FX Businesses
Salerno induced victims to pay advance fees, ranging from $1,200 to $1,900, in order to hire them as forex traders.
Friday, 09/10/2020 | 22:04 GMT
by
Aziz Abdel-Qader
Brokers
CFTC Cancels Registrations of Phy Capital Investments and Its CEO
The CFTC says Phy Capital and Bretas solicited about $7.5 million from investors through several companies in the Miami.
Friday, 09/10/2020 | 19:08 GMT
by
Aziz Abdel-Qader
Regulation
CFTC Unveils 2020 Enforcement Report, Record Fines against Spoofing
During CFTC’s 2020 fiscal year, which ended September 30, the agency’s staff handled a record 113 enforcement actions.
Tuesday, 06/10/2020 | 15:31 GMT
by
Aziz Abdel-Qader
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