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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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FMAS:24 Session Spotlight – Becoming a Pro Trader: Tools,
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Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
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Brokers
Retail FX Deposits Held at US Brokers Drop $13M in August
Nebraska-based TD Ameritrade has racked up $385,000 in additional deposits, which stood at $67.3 million in August 2020.
Friday, 02/10/2020 | 22:01 GMT
by
Aziz Abdel-Qader
Brokers
CFTC Fines Gain Capital $300,000 for Foremost Bogus Trades
Foremost worked with Gain as an independent introducing broker and was subject to a prior enforcement action for fraud.
Tuesday, 29/09/2020 | 22:25 GMT
by
Aziz Abdel-Qader
Brokers
CFTC Sues PaxForex for Offering Metals, Crypto Trading to US Investors
After the charges were filed, the https://paxforex.com/ domain was seized by the FBI as stated on the company’s website.
Monday, 28/09/2020 | 16:28 GMT
by
Aziz Abdel-Qader
Brokers
CFTC Charges Metal Dealers in $185 Million Fraudulent Scheme
Defendants fraudulently received more than $140 million in retirement savings from at least 1,600 persons.
Friday, 25/09/2020 | 15:11 GMT
by
Aziz Abdel-Qader
Brokers
CFTC Fines EOX, Futures International, OTC Europe for Capital Deficiencies
The deficiencies resulted from the IBs’ failure to make deductions when valuing a credit line for an affiliated company.
Thursday, 24/09/2020 | 16:52 GMT
by
Aziz Abdel-Qader
Regulation
Nadex Revokes Membership of Dominick Carducci after FX Scam Conviction
Carducci has been permanently banned from trading on Nadex Markets.
Friday, 18/09/2020 | 03:14 GMT
by
Celeste Skinner
Regulation
CFTC Files Complaint against Operators of Global Trading Club
The regulator has charged four individuals for allegedly soliciting funds from customers to speculate in BTC.
Tuesday, 15/09/2020 | 05:42 GMT
by
Celeste Skinner
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Retail FX
CFTC Charges Highrise Advantage, Others for $4.75 Million FX Fraud
Highrise acted as the master pool in the scheme responsible for trading with the proceeds.
Thursday, 10/09/2020 | 07:40 GMT
by
Arnab Shome
Regulation
CFTC Issues a New Whistleblower Award for Exposing Fraudulent Activity
In keeping with its policy of carefully protecting tipsters’ identities, the watchdog provided scant details on the case.
Friday, 04/09/2020 | 21:37 GMT
by
Aziz Abdel-Qader
Regulation
LedgerX Approved by CFTC to Offer Non-Crypto Derivative Products
LedgerX has been working with the CFTC to secure its amendment since 2018.
Wednesday, 02/09/2020 | 20:27 GMT
by
Aziz Abdel-Qader
Brokers
CFTC Goes After Firms Falsely Claiming Regulatory Status in the US
Many of these foreign entities are acting in a capacity requiring them to be registered with the CFTC or the NFA.
Tuesday, 01/09/2020 | 22:03 GMT
by
Aziz Abdel-Qader
Retail FX
US Authorities Charge Three Men in $28M FX-Linked Ponzi Scheme
The defendants targeted African immigrants and church communities, having exploited their religious affiliations.
Friday, 28/08/2020 | 19:39 GMT
by
Aziz Abdel-Qader
Brokers
CFTC Slams 20 Forex Brands with Regulatory Warnings
The CFTC has been active recently in its cleanup of the forex space with charges being brought against a dozen of brokers.
Monday, 24/08/2020 | 22:03 GMT
by
Aziz Abdel-Qader
Institutional FX
CFTC Settles with Scotiabank for $127M for Regulatory Violations
The company misguided the regulator's investigation making false statements.
Wednesday, 19/08/2020 | 17:19 GMT
by
Arnab Shome
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Regulation
CFTC Penalizes 2 Former NYMEX Staff for Insider Trading
The shared oil and natural gas futures and options price, volume, and other details with a trader.
Wednesday, 05/08/2020 | 06:48 GMT
by
Arnab Shome
Brokers
CFTC Data Shows Flat Growth in Retail FX Deposits for June
After consecutive increases in its market share, IG US has suffered a slight drop in retail deposits in June 2020.
Tuesday, 04/08/2020 | 23:01 GMT
by
Aziz Abdel-Qader
Regulation
US Regulator CFTC Grants $9 Million Award to Whistleblower
This is one of the five largest awards granted as part of the CFTC’s Whistleblower Program.
Tuesday, 28/07/2020 | 06:45 GMT
by
Celeste Skinner
Regulation
CFTC Approves Final Rule on Cross-Border Applications of Swaps
The CFTC approved a final rule on capital requirements for swap dealers and major swap participants.
Friday, 24/07/2020 | 04:52 GMT
by
Celeste Skinner
Brokers
CFTC Postpones Prosecution of US Coin Bullion Due to Coronavirus
Salvatore and Joseph Esposito, the owners of precious metals investment firm U.S. Coin Bullion pleaded guilty in October 2019.
Wednesday, 22/07/2020 | 21:10 GMT
by
Aziz Abdel-Qader
Brokers
CFTC Fines Southwest Group for FX Registration Lapses
The regulator also pointed out the timeframe of the alleged crimes, which spanned almost five months.
Monday, 20/07/2020 | 22:18 GMT
by
Aziz Abdel-Qader
Regulation
CFTC Charges Alista Group with Precious Metals Fraud
The complaint alleges that defendants made false statements to induce customers to enter into leveraged metals transactions.
Thursday, 16/07/2020 | 22:32 GMT
by
Aziz Abdel-Qader
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Regulation
Court Partly Denies CFTC’s Entry of Default Against Binary Options Gang
The motion was denied for Yossi Herzog, Shalom Peretz, and Yukom Communications Ltd.
Wednesday, 15/07/2020 | 07:01 GMT
by
Celeste Skinner
Regulation
CFTC Sanctions Two Plutus Entities Offering Digital Asset-Based Swaps
$150,00 civil monetary penalty required for illegal off-exchange swaps in digital assets and foreign currency.
Monday, 13/07/2020 | 15:53 GMT
by
Finance Magnates Staff
Retail FX
CFTC Fines Man Accused of Bilking Missourians in FX Fraud
The CFTC hit Joshua Christian McDonald and his company, Perfection PR Firm LLC (PPR), with penalties totaling $1.3 million.
Friday, 10/07/2020 | 22:41 GMT
by
Aziz Abdel-Qader
Brokers
IG US Racks Up $20 Million in Retail FX Deposits
Strong results from the United States
Friday, 03/07/2020 | 16:14 GMT
by
Aziz Abdel-Qader
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