Regulation

The joint offering provides a single solution to identify the best approach to re-paper big inventories of legal documents.

Cryp Trade Capital has been issuing investment portfolios without authorization.

UK-regulated venues may require an additional round of authorization ahead of MiFID's implementation this January.

The group has reached a €10.5m settlement with prosecutors over insider trading charges against Carsten Kengeter.

This case involves tracing the mortgage pipeline in an attempt to uncover the wrongdoing.

These are part of a series of research unbundling solutions that Thomson Reuters continues to release in 2017.

MLAF set inappropriate order limits in its upstream and downstream systems, undetected for 6 years.

Australian watchdog releases its Market Integrity Report.

New rules under MiFID II are causing asset managers to internalize research costs.

The two firms make a strategic investment in preparation for upcoming regulatory changes.

They join the nine banks who settled earlier and the total payouts now amount to more than $2.12 billion.

The bank says that the firm is offering investment services to the Irish public unauthorised.

The review examined investment firms' approach to the suitability process and their readiness for MiFID II.

TRADEcho is a partnership between the London Stock Exchange and Boat Services.

Increased coordination in handling financial crime will help control fraud in one of Asia's biggest financial centers.

Today's FCA authorization opens up new opportunities for Trax's offering as MiFID II looms.

The approval is welcome news for Bloomberg which has already begun testing its end-to-end APA workflow.

APA authorization will enable the provision of an upgraded MiFID II services suite.

The indictment displays the complexity of the operations involved.

The new service allows firms to outsource the key data classification processes required for compliance.

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