Regulation

Fraudsters have been trying to steal money from members of the public by pretending to represent the asset manager.

The charges stem from an incident in April 2018, when the CFTC says Algointeractive misrepresented its founders’ experience.

The findings reflect MiFID II’s complexity and that the delay of implementation is still a major risk.

The re-launched solution specifically helps Cypriot firms meet CySEC’s MiFID II requirements.

The firm has been charged by the CFTC with failing to supervise its swap dealing activities.

SEC’s investigation focused on allowing high-speed traders to interact with investor orders in the dark pool.

Most of the London-based positions at BNP Paribas, Credit Agricole, and Societe Generale will move to Paris.

Regulators and exchanges have stepped up their policing of spoofing in recent years.

The two companies may have been involved in rigging currency derivatives prices

The regulator says NFCs will only have to adhere to clearing obligations if they meet certain thresholds

The London-based trio allegedly created a chat group to manipulate the prices of currency exchange rates.

The defense of the three accused men argued that their chats did not break the law.

The regulator claims that an extended fix period and the 2013 forex scandal have affected the benchmark's robustness.

This illegal banking strategy has cost Wells Fargo hefty fines over the last two years.

One of the key changes is relaxing the treatment of foreign currencies that are subject to exchange control.

The settlement holds Nomura responsible for selling home loans that were packaged into securities and subsequently defaulted.

Britain’s antitrust regulator currently investigates whether the acquisition of NEX will lessen competition.

The exemptions include export-related contracts, capital market instruments and employment contracts that involve foreigners.

The updated Q&As includes a clarification relating to best execution models.

The US regulators’ charges against Credit Suisse revolved around “deficient disclosures” by the bank’s order routers.

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