Regulation

The British regulator offers supervisory flexibility over best execution until the end of June

The two regulators have proposed eight new entities be included in the list.

The regulator said the bank failed to timely report a number of fixed income transactions.

The government will loosen the foreign exchange liquidity coverage ratio for banks.

Fed taps BlackRock to help execute mortgage-backed securities purchases

ESMA reminds firms of the MiFID II requirements on the recording of telephone conversations

As traders flock to the USD, South Korea is trying to address the mismatches in dollar liquidity.

The securities firm appeared in the Downing Centre Local Court in Sydney on criminal charges.

The regulator also fined AMP Life Limited, which offers life insurance.

The regulator has implemented the measures as a precautionary action regarding coronavirus.

Ella Rosenberg discusses the impact on EU regulators from the coronavirus

The brokerage revealed the figures via a regulatory filing with the SEC.

The solution aims to help investment managers meet their MiFID II reporting obligations.

In a letter to CEOs, the FCA highlighted the steps asset management firms should be taking.

Paiboon Nalinthrangkurn said that stock regulators need to consider if HFT is an appropriate tool.

The funds from the fine will be distributed to affected clients.

The company and the regulator have reached a settlement agreement.

Wall Street’s watchdog found that the firm failed to avoid displaying, locking or crossing quotations in OTC Equity Securities.

The BIS Markets Committee also asked for the Code to be strengthened.

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