Regulation

77% of respondents expected the number of research providers to fall.

New regulations necessitating the disclosure of research costs could lead to a reduction of analysts and personnel.

A joint SFO-FCA effort has alleged conspiracy and fraud charges against four former Barclays executives.

Iksil argued several times that his role in the scandal has been overstated.

The combined offering leverages IHS Markit’s Outreach360 solution and Deloitte’s regulatory expertise via a managed service.

President Trump has nominated Jim Clinger as Chairman of the FDIC, taking aim at Dodd-Frank.

The US Department of Justice is examining whether Barclays engaged in a 'no-poach' agreement with JPMorgan.

Trax and Bats Europe have developed a unified connection for equities trade reporting in compliance with MiFID II.

The defendants executed their unlawful scheme through several brokers including Hunter Wise, Lloyds Commodities and AmeriFirst.

TRUE will help firms better manage and control their research spending and usage of investment strategies.

Back in March 2016, Britain's Serious Fraud Office looked at the same evidence and decided not to bring charges.

The German bank has been accused of tampering with the Euribor, along with Barclays Plc and HSBC.

The company’s SaaS-based SMART platform monitors and reviews enormous amounts of regulatory content.

The new bill aims to loosen financial regulations by repealing large portions of the 2010 Dodd-Frank law.

The prosecutor wants HSBC to disclose its interbank dealing tickets and any relevant Bloomberg instant messages.

Nex Regulatory Reporting will use Duco Cube for MiFID II reconciliation.

Liew has plead guilty to US authorities, though his testimony cites collaboration with other Deutsche Bank traders.

For the EU it seems that if you don't like the message, fine the messenger.

Former Citigroup FX trader David Madaras lost his lawsuit against Citigroup following a breach of conduct.

A number of financial entities were found guilty of involvement in Malaysia’s state fund scandal.

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