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Virtual Pay International Limited Obtains License from the Thought Leadership

Regulation

LiquiTrade Is Operating ‘Illegal Banking Services’ in Germany, BaFin Says

BaFin said content of latoken.com justifies the conclusion.
It added that LiquiTrade Ltd is not licensed under the German Banking Act.

Friday, 12/08/2022 | 16:39 GMT by Solomon Oladipupo

The Financial Conduct Authority (FCA)

UK FCA Appoints Home Office's Director to Lead Its Global Strategy

O'Connell is bringing “extensive experience of international affairs" to the role.
He joined the UK Home Office as Director of International, in 2020.

Friday, 05/08/2022 | 13:45 GMT by Solomon Oladipupo

CySEC Withdraws CIF License of Sharelink Securities & Financial Services

The company decided to renounce its license.
Sharelink is now operating as a tied agent of Argus Stockbrokers.

Tuesday, 26/07/2022 | 11:42 GMT by Arnab Shome

Thought Leaders

Virtual Pay International Limited Obtains License from the Central Bank of Kenya (CBK)

Virtual Pay's objective is to play a pivotal role in the growth of the financial sector.

Friday, 12/08/2022 | 11:40 GMT by FM

Insider Trading: US SEC Files Charges against 9 Persons in 3 Cases Involving over $6.8M

The cases involve a former CISO, an investment banker, and ex-FBI trainee.
The SEC separately filed insider trading charges against a former US Rep.

Monday, 25/07/2022 | 21:33 GMT by Solomon Oladipupo

Securities and Exchange Commission

US Regulator Awards Another Whistleblower over $17 Million

Earlier, the SEC awarded over $6 million to two whistleblowers.
The regulator has awarded approximately $1.3 billion since 2012.

Tuesday, 19/07/2022 | 17:41 GMT by Solomon Oladipupo

Securities and Exchange Commission

Two Whistleblowers Get over $6 Million from US Watchdog

Each whistleblower was awarded more than $3 million.
The US SEC has awarded approximately $1.3 billion to 276 individuals since 2012.

Friday, 15/07/2022 | 19:13 GMT by Solomon Oladipupo

NASDAQ Elects 10 Board Directors to Exchanges in the US

NASDAQ owns a stock market and an options trading platform in the country.
The exchange listed 108 IPOs in first half of 2022.

Tuesday, 05/07/2022 | 19:13 GMT by Solomon Oladipupo

Losers Topple Gainers as Retail Trading Dominates Polish FX Markets in 2021

72% of active traders in Poland’s FX market incurred losses in 2021.
Polish and foreign traders lost zł1.1 billion last year.

Wednesday, 29/06/2022 | 19:14 GMT by Solomon Oladipupo

CFTC Slams $1.37m Fine on Starberry for Acting as FCM without a Permit

Starberry accepted more than $400 million from a foreign customer.
The corporation is to disgorge the 'unlawful' earnings.

Friday, 24/06/2022 | 20:10 GMT by Solomon Oladipupo

Thought Leaders

Interview: Choise.com CEO Vladimir Gorbunov on Aggregating the Best Crypto Solutions

Mr. Gorbunov is a serial FinTech entrepreneur that's been involved with crypto since 2017.

Friday, 12/08/2022 | 08:20 GMT by FM

French Regulator AMF Toughens Criteria for Authorizing DASPs

The action is part of the AMF's policy update on Position DOC-2020-O7.
DASPs are to use language understood by all French customers.

Friday, 10/06/2022 | 21:44 GMT by Solomon Oladipupo

NASDAQ to Acquire Metrio to Expand Suite of ESG Solutions

The deal is expected to be closed by mid-June.
NASDAQ says the acquisition will enable it to support its corporate clients.

Thursday, 02/06/2022 | 18:11 GMT by Solomon Oladipupo

US SEC Fines TradeZero America $100k for Meme Stock Deception

The SEC fined the Co-Founder, Daniel Pipitone $25k.
The agency said the case “sends a powerful message.”

Tuesday, 24/05/2022 | 20:19 GMT by Solomon Oladipupo

Companies Prefer Regtech Vendors than In-House Solutions: IHS Markit

86 percent of survey participants now use vendors in some form.
The primary focus is to control reporting errors and increase accuracy.

Monday, 23/05/2022 | 07:30 GMT by Arnab Shome

Securities and Exchange Commission

Wells Fargo Advisors Agrees to Pay $7m to Settle AML Charges

Wells Fargo failed to file at least 34 SARs.
The charge is the second Bank Secrecy Act action against the broker in five years.

Friday, 20/05/2022 | 16:49 GMT by Solomon Oladipupo

FCA Harps on ESG, Diversity as CISI Marks 30th Anniversary

CISI's CEO, Simon Culhane to step down by September.
330 CISI members and dignitaries attended the event.

Monday, 09/05/2022 | 21:07 GMT by Solomon Oladipupo

Thought Leaders

The B2Core Android App Can Now Be Downloaded from the Google Play Store

B2Broker is positive that the new B2Core app will streamline its customers' experience.

Tuesday, 09/08/2022 | 13:14 GMT by FM

Securities and Exchange Commission

US Regulators Charge Archegos Capital for $10 Billion Swap Loss

The SEC says its investigation is ongoing.
The CFTC asks for restitution for defrauded swap counterparties.

Wednesday, 27/04/2022 | 18:10 GMT by Solomon Oladipupo

CySEC Warns Investors against Four Unregistered Forex Websites

The websites have not been registered under Cyprus' markets law.
The warning follows an earlier alarm on fraudsters impersonating CySEC's officers.

Wednesday, 27/04/2022 | 14:37 GMT by Solomon Oladipupo

FCA Asks UK Firms to Disclose Diversity Records in Annual Reports

Rule to apply to accounting periods starting April 1, 2022.
FCA to review its new rules in three years’ time.

Wednesday, 20/04/2022 | 15:46 GMT by Solomon Oladipupo

The FSCS Paid over £114 Million to London Capital & Finance Plc (LCF) Bondholders

12,330 bonds were compensated for as part of a one-time compensation scheme.
The last batch of cheques will be issued around Easter.

Sunday, 17/04/2022 | 07:28 GMT by Matti Williamson

UK FCA Warns on Trading Firm Etradefxlive

The firm is allegedly impersonating E*TRADE.
The company is not authorized by the FCA to target people in the UK.

Tuesday, 05/04/2022 | 21:13 GMT by Felipe Erazo

British Court Blocks Forex Rigging Class Action against Major Banks

London’s Competition Appeal Tribunal (CAT) ordered the blockade.
JPMorgan, Citigroup, Barclays, UBS and NatWest are the banks involved.

Thursday, 31/03/2022 | 23:52 GMT by Felipe Erazo

Thought Leaders

IC Markets Launches Partnership with Rugby World Cup Sevens

IC Markets will be featured in a truly historic event and re-opening of South Africa.

Tuesday, 09/08/2022 | 08:43 GMT by FM

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