Regulation

SEC enforcement actions from tip-offs have resulted in nearly $1.7 billion in fines since the program’s inception in 2011.

Danske’s Estonian branch, which is at the center of a money-laundering scandal, was owned until 2007 by Finland’s Sampo.

The deadline for foreign firms needing an Australian financial services license has been extended by a year.

The two firms have integrated their separate services to provide tailor-made solutions.

Bank of America traders attempted to manipulate the US dollar iteration of ISDAfix.

The measures allow market makers to provide quotes using wider spreads amid money laundering allegations against Danske Bank.

The Commodity Futures Trading Commission handed out fines totalling more than $1.2 million.

Traders who thought they were trading only against other traditional traders were facing aggressive high-speed firms.

The charges involve alleged cartel arrangements relating to trading in ANZ shares.

The solution helps firms based or trading in Australia to meet ASIC's OTC derivatives trade reporting requirements.

Pretending to represent the investment management firm, fraudsters have been trying to steal money from members of the public.

To perform trade reporting for Platinum, Catena’s TRACE Reporting connects to CME Group’s Trade Repository service.

In its corporate plan, the regulator has highlighted cryptocurrencies as a potential threat to the financial markets.

This is the second announcement of a fine against the bank this week.

The regulators in July proposed reducing the complex requirements that entirely ban proprietary trading by banks.

Kweku Adoboli was detained on Monday, a prelude to being deported to Ghana.

The bank expects to settle its international sanction violations in the coming weeks.

RTS 27 Now will help systematic internalisers complete their first regulatory report.

According to the president of BaFin, the temporary measures would be to avoid chaos.

Zhu was arrested late on Wednesday in an unnamed foreign country.

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