Regulation

The Temporary Permissions Regime (TPR) aims to mitigate the potential risks of a ‘no-deal Brexit.’

Commenting on the fine, the European Commission said that it "will not tolerate collusive behaviour" in the financial markets

While the EU’s investigation has lagged behind, other regulators imposed up to $10 billion in penalties.

The HKMA gave out the its first three licenses in March

The central bank of Indonesia will limit foreign ownership of electronic trading platforms to 49 per cent.

Whistleblowers are entitled to between 10 and 30 percent of the money that the CFTC recovers from enforcement actions.

Another day, another scam

A no-deal Brexit leaves banks, asset managers and trading platforms with European customers scrambling to open new EU ...

MAP FinTech’s reporting solution will be integrated with oneZero’s Liquidity Hub.

In a report outlining its plans for the next year, the British regulator also said it wants improved cybersecurity ...

Andre Nomm also said that some banks in the country are now subject to a more severe supervisory regime

Mark Talbot knew that VMob's contract with McDonald's would boost the company's stock price

The two regulators will work together on developing rules to govern new technologies

Goldman Sachs International did not provide accurate and timely reporting for 220.2 million transaction reports.

The US regulator has put measures in place for uncleared swaps from UK entities.

The subsidiary, MUFG Securities (Europe) N.V., is part of the company’s Brexit contingency plan.

The SEC has probed and fined several Wall Street banks in similar cases including Citigroup, Deutsche Bank, and J.P. ...

Ashley Alder's announcement is indicative of wider regulatory moves to bolster environmentally friendly investment

The FCA will grant firms who have signed up to the contingency plan a grace period to seek authorization ...

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