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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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Ethereum-Based Tokenized Real Estate Platform USP Launches on
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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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FinTech
Apex Fintech Solutions Renews IPO Plans, Files Documents with the SEC
The company has confidentially submitted Form S-1 to the regulator for a potential IPO.
Details about the number of shares, prices, and final offerings remain undisclosed.
Tuesday, 12/12/2023 | 14:39 GMT
by
Jared Kirui
Retail FX
SEC Targets Five Brokers in $525M Investment Fraud Scheme
Defendants allegedly pocketed $88M in undisclosed fees from investors.
These offerings drew investments from more than 4,000 individuals globally.
Thursday, 07/12/2023 | 14:45 GMT
by
Jared Kirui
Retail FX
News Nuggets | 28 November: Ledger Partners with YouHodler; KX Launches AI Server
Also, FCA warned against two clone firms; Mastercard and Warply teamed up in MENA.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Tuesday, 28/11/2023 | 11:42 GMT
by
Damian Chmiel
CryptoCurrency
BlackRock Files Prospectus for Spot Ether ETF with SEC
Ether briefly surged on the news amid optimism about ETF developments.
BlackRock is anticipating SEC's feedback on its application for a spot Bitcoin ETF.
Thursday, 16/11/2023 | 17:28 GMT
by
Jared Kirui
Retail FX
News Nuggets | 16 November: Fortex Integrates with StoneX; XS.com Appoints Country Manager
Wedbush Securities was fined $350,000; the SEC charged traders following a fraud valued at $1.5 million.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Thursday, 16/11/2023 | 11:17 GMT
by
Damian Chmiel
Retail FX
SEC Distributes $1 Billion to Harmed Investors in 2023
SEC escalates enforcement with 784 actions in FY23.
The regulator also paid out a record number of rewards to whistleblowers.
Wednesday, 15/11/2023 | 09:22 GMT
by
Damian Chmiel
CryptoCurrency
SEC Accuses Bitwise's Ex-CEOs of Alleged $70 Million Deception Scheme
The allegations revealed the extent of deception as the startup faced financial turmoil.
Criminal charges were also filed by the US Attorney's office in a separate charge.
Thursday, 09/11/2023 | 19:34 GMT
by
Jared Kirui
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CryptoCurrency
Ripple Capitalizes on SEC Victory, Bolsters Cross-Border Payment Services
The company aims to enhance crypto financial infrastructure for businesses.
Ripple offers access to a vast network of over 70 cryptocurrencies.
Wednesday, 08/11/2023 | 21:21 GMT
by
Jared Kirui
CryptoCurrency
SEC's Plan to Expedite Trades Casts Uncertainty over ETFs: Report
The upcoming SEC's change of rules aims to speed up settlement time for securities.
Approximately $1 trillion in ETFs are at risk due to the changes.
Monday, 06/11/2023 | 18:28 GMT
by
Jared Kirui
Institutional FX
SEC Unveils New Rules to Boost Security-Based Swap Market Transparency
Entities that qualify as SBSEFs must apply for registration with the SEC.
The SEC seeks to align the new regulations with the CFTC.
Thursday, 02/11/2023 | 19:54 GMT
by
Jared Kirui
CryptoCurrency
SafeMoon Executives Hit with SEC Charges for Alleged "Massive Fraudulent Scheme"
The regulator is accusing SafeMoon's team of unregistered sale of SFM tokens.
SFM price surged over 55,000 percent in 2021.
Wednesday, 01/11/2023 | 21:19 GMT
by
Jared Kirui
Retail FX
Gain Capital’s $236 Million Deal That Led to an Insider Trading Scandal
The former executive at StoneX Financial has settled insider trading charges.
They stem from trading activities involving GAIN Capital Holdings before its acquisition.
Tuesday, 31/10/2023 | 09:30 GMT
by
Damian Chmiel
Retail FX
SEC to Prohibit Volume-Based Transaction Pricing among Stock Brokers
The regulator had introduced a new proposal aimed at enhancing transparency.
The SEC seeks to level the playing field for broker-dealers of all sizes.
Wednesday, 18/10/2023 | 20:37 GMT
by
Jared Kirui
Retail FX
News Nuggets | 4 October: SEC Halts Ponzi Scheme; FCA Updates Warning List
Also, ClearBank broadens its Board; ABN Amro sells a stake in EMS to Fiserv.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Wednesday, 04/10/2023 | 09:28 GMT
by
Finance Magnates Staff
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Institutional FX
SEC's $79 Million Crackdown: 10 Firms Hit with Recordkeeping Failures
The SEC charged the financial firms for alleged electronic communication failures.
The regulator discovered widespread off-channel communications within the companies.
Friday, 29/09/2023 | 20:52 GMT
by
Jared Kirui
CryptoCurrency
Gemini’s Founders Face Scrutiny over $280M Crypto Withdrawal amid Genesis Crisis
This move raised questions about whether the funds were personal or corporate assets.
The timing of their withdrawal, just before the Genesis crisis, has raised controversy.
Thursday, 28/09/2023 | 17:06 GMT
by
Jared Kirui
CryptoCurrency
Do Kwon Fights Back: Opposes SEC's Terraform Labs Probe
Kwon's lawyers argue that bringing him to the US for questioning is impossible.
The SEC seeks to interview Kwon regarding the collapse of TerraUSD stablecoin.
Thursday, 28/09/2023 | 14:14 GMT
by
Jared Kirui
Retail FX
News Nuggets | 28 September: NiceHash Exits UK; CFTC Awards Whistleblower over $300,000
Also, ASIC secures financial penalties for reporting failures; SEC charges for insider trading.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Thursday, 28/09/2023 | 08:44 GMT
by
Damian Chmiel
CryptoCurrency
SEC under Fire: Congress Considers Subpoena for FTX Documents
The US House Committee has accused the SEC of a lack of transparency in FTX's case.
Gensler has defended the Commission's actions, saying they protect investors.
Wednesday, 27/09/2023 | 18:46 GMT
by
Jared Kirui
Institutional FX
Wall Street Faces SEC Heat over WhatsApp Use
The regulator has expanded its probe into Wall Street's use of private messaging apps.
The Institution collected thousands of staff messages from major investment firms.
Monday, 25/09/2023 | 17:55 GMT
by
Damian Chmiel
CryptoCurrency
Citadel Securities Slapped with $7M Fine for Coding Error, SEC Says
The coding error allegedly led to millions of mismarked orders over five years.
Citadel has agreed to censure, penalty, and remediation in the settlement.
Friday, 22/09/2023 | 17:42 GMT
by
Jared Kirui
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CryptoCurrency
Binance.US Clashes with SEC in Ongoing Probe: Denies Use of Ceffu
The SEC is investigating Binance’s custody (Ceffu) amid concerns over asset transfers.
Binance.US has denied using Ceffu or Binance Custody, contradicting prior claims.
Tuesday, 19/09/2023 | 19:15 GMT
by
Jared Kirui
CryptoCurrency
SEC Demands Extensive Probe into Binance.US: Asset Custody under Scrutiny
Binance's use of the custody platform Ceffu caused concerns about moving funds abroad.
Binance.US faces investigations over alleged suspicious asset custody services.
Monday, 18/09/2023 | 18:12 GMT
by
Jared Kirui
Retail FX
News Nuggets | 13 September: SEC Charges Virtu, YieldStreet; HK Warns against Crypto Firm
Also, Frangou leaves payabl.; Simpson joins Broadridge; TS Imagine partners with eflow.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Wednesday, 13/09/2023 | 09:32 GMT
by
Finance Magnates Staff
CryptoCurrency
Franklin Templeton Joins BlackRock and Fidelity in Spot Bitcoin ETF Pursuit
Bitcoin surged this year following growing institutional interest in spot Bitcoin ETFs.
Companies have shifted focus to Ethereum ETFs amid delayed approvals by the SEC.
Tuesday, 12/09/2023 | 19:35 GMT
by
Jared Kirui
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