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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
FXAQ LLC Acquires CFST®️ Exam and Futures Education Division
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
FXAQ LLC Acquires CFST®️ Exam and Futures Education Division
Thought Leadership
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Executive Moves
LedgerX Adds Compliance Maven, Mark Wetjen to Its Board of Directors
2015-09-25T15:40:31.000+02:00
Just a few days after receiving an executive appointment at the DTCC, Mark Wetjen has also joined LedgerX's Board of Directors.
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Blogs
Australia – October 12 Reporting Deadline Looming-The Safe Harbour Benefits of Delegated Reporting
2015-09-24T11:23:29.000+02:00
With the October 12 deadline approaching, you can learn about the reporting requirements and what delegated reporting really is.
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Regulation
Regulatory Round-Up: Japan's FSA and Canada's BCSC Issue Warnings
2015-09-18T15:25:42.000+02:00
A number of warnings came from the Japanese and Canadian watchdogs today against firms flouting regulations.
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Executive Moves
AxiomSL Adds Nicola Hortin as the Head of Its EMEA Regulation Team
2015-09-18T11:32:29.000+02:00
Hortin has earned over a decade of experience working in a number of regulatory roles, including stops at banks and software institutions.
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Blogs
ASIC Enacts Final Regulations on Single-Sided Reporting for OTC Derivatives
2015-09-18T07:55:14.000+02:00
Patricia Tsang and Sophie Gerber outline Australian regulations which afford single-sided reporting relief in certain situations.
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Regulation
ISDA Steps up Data Standardisation Drive with New Symbology Project
2015-09-17T17:58:52.000+02:00
The project announced by ISDA today is a sign that regulators are getting down to the “nuts and bolts” of cross-jurisdiction standardisation.
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Analysis
Interview: Training Employees and Executives for the Industry
2015-09-16T15:00:40.000+02:00
The Head of the European Institute of Management and Finance explains the current state of the market, changes to CySEC regulation and more.
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News
California Bitcoin Bill Shelved, Opponents Celebrate
2015-09-16T13:06:43.000+02:00
A draft bill that would have governed how virtual currency businesses operate in California has been cancelled by the state's Legislature.
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Execution
Abide Financial Broadens REMIT Reporting Capabilities with RRM Approval
2015-09-14T14:02:59.000+02:00
The latest approval to report REMIT-eligible energy market transactions is another step on the company's growth trajectory.
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Blogs
How Is Binary Options Regulation Changing in the UK?
2015-09-03T13:46:21.000+02:00
Will proposed changes in UK regulation mean greater consumer protection and lead to binary options becoming mainstream trading tools?
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Blogs
Should You Join the New Zealand Financial Register?
2015-08-31T18:33:11.000+02:00
If you are thinking about applying for registration on the FSPR, consider your business model and the type of services provided.
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Regulation
ACM Gold's Trading License Suspended over Links to Dodgy Entities
2015-08-28T16:30:37.000+02:00
The South African regulator asserts that the broker must ensure that all of its traders are authorised, while ACM denies any wrongdoing.
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Exchanges
New Office at JPX to Enhance Monitoring of Cross-Border Transactions
2015-08-28T12:05:18.000+02:00
The self-regulatory unit of the Japanese bourse is establishing an International Surveillance Office as international orders and HFT rise.
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Regulation
CFTC Approves NFA Amended Rules to Better Protect Retail Forex Traders
2015-08-27T22:50:43.000+02:00
The new rules require NFA forex dealer members to ramp up a range of risk management practices, including increasing capital requirements.
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Regulation
Lawsuit Against Barclays and Exchanges for Favouring HFT Traders Dismissed
2015-08-27T18:07:41.000+02:00
The judge determined that Barclays and seven exchanges were "immune' from allegations that they rigged markets to benefit HFT traders.
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Regulation
FIX Trading Community Creates Six Subgroups To Address MiFID II Regulation
2015-08-12T06:40:17.000+02:00
In order to better grapple with a period of regulatory change and upheaval, FIX has devoted six new specialized subgroups to MiFID II regulation.
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News
3D FinTech Challenge To Acceletare Firms' Regulatory Reactions
2015-07-30T17:52:00.000+02:00
In 2015, the focus will be on those budding firms who seek to provide innovative solutions to regulatory impacts across the industry.
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Expert Insights
Why MiFIR Will Matter to You
2015-07-28T10:57:05.000+02:00
On a reading of the draft rules, retail FX brokers can expect to be included in all of the reporting requirements, as they were for EMIR.
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Brokers
Arena Capital in Liquidation Following FX Trading Scam
2015-07-24T21:14:17.000+02:00
With investigations well underway, KordaMentha has officially been appointed liquidator of the fraudulent New Zealand FX broker.
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Regulation
Exclusive: Cyprus Regulators Demand Brokers Report All Call Centers
2015-07-24T12:59:40.000+02:00
It can be logically assumed that CySEC's next step would be that brokers make call centers either a tied agency or a wholly owned subsidiary.
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News
Not a BitLicense, But Connecticut’s Bitcoin Regulations Likely to Draw Ire
2015-07-20T14:19:35.000+02:00
One month ago, the Connecticut General Assembly approved new regulations for virtual currencies.
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Interviews
TopFX’s Paul Orford Endorses CySEC’s Regulation, Reputation
2015-07-20T11:23:35.000+02:00
"CySEC makes things easier as you can focus on the opening of your business. Ultimately, why would you not choose them?”
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Regulation
Exclusive Interview: New Zealand Watchdog Bucking Global Trends
2015-07-17T20:38:18.000+02:00
As the FMA expands both in size and scope, CEO Rob Everett explains how a robust regulator can stir up the local financial market.
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Interviews
Erik Voorhees Explains Why He Feels Government Ought to Leave Bitcoin Alone
2015-07-17T14:00:50.000+02:00
The ideal financial system is the one which is developed by an open market, unmolested by the coercion of governments.
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Regulation
FCA Chief Martin Wheatley Relinquishing Post
2015-07-17T13:17:30.000+02:00
Despite stepping down, Mr. Wheatley will continue acting as a de-facto adviser to the FCA Board until January 31, 2016.
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Next
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