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Regulation

ACM Gold's Trading License Suspended over Links to Dodgy Entities

  • The South African regulator asserts that the broker must ensure that all of its traders are authorised, while ACM denies any wrongdoing.
Friday, 28/08/2015 | 14:30 GMT by Andy Traveller
Exchanges

New Office at JPX to Enhance Monitoring of Cross-Border Transactions

  • The self-regulatory unit of the Japanese bourse is establishing an International Surveillance Office as international orders and HFT rise.
Friday, 28/08/2015 | 10:05 GMT by Andy Traveller
Regulation

CFTC Approves NFA Amended Rules to Better Protect Retail Forex Traders

  • The new rules require NFA forex dealer members to ramp up a range of risk management practices, including increasing capital requirements.
Thursday, 27/08/2015 | 20:50 GMT by Andy Traveller
Regulation

Lawsuit Against Barclays and Exchanges for Favouring HFT Traders Dismissed

  • The judge determined that Barclays and seven exchanges were "immune' from allegations that they rigged markets to benefit HFT traders.
Thursday, 27/08/2015 | 16:07 GMT by Andy Traveller
Regulation

FIX Trading Community Creates Six Subgroups To Address MiFID II Regulation

  • In order to better grapple with a period of regulatory change and upheaval, FIX has devoted six new specialized subgroups to MiFID II regulation.
Wednesday, 12/08/2015 | 04:40 GMT by Jeff Patterson
News

3D FinTech Challenge To Acceletare Firms' Regulatory Reactions

  • In 2015, the focus will be on those budding firms who seek to provide innovative solutions to regulatory impacts across the industry.
Thursday, 30/07/2015 | 15:52 GMT by Andy Traveller
Expert Insights

Why MiFIR Will Matter to You

  • On a reading of the draft rules, retail FX brokers can expect to be included in all of the reporting requirements, as they were for EMIR.
Tuesday, 28/07/2015 | 08:57 GMT by Jeff Patterson
Brokers

Arena Capital in Liquidation Following FX Trading Scam

  • With investigations well underway, KordaMentha has officially been appointed liquidator of the fraudulent New Zealand FX broker.
Friday, 24/07/2015 | 19:14 GMT by Andy Traveller
Regulation

Exclusive: Cyprus Regulators Demand Brokers Report All Call Centers

  • It can be logically assumed that CySEC's next step would be that brokers make call centers either a tied agency or a wholly owned subsidiary.
Friday, 24/07/2015 | 10:59 GMT by Avi Mizrahi
News

Not a BitLicense, But Connecticut’s Bitcoin Regulations Likely to Draw Ire

  • One month ago, the Connecticut General Assembly approved new regulations for virtual currencies.
Monday, 20/07/2015 | 12:19 GMT by Leon Pick
Interviews

TopFX’s Paul Orford Endorses CySEC’s Regulation, Reputation

  • "CySEC makes things easier as you can focus on the opening of your business. Ultimately, why would you not choose them?”
Monday, 20/07/2015 | 09:23 GMT by Jeff Patterson
Regulation

Exclusive Interview: New Zealand Watchdog Bucking Global Trends

  • As the FMA expands both in size and scope, CEO Rob Everett explains how a robust regulator can stir up the local financial market.
Friday, 17/07/2015 | 18:38 GMT by Andy Traveller
Interviews

Erik Voorhees Explains Why He Feels Government Ought to Leave Bitcoin Alone

  • The ideal financial system is the one which is developed by an open market, unmolested by the coercion of governments.
Friday, 17/07/2015 | 12:00 GMT by Leon Pick
Regulation

FCA Chief Martin Wheatley Relinquishing Post

  • Despite stepping down, Mr. Wheatley will continue acting as a de-facto adviser to the FCA Board until January 31, 2016.
Friday, 17/07/2015 | 11:17 GMT by Jeff Patterson
News

North Carolina Senate Committee Approves Bitcoin Regulation Bill

  • The North Carolina Senate Commerce Committee has approved bill SB 360, which was previously passed in the state's House of Representatives.
Wednesday, 15/07/2015 | 17:21 GMT by Leon Pick
Bloggers

How Bitcoin Influences the US Economy

  • Bitcoin jobs site Coinality regularly has a large number of jobs posted, all paid with or relating to Bitcoin and cryptocurrencies.
Wednesday, 15/07/2015 | 12:36 GMT by George Basiladze
Regulation

FCA Issues New Criteria for Enforcement Action, Investigations

  • The FCA has published a new process that helps define how it opts to utilize the appropriate regulatory tool in a case-by-case situation.
Friday, 10/07/2015 | 09:49 GMT by Jeff Patterson
News

Jersey Launches Public Consultation on Regulation

  • British Crown island Jersey is reaching out to the public for its input on the regulation of virtual currency.
Thursday, 09/07/2015 | 15:11 GMT by Leon Pick
News

Startups Give Thumbs up to California Bitcoin Bill

  • California-based Bitcoin startups, of which there are many, have applauded California's proposed approach for virtual currency regulation.
Thursday, 09/07/2015 | 11:50 GMT by Leon Pick
Innovation

Deloitte Proposes State-Sponsored Cryptocurrency, Envisions Banks as Miners

  • Deloitte has proposed the concept of a state-sponsored cryptocurrency, which would combine Bitcoin's technology with government support and oversight.
Tuesday, 07/07/2015 | 10:07 GMT by Leon Pick
Brokers

Plus500 Begins Transferring Israeli Clients to Local Jurisdiction

  • Some Israeli clients were directed to revise trading conditions in line with the pending strict regulatory requirements for brokers in Israel.
Tuesday, 07/07/2015 | 08:08 GMT by Victor Golovtchenko
Regulation

Israeli Regulators Demand Clarifications from Foreign Technology Providers

  • The new law also ignores the status of foreign licenses, allowing unregulated brokers abroad to transition into a regulated Israeli firm.
Tuesday, 30/06/2015 | 16:20 GMT by Avi Mizrahi
Regulation

ESMA Report Clarifies MiFID II/MiFIR Technical Standards

  • With the consultation process complete, the final report provides updates on the draft regulatory and implementing technical standards.
Tuesday, 30/06/2015 | 15:25 GMT by Andy Traveller
Regulation

ESMA Short Selling Ban to Take Effect Midnight CET

  • As the threat of a Grexit becomes more real, the European financial watchdog has agreed to a short selling ban, proposed by the Greek HCMC.
Monday, 29/06/2015 | 22:08 GMT by Andy Traveller
Regulation

Millennium Capital Exchange CEO Charged with Running Ponzi Scheme

  • Both US and UK regulators have vowed to hold individuals accountable for financial crime.
Monday, 29/06/2015 | 21:47 GMT by Andy Traveller
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