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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
AIMS Enters Official Partnership with Italian Lamborghini Brand
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
AIMS Enters Official Partnership with Italian Lamborghini Brand
Thought Leadership
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Regulation
SEC Charges 13 Individuals Involved in $10 Million Boiler Room Scam
2017-07-13T20:41:17.000+02:00
Telemarketing representatives allegedly verbally abused and threatened elderly investors.
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Regulation
Australians Lose $13.3m to Investment Scams in First Half of 2017
2017-07-13T11:32:36.000+02:00
Investors continue to fall victim to scams despite ASIC's best efforts to promote public awareness.
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Regulation
Breaking: Poland Unveils Plans to Limit Leverage on FX
2017-07-13T09:48:42.000+02:00
Polish regulatory authorities will be reducing leverage to a maximum of 1:25.
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Prime Brokerage
Could Regulators Force US Lenders Out of the UK?
2017-07-13T08:31:00.000+02:00
EU regulators wield all the power that will decide the fate of US banking personnel operating in the UK ahead of Brexit.
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News
Austrian FMA Warns against Trading with OneCoin
2017-07-12T12:09:29.000+02:00
The Bulgarian cryptocurrency fraud company caught the attention of the regulator after operating without a license.
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Regulation
FMA Issues Warning against Binary Options Broker
2017-07-11T19:03:35.000+02:00
The regulator was alerted to the company’s illegal solicitation of New Zealand residents.
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Regulation
ISA Fines Israeli Forex Brokerage RFX $35K over Incomplete Reports
2017-07-11T13:01:58.000+02:00
The broker’s clean track record saved it 75 percent of the original penalty.
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Regulation
CFTC Launches New Online Video Series "True Fraud Stories"
2017-07-11T10:07:40.000+02:00
The American financial body has also launched a new database that will offer clients more safety while trading online.
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Regulation
ASIC New Client Money Reporting Rules to Commence in April 2018
2017-07-11T08:06:15.000+02:00
The Australian regulator has just issued a new consultation paper asking forex and CFDs brokers for feedback.
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Brokers
CySEC Slaps €195k Fine, Ban on Falcon Brokers Limited’s Leadership
2017-07-10T13:29:15.000+02:00
An eighteen month investigation into Falcon Brokers Ltd. has concluded with its harshest penalties to date.
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Jeff Patterson
News
Bitcoin Swap Exchange LedgerX Granted CFTC SEF Registration
2017-07-07T09:18:05.000+02:00
SEFs are platforms that operate under the CFTC’s regulatory oversight for the trading of swaps.
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Regulation
Russian Central Bank Plans to Limit the Size of Retail FX Business
2017-07-06T14:35:10.000+02:00
First Deputy Governor of the Bank of Russia shared his thoughts in an online Q&A via Facebook.
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Regulation
UCITS Funds Face Regulatory Crackdown in EU, Spurred by Brexit
2017-07-06T10:44:38.000+02:00
Letterbox entities are being targeted in a new regulatory shakeup, which collectively hold up to $10.3 trillion in assets.
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Regulation
FCA Chief Highlights Brexit Doesn’t Mean End of Open Financial Markets
2017-07-06T10:42:44.000+02:00
Harmonization of regulation under MiFID II and MIFIR is key to providing financial services outside of the EEA.
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Products
Marketing Agency Contentworks Launches Compliant Affiliate Content Product
2017-07-05T17:34:01.000+02:00
For websites that are keen to continue operating in the industry, the alternative is rather expensive.
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Regulation
The FCA Warns against TraderVC’s Illegitimate Operation
2017-07-05T13:24:37.000+02:00
The British regulator alerted traders to the broker illegally soliciting and providing financial services.
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Regulation
FCA Regulatory Shakeup Sees Asset Managers Emerge Largely Unscathed
2017-07-05T13:12:22.000+02:00
New regulations lead to winners and losers in the £7 trillion UK asset management industry.
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Thought Leaders
Recovering Trust In Digital Currency
2017-07-05T08:30:20.000+02:00
Introducing efficient worldwide regulation for cryptocurrencies will definitely take time and effort but is well worth it.
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Regulation
FCA Alerts Investors to OneTrade Imposter Brokerage
2017-07-04T18:35:20.000+02:00
The British regulator issued a warning against the clone company, advising against trading with it due to elevated risk.
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Regulation
MFSA Issues Warning against Five Unauthorized Brokers
2017-07-04T11:12:10.000+02:00
Yukon Global and Markets Broker, among others, are not licensed to provide financial services in Malta.
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Regulation
CNMV Warns Against Four More Unregulated Brokerages
2017-07-03T14:56:36.000+02:00
Spanish regulator warns of Neo Trade Global Investments, AI Operator Artificial, and others.
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Regulation
FCA Chief Andrew Bailey Highlights Brexit Isolation at ESMA
2017-07-03T14:27:17.000+02:00
The UK FCA is being shut out from some discussions at the European supranational regulator.
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Regulation
Former Barclays Execs Appearing in UK Court Following Qatar Fraud Charges
2017-07-03T13:02:10.000+02:00
Four former Barclays executives could be facing steep bail sums, with similar cases drawing upwards of £1.0m.
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Brokers
Plus500 Supports FCA and ESMA, Eyeing Stronger Revenues in H1
2017-07-03T09:04:41.000+02:00
Plus500 endorses the joint effort by authorities, while the regulatory shift is postponed until 2018.
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Regulation
French Regulator Adds Five New Binary Options Firms to Blacklist
2017-06-29T14:54:36.000+02:00
The AMF has marked five additional binary options brokerages as illegal operations.
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