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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Regulation
Will Encrypted Social Apps Signal a New Era in Insider Trading Schemes?
2017-08-21T10:50:17.000+02:00
White-collar criminals are using new mediums such as encrypted social apps to mask sensitive data sharing.
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Regulation
FSMA Warns Against Six New Boiler Room Scams Targeting Belgian Investors
2017-08-18T12:09:45.000+02:00
Six new boiler rooms have been brought to light by the Belgian regulator.
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Regulation
Deutsche Börse Probe Expanding to Include Management
2017-08-17T12:25:40.000+02:00
CEO Carsten Kengeter is no longer the only member of the group's senior management under investigation.
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Regulation
CLS Backs FX Global Code, Launching Public Register for Settlement Members
2017-08-16T12:27:10.000+02:00
CLS has issued a declaration of support for the code, with a new register disclosing settlement members' support.
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News
Italian Anti-Trust Body Fines OneCoin Promoters €2.6 Million
2017-08-15T14:50:10.000+02:00
The Italian Competition Authority’s investigation found the OneCoin promoters guilty of making unrealistic promises.
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Blogs
Senior Managers Regime Compliance Could Usher in a New Era of Joint Working
2017-08-14T21:59:08.000+02:00
The new SMR seeks to strengthen personal accountability in financial institutions.
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Regulation
Analysis: What Impact Will MiFID II Have on Data Management?
2017-08-10T12:02:21.000+02:00
What does MiFID II mean for data management and disclosures for investment firms?
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Execution
NEX Optimisation Undergoes Network Upgrade for Harmony Ahead of MIFID II
2017-08-08T12:51:44.000+02:00
The upgrade will strengthen transparency measures surrounding Traiana's Harmony messaging network.
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Executive Moves
Christopher Giancarlo Confirmed as Chairman of CFTC
2017-08-04T14:51:08.000+02:00
The US Senate has unanimously confirmed Christopher Giancarlo, Brian Quintenz, and Rostin Behnam.
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Brokers
Exclusive: Acenya Capital Limited Relaunches via Partnership with MEX Europe
2017-08-02T08:26:08.000+02:00
Acenya Capital is reopening its doors after signing a new white label partnership agreement.
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Brokers
USGFX CEO Talks Recent Hostage Crisis in China, ASIC Regulations
2017-08-01T13:01:23.000+02:00
Shay Zakhaim gives his take and timeline on an unprecedented situation in the FX industry.
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Executive Moves
Coinbase Adds DoJ Prosecutor and Crypto Specialist Kathryn Haun to Board
2017-07-28T11:51:24.000+02:00
Haun is a seasoned DoJ veteran, having served an integral role behind the investigation into the Silk Road.
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Regulation
FCA Warns Against AMC Capital Invest Clone Company
2017-07-27T17:23:38.000+02:00
The FCA warns the copycat company might be running a scam operation.
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Regulation
CFTC Fines New York Resident $635,000 for Commodity Futures Scam
2017-07-27T13:04:07.000+02:00
Simon Posen, who ran the operation on his own, has been banned from trading in CFTC regulated markets.
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Blogs
Regtech Can Help Stop the New Regulations Blame Game Forever
2017-07-26T18:24:08.000+02:00
It's impossible to predict which parts of the legislation will become major pain points until it's implemented.
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Regulation
CySEC Continues Drive Towards Self-Regulation of Firms
2017-07-26T17:20:12.000+02:00
CySEC issues criteria for firms to qualify as 'significant' CIFs through a regime of self-assessment.
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Regulation
ECB Leaves No One Behind, FX Global Code is Now Mandatory
2017-07-26T16:51:51.000+02:00
The European Central Bank joins other major banks in requiring forex trading entities to commit to the new framework.
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Regulation
FCA Calls for Individual Responsibility with New Proposal for Regulated Firms
2017-07-26T13:39:36.000+02:00
FCA proposes to make its certification regime mandatory for all regulated firms.
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Regulation
FMA Warns Against Huang Investments’ Illegal Conduct
2017-07-26T10:31:54.000+02:00
The New Zealand regulator joins the SFC in warning against the dubious firm.
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Regulation
Wells Fargo Accidentally Leaks Wealthiest Clients’ Sensitive Data
2017-07-25T20:14:58.000+02:00
50,000 wealthy clients' names, social security numbers, and other data delivered to third party by mistake.
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Regulation
CONSOB Alerts Traders Regarding 19 Untrustworthy Brokerages
2017-07-24T14:50:17.000+02:00
The Italian broker focuses both on copycat brokers and unauthorized companies, based on other regulators’ warnings.
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Regulation
CNMV Issues Warnings Against GSI Markets, Top4fx.com
2017-07-24T11:46:09.000+02:00
The online trading companies have been operating in Spain without being authorized first.
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Regulation
Two Whistleblowers Earn Record $61m from JPMorgan Tip
2017-07-21T08:40:07.000+02:00
JPMorgan's failure to properly disclose investment commissions has resulted in a $307m fine to the SEC and CFTC.
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Regulation
CySEC Revokes €50,000 Fine of CommexFX Executive
2017-07-20T20:58:17.000+02:00
The Cypriot regulator has also lifted the five-year ban that it applied on June 8, 2017.
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Regulation
SFC, FCA Ink Memorandum of Understanding
2017-07-20T18:59:40.000+02:00
The two regulatory authorities will collaborate to better regulate financial entities.
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