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Regulation
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News
Bitcoin Swap Exchange LedgerX Granted CFTC SEF Registration
2017-07-07T09:18:05.000+02:00
SEFs are platforms that operate under the CFTC’s regulatory oversight for the trading of swaps.
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Regulation
Russian Central Bank Plans to Limit the Size of Retail FX Business
2017-07-06T14:35:10.000+02:00
First Deputy Governor of the Bank of Russia shared his thoughts in an online Q&A via Facebook.
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Regulation
UCITS Funds Face Regulatory Crackdown in EU, Spurred by Brexit
2017-07-06T10:44:38.000+02:00
Letterbox entities are being targeted in a new regulatory shakeup, which collectively hold up to $10.3 trillion in assets.
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Regulation
FCA Chief Highlights Brexit Doesn’t Mean End of Open Financial Markets
2017-07-06T10:42:44.000+02:00
Harmonization of regulation under MiFID II and MIFIR is key to providing financial services outside of the EEA.
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Products
Marketing Agency Contentworks Launches Compliant Affiliate Content Product
2017-07-05T17:34:01.000+02:00
For websites that are keen to continue operating in the industry, the alternative is rather expensive.
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Regulation
The FCA Warns against TraderVC’s Illegitimate Operation
2017-07-05T13:24:37.000+02:00
The British regulator alerted traders to the broker illegally soliciting and providing financial services.
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Regulation
FCA Regulatory Shakeup Sees Asset Managers Emerge Largely Unscathed
2017-07-05T13:12:22.000+02:00
New regulations lead to winners and losers in the £7 trillion UK asset management industry.
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Thought Leaders
Recovering Trust In Digital Currency
2017-07-05T08:30:20.000+02:00
Introducing efficient worldwide regulation for cryptocurrencies will definitely take time and effort but is well worth it.
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Regulation
FCA Alerts Investors to OneTrade Imposter Brokerage
2017-07-04T18:35:20.000+02:00
The British regulator issued a warning against the clone company, advising against trading with it due to elevated risk.
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Regulation
MFSA Issues Warning against Five Unauthorized Brokers
2017-07-04T11:12:10.000+02:00
Yukon Global and Markets Broker, among others, are not licensed to provide financial services in Malta.
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Regulation
CNMV Warns Against Four More Unregulated Brokerages
2017-07-03T14:56:36.000+02:00
Spanish regulator warns of Neo Trade Global Investments, AI Operator Artificial, and others.
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Regulation
FCA Chief Andrew Bailey Highlights Brexit Isolation at ESMA
2017-07-03T14:27:17.000+02:00
The UK FCA is being shut out from some discussions at the European supranational regulator.
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Regulation
Former Barclays Execs Appearing in UK Court Following Qatar Fraud Charges
2017-07-03T13:02:10.000+02:00
Four former Barclays executives could be facing steep bail sums, with similar cases drawing upwards of £1.0m.
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Brokers
Plus500 Supports FCA and ESMA, Eyeing Stronger Revenues in H1
2017-07-03T09:04:41.000+02:00
Plus500 endorses the joint effort by authorities, while the regulatory shift is postponed until 2018.
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Regulation
French Regulator Adds Five New Binary Options Firms to Blacklist
2017-06-29T14:54:36.000+02:00
The AMF has marked five additional binary options brokerages as illegal operations.
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Regulation
ASIC Warns Australian Traders against BinaryTilt’s Illegal Activity
2017-06-29T13:42:18.000+02:00
The Australian financial watchdog has alerted investors that the binary options brokerage could possibly be a scam.
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Regulation
90% of Buy-Side Firms at Risk of Missing MiFID II Deadline
2017-06-29T11:15:51.000+02:00
With less than six months to go to MiFID II, the vast majority of the buy-side is worrying about looming deadlines.
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Brokers
Breaking: ESMA Contemplates Product Intervention Powers over Retail Brokers
2017-06-29T08:51:19.000+02:00
ESMA is looking into using product intervention powers to curb malpractice in the industry.
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Brokers
Breaking: FCA Delays New Forex and CFDs Regulations until 2018
2017-06-29T08:25:45.000+02:00
The UK FCA has delayed its new restrictions on CFDs and forex trading as ESMA looks into its own measures.
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Regulation
FCA Alerts Traders to AIG Options, CMC Options
2017-06-28T18:11:25.000+02:00
The binary options brands seem to be operated by same company, as the warning implies.
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Regulation
ESMA Issues Latest Update on IT Infrastructural Agenda Ahead of MiFID II
2017-06-28T17:57:07.000+02:00
ESMA's publication of its IT agenda helps address numerous requests from market participants ahead of January.
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Regulation
French Regulators Warn against Five Forex Brokers
2017-06-28T14:59:43.000+02:00
The AMF and ACPR alert the public of online FX companies that offer their services without being authorized.
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Regulation
FCA to Reign in £7 Trillion Asset Management Industry in the UK
2017-06-28T14:24:41.000+02:00
The UK Financial Conduct Authority has outlined new measures for the UK asset management industry.
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Regulation
CONSOB Issues Warnings against Several Unauthorized Online Trading Firms
2017-06-28T08:28:11.000+02:00
The Italian watchdog noted names including Yukon Global Ltd, TradeTech Fin Ltd, and Top Media Ltd.
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Payments
SafeCharge Rolls Out All-in-One API Payments Solution
2017-06-27T08:41:06.000+02:00
The launch of SafeCharge's Marketplace Manager will focus on a wide range of payment needs simultaneously
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