Exclusive: Muinmos Sees Expansion in Asia, Looks to US The company has also segmented its regulatory compliance engine to meet customer needs.
An Emerging Trend: Why are Brokers Returning to CySEC? Last week, Finance Magnates confirmed two brokers seeking CySEC licences.
Dutch Regulator AFM Provides Policy Recommendations for MiFID II The AFM has carried out its own study on MiFID II and put forth its own recommendations.
Part One: Must-Know Trends in Regulation for New Decade Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.
ESMA Clarifies Position on Call Taping During COVID-19 Outbreak ESMA reminds firms of the MiFID II requirements on the recording of telephone conversations
Belarus to Update FX Regulation on Recording Phone Calls Like in the EU, the revision obliges FX companies to record phone calls between employees and clients.
TRAction Launches Best Execution Monitor for Buy-Side Firms The solution aims to help investment managers meet their MiFID II reporting obligations.
Who Needs to Meet European Trade Publication Requirements? There's a lot of confusion between trade and transaction reporting - what's the difference?
ChartIQ Launches New Solution for Regulatory Compliance Post-Trade Visualization allows firms to meet regulatory compliance like MiFID II and Dodd-Frank.
Exchange Traded Instruments Are Here to Stay ETFs come with their own set of challenges and it is an area the industry will be keeping an ...
Tradefora Launches Fully Automated RTS 27 Best Execution Portal 2.0 Tradefora’s RTS 27 solution comes fully loaded with built-in features, providing much more than basic regulatory reporting.
TopFX Offers an All-in-One Solution to Start a Forex Broker Today, the All-in-One-Broker Solution also contains services that brokers can offer to their traders to enhance retention.
MTE-Media Expands B2B Offering to MiFID II Regulated Brokers MTE offers its clients white label educational materials and market updates tools which they could offer under their own ...
Makor Securities London Wins FCA’s OTF Authorization OTF approval ensures compliance with MiFID II regulations and provides a choice of execution protocols.
Cappitech and Intermoney Consultoría Partner on SFTR Compliance This collaboration also grants Intermoney’s customers wider access to Cappitech's reporting services.
Horizon Upgrades Stress Test Reporting Tools The firm says the updates will enable firms to more easily meet MiFID II requirements
Don’t Miss Out on London Summit 2019 Early Bird Prices Early bird pricing to the industry's event of the year is available for a limited time only!
ESMA to Consult on Market Data Fees The regulator said that MiFID II has failed to have the desired effect when it comes to pricing
oneZero Partners with MAP Fintech for Research and Development MAP FinTech’s reporting solution will be integrated with oneZero’s Liquidity Hub.
Cappitech Launches RTS 28 Market Intelligence Execution Tool The solution allows firms to monitor their execution quality and identify weaknesses.