MIFID II

ESMA reminds firms of the MiFID II requirements on the recording of telephone conversations

Like in the EU, the revision obliges FX companies to record phone calls between employees and clients.

The solution aims to help investment managers meet their MiFID II reporting obligations.

There's a lot of confusion between trade and transaction reporting - what's the difference?

Post-Trade Visualization allows firms to meet regulatory compliance like MiFID II and Dodd-Frank.

ETFs come with their own set of challenges and it is an area the industry will be keeping an ...

Tradefora’s RTS 27 solution comes fully loaded with built-in features, providing much more than basic regulatory reporting.

Today, the All-in-One-Broker Solution also contains services that brokers can offer to their traders to enhance retention.

MTE offers its clients white label educational materials and market updates tools which they could offer under their own ...

OTF approval ensures compliance with MiFID II regulations and provides a choice of execution protocols.

This collaboration also grants Intermoney’s customers wider access to Cappitech's reporting services.

The firm says the updates will enable firms to more easily meet MiFID II requirements

Early bird pricing to the industry's event of the year is available for a limited time only!

The regulator said that MiFID II has failed to have the desired effect when it comes to pricing

MAP FinTech’s reporting solution will be integrated with oneZero’s Liquidity Hub.

The solution allows firms to monitor their execution quality and identify weaknesses.

The increase in client acquisition costs driven by capital-rich brokers is reshaping the industry in the EU

As the due dates for best execution reporting are approaching the company is responding to client demand

The findings reflect MiFID II’s complexity and that the delay of implementation is still a major risk.

Firms need to highlight to clients the importance of providing accurate information so they can determine suitable investments.

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