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Institutional FX

ESMA Consults Public on Post-Trade Transparency, Sets March 31 Deadline

ESMA will issue a manual on post-trade transparency after gathering public feedback.
The manual does not provide EU law interpretation or supervisory elements, ESMA said.

Thursday, 19/01/2023 | 14:03 GMT by Solomon Oladipupo

Institutional FX

ESMA to Issue Guidance on Market Outage, Asks for Stakeholders’ Input

The guidance is to be published during the first quarter of 2023.
Stakeholders' input will be accepted until December 16th.

Monday, 26/09/2022 | 16:51 GMT by Solomon Oladipupo

Analysis

MiFID II: More Harm than Good?

MiFID II superseded MiFID in 2018, covering a wider EU financial market.
The UK is considering drifting away from MiFID II with competition-friendly regulations.

Monday, 23/05/2022 | 08:16 GMT by Arnab Shome

Regulation

Exclusive: Muinmos Sees Expansion in Asia, Looks to US

The company has also segmented its regulatory compliance engine to meet customer needs.

Wednesday, 05/08/2020 | 07:57 GMT by Celeste Skinner

Analysis

An Emerging Trend: Why are Brokers Returning to CySEC?

Last week, Finance Magnates confirmed two brokers seeking CySEC licences.

Monday, 13/07/2020 | 09:06 GMT by Celeste Skinner

Regulation

Dutch Regulator AFM Provides Policy Recommendations for MiFID II

The AFM has carried out its own study on MiFID II and put forth its own recommendations.

Tuesday, 19/05/2020 | 11:31 GMT by Celeste Skinner

Regulation

Part One: Must-Know Trends in Regulation for New Decade

Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.

Monday, 11/05/2020 | 06:25 GMT by Quinn Perrott

Regulation

ESMA Clarifies Position on Call Taping During COVID-19 Outbreak

ESMA reminds firms of the MiFID II requirements on the recording of telephone conversations

Saturday, 21/03/2020 | 17:51 GMT by Finance Magnates Staff

Regulation

Belarus to Update FX Regulation on Recording Phone Calls

Like in the EU, the revision obliges FX companies to record phone calls between employees and clients.

Friday, 06/03/2020 | 13:27 GMT by Celeste Skinner

Regulation

TRAction Launches Best Execution Monitor for Buy-Side Firms

The solution aims to help investment managers meet their MiFID II reporting obligations.

Wednesday, 04/03/2020 | 13:27 GMT by Celeste Skinner

Regulation

Who Needs to Meet European Trade Publication Requirements?

There's a lot of confusion between trade and transaction reporting - what's the difference?

Thursday, 06/02/2020 | 05:51 GMT by Celeste Skinner

Regulation

ChartIQ Launches New Solution for Regulatory Compliance

Post-Trade Visualization allows firms to meet regulatory compliance like MiFID II and Dodd-Frank.

Wednesday, 05/02/2020 | 14:00 GMT by Celeste Skinner

Thought Leaders

Exchange Traded Instruments Are Here to Stay

ETFs come with their own set of challenges and it is an area the industry will be keeping an eye on as it develops.

Wednesday, 11/12/2019 | 13:11 GMT by

Thought Leaders

Tradefora Launches Fully Automated RTS 27 Best Execution Portal 2.0

Tradefora’s RTS 27 solution comes fully loaded with built-in features, providing much more than basic regulatory reporting.

Wednesday, 20/11/2019 | 08:12 GMT by

Thought Leaders

TopFX Offers an All-in-One Solution to Start a Forex Broker

Today, the All-in-One-Broker Solution also contains services that brokers can offer to their traders to enhance retention.

Monday, 04/11/2019 | 09:05 GMT by

Products

MTE-Media Expands B2B Offering to MiFID II Regulated Brokers

MTE offers its clients white label educational materials and market updates tools which they could offer under their own brand

Wednesday, 16/10/2019 | 17:16 GMT by Aziz Abdel-Qader

Regulation

Makor Securities London Wins FCA’s OTF Authorization

OTF approval ensures compliance with MiFID II regulations and provides a choice of execution protocols.

Monday, 14/10/2019 | 08:21 GMT by Aziz Abdel-Qader

Technology

Cappitech and Intermoney Consultoría Partner on SFTR Compliance

This collaboration also grants Intermoney’s customers wider access to Cappitech's reporting services.

Tuesday, 10/09/2019 | 14:26 GMT by Aziz Abdel-Qader

Technology

Horizon Upgrades Stress Test Reporting Tools

The firm says the updates will enable firms to more easily meet MiFID II requirements

Thursday, 29/08/2019 | 09:29 GMT by David Kimberley

Brokers

Don’t Miss Out on London Summit 2019 Early Bird Prices

Early bird pricing to the industry's event of the year is available for a limited time only!

Tuesday, 20/08/2019 | 09:43 GMT by Jeff Patterson

Regulation

ESMA to Consult on Market Data Fees

The regulator said that MiFID II has failed to have the desired effect when it comes to pricing

Friday, 12/07/2019 | 15:37 GMT by David Kimberley

Regulation

oneZero Partners with MAP Fintech for Research and Development

MAP FinTech’s reporting solution will be integrated with oneZero’s Liquidity Hub.

Thursday, 18/04/2019 | 13:56 GMT by Celeste Skinner

Execution

Cappitech Launches RTS 28 Market Intelligence Execution Tool

The solution allows firms to monitor their execution quality and identify weaknesses.

Monday, 15/04/2019 | 08:04 GMT by Celeste Skinner

Brokers

Rising Client Acquisition Costs Squeezing Small Brokers

The increase in client acquisition costs driven by capital-rich brokers is reshaping the industry in the EU

Friday, 22/02/2019 | 08:26 GMT by Victor Golovtchenko

Technology

TRAction Delivers to Clients Best Execution Reporting Service

As the due dates for best execution reporting are approaching the company is responding to client demand

Wednesday, 19/12/2018 | 09:10 GMT by Victor Golovtchenko

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