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MiFID II
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Regulation
Over 60% Of Firms Don’t Properly Tackle MiFID II Best Execution
The findings reflect MiFID II’s complexity and that the delay of implementation is still a major risk.
Tuesday, 13/11/2018 | 08:56 GMT
by
Aziz Abdel-Qader
Regulation
ESMA Updates Portfolio Management and Robo-Advisor Guidelines
Firms need to highlight to clients the importance of providing accurate information so they can determine suitable investments.
Tuesday, 06/11/2018 | 14:45 GMT
by
Celeste Skinner
Brokers
A Question of Loyalty: Brokers Demand More From Their Employees
In the wake of a changing regulatory environment, brokers want loyalty in potential candidates.
Monday, 29/10/2018 | 15:10 GMT
by
Celeste Skinner
Technology
Itiviti Launches Trading Solution for FX Markets
The solution has been designed to be compliant with recent regulatory changes, including MiFID II.
Friday, 12/10/2018 | 07:19 GMT
by
Celeste Skinner
Brokers
OANDA Almost Doubled Profits YoY for its European Operations in 2017
The firm managed to increase its profits by 40 percent to £2.1 million.
Thursday, 04/10/2018 | 07:50 GMT
by
Celeste Skinner
Brokers
CMC Markets Shares Plunge as Firm Downgrades Revenue Forecast
After previously forecasting a yearly revenues drop between 10 and 15 percent, the company revisits its forecast
Tuesday, 25/09/2018 | 07:55 GMT
by
Celeste Skinner
Interviews
Exclusive: TigerWit's CEO - It's 'Survival of the Fittest' for EU Brokers
We sat down with Tim Hughes to find out how the firm is dealing with the changing EU regulatory environment.
Thursday, 20/09/2018 | 15:03 GMT
by
Celeste Skinner
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Regulation
Cappitech and Trax Join Forces to Provide MiFID II Reporting Services
The two firms have integrated their separate services to provide tailor-made solutions.
Thursday, 20/09/2018 | 08:11 GMT
by
Celeste Skinner
Brokers
Brokers 'Exploiting Loopholes' Following 2018 Regulations
Natallia Hunik lays out the current playing field and the secrets that brokers need to be aware of regarding M&A
Monday, 17/09/2018 | 07:14 GMT
by
Jeff Patterson
News
Broadridge Launches Ex-Post Reporting Solution for MiFID II
This is the latest of a suite of MiFID II-related services developed by Broadridge's FundAssist business.
Monday, 10/09/2018 | 08:42 GMT
by
Celeste Skinner
Analysis
Market Data Compliance: a New Headache for CFD Firms?
"If you haven’t been contacted, then the chances are you will."
Tuesday, 04/09/2018 | 06:28 GMT
by
Rod Martenstyn
Regulation
Thomson Reuters Launches Reporting Solution for Investment Firms
RTS 27 Now will help systematic internalisers complete their first regulatory report.
Monday, 03/09/2018 | 16:23 GMT
by
Celeste Skinner
Brokers
Why Brokers Need to 'Keep Calm and Carry On'
Is now the time for brokers to panic or is there light at the end of the tunnel?
Monday, 20/08/2018 | 13:44 GMT
by
Finance Magnates Staff
Thought Leaders
Financial Commission Encourages Best Execution Standards for Members
The Financial Commission has developed a new trade execution certification service with one of its partners.
Tuesday, 07/08/2018 | 08:07 GMT
by
Finance Magnates Staff
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Regulation
ESMA Updates Reporting Demands, Adds Sub-Categories to CFDs
As part of MiFID II/MiFIR regulations, ESMA has created the subclasses to better determine the liquidity of certain CFDs.
Monday, 06/08/2018 | 12:56 GMT
by
Celeste Skinner
Regulation
ESMA Clarifies How MiFID II and MiFIR Apply to non-EU Traders
The updated Q&A clarifies the role of non-EU traders under its temporary restrictions on binary options and CFDs.
Thursday, 12/07/2018 | 10:40 GMT
by
Celeste Skinner
Regulation
FlexTrade Boosts MiFID II Reporting Solutions with SmartStream Partnership
The new service will be of particular use to hedge funds and asset managers that haven't built adequate compliance facilities
Tuesday, 10/07/2018 | 10:00 GMT
by
David Kimberley
Technology
AI, Alternative Data and MiFID II: the Shifting Face of Investment Research
Technological change and regulatory requirements are sparking massive change in buy-side firms' investment research efforts
Thursday, 28/06/2018 | 14:09 GMT
by
David Kimberley
Regulation
ESMA Warns Grace Period for Firms to Meet LEI Obligations Will End in July
ESMA has concluded it’s not necessary to extend the period due to a significant increase in LEI coverage.
Wednesday, 20/06/2018 | 12:50 GMT
by
Celeste Skinner
Exchanges
Nasdaq Joins SmartStream's Systematic Internalizer Registry
Deutsche Boerse and Bloomberg are already a part of the registry which was formed in the wake of MiFID II requirements
Wednesday, 13/06/2018 | 10:15 GMT
by
David Kimberley
Regulation
Asset Managers Say MiFID Research Unbundling Will Expand to US and Asia
83% of asset managers in US expect to be compliant with the MiFID II within the next four years.
Tuesday, 12/06/2018 | 17:45 GMT
by
Aziz Abdel-Qader
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Execution
SIX Survey Shows Split Over MiFID II Capability to Change Liquidity Landscape
Only 26 percent of those surveyed believed that only a handful of dark liquidity pools are ready shift to lit markets.
Tuesday, 29/05/2018 | 20:10 GMT
by
Aziz Abdel-Qader
Regulation
ESMA Provides Updates on 15 Minute Reporting Rules for Trading Venues
Firms will have to make all published data machine readable
Tuesday, 29/05/2018 | 14:11 GMT
by
David Kimberley
Regulation
MiFID II Suitability Requirements Could Benefit the Crypto Market
The European regulator released a report today that could inadvertently provide a regulatory footing for investors
Tuesday, 29/05/2018 | 13:08 GMT
by
David Kimberley
Brokers
Day 2 Recap of iFX EXPO: Regulation and Marketing Trends to Define 2018
Catch up on day 2 of the iFX EXPO and what was touched on in each panel discussion
Thursday, 24/05/2018 | 19:04 GMT
by
Jeff Patterson
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