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Brokers
FCA Cautions Investors on Clone Firm Posing as Tilney Fund Managers Limited
2017-08-03T20:37:00.000+02:00
The clone firm scams people by pretending to be the original firm.
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Exclusive: Acenya Capital Limited Relaunches via Partnership with MEX Europe
2017-08-02T08:26:08.000+02:00
Acenya Capital is reopening its doors after signing a new white label partnership agreement.
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Regulation
FCA Warns Against AMC Capital Invest Clone Company
2017-07-27T17:23:38.000+02:00
The FCA warns the copycat company might be running a scam operation.
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Regulation
FCA Calls for Individual Responsibility with New Proposal for Regulated Firms
2017-07-26T13:39:36.000+02:00
FCA proposes to make its certification regime mandatory for all regulated firms.
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Regulation
FCA Urges Firms to Prepare for MiFID II Without Delay
2017-07-25T19:59:27.000+02:00
The new regulations are aimed at protecting investors and maintaining discipline in the financial sector.
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Analysis
UK FCA Adds Zurich Capital to Warning List
2017-07-25T13:35:36.000+02:00
Unauthorised online financial firms have a higher chance of being scams.
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Regulation
SFC, FCA Ink Memorandum of Understanding
2017-07-20T18:59:40.000+02:00
The two regulatory authorities will collaborate to better regulate financial entities.
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Brokers
IG Group Dispels Regulatory Concerns, Plans MTF Launch in EU
2017-07-18T09:50:28.000+02:00
CEO criticized aggressive marketing practices in the industry including bonuses that forced the regulatory crackdown.
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Regulation
FCA Warns against Unauthorized GSI Markets
2017-07-17T20:12:41.000+02:00
The British regulator strongly advises against trading with this broker, as it may be a scam.
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Regulation
FCA Announces Upcoming Retail Trading Platform Market Study
2017-07-17T11:58:57.000+02:00
The British regulatory authority plans on determining which brokers offer traders the most favorable conditions.
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Brokers
Sarah Ing to Join CMC Markets Board as Malcolm McCaig Resigns
2017-07-14T13:08:55.000+02:00
The new appointment is pending regulatory approval by the UK FCA.
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Regulation
FCA Chief Highlights Brexit Doesn’t Mean End of Open Financial Markets
2017-07-06T10:42:44.000+02:00
Harmonization of regulation under MiFID II and MIFIR is key to providing financial services outside of the EEA.
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Regulation
The FCA Warns against TraderVC’s Illegitimate Operation
2017-07-05T13:24:37.000+02:00
The British regulator alerted traders to the broker illegally soliciting and providing financial services.
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Regulation
FCA Regulatory Shakeup Sees Asset Managers Emerge Largely Unscathed
2017-07-05T13:12:22.000+02:00
New regulations lead to winners and losers in the £7 trillion UK asset management industry.
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Regulation
FCA Alerts Investors to OneTrade Imposter Brokerage
2017-07-04T18:35:20.000+02:00
The British regulator issued a warning against the clone company, advising against trading with it due to elevated risk.
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Regulation
FCA Chief Andrew Bailey Highlights Brexit Isolation at ESMA
2017-07-03T14:27:17.000+02:00
The UK FCA is being shut out from some discussions at the European supranational regulator.
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Regulation
Former Barclays Execs Appearing in UK Court Following Qatar Fraud Charges
2017-07-03T13:02:10.000+02:00
Four former Barclays executives could be facing steep bail sums, with similar cases drawing upwards of £1.0m.
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Brokers
Plus500 Supports FCA and ESMA, Eyeing Stronger Revenues in H1
2017-07-03T09:04:41.000+02:00
Plus500 endorses the joint effort by authorities, while the regulatory shift is postponed until 2018.
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Brokers
IG Group Endorses ESMA, FCA, Delaying CFD Regulations till 2018
2017-06-29T13:40:31.000+02:00
The support follows IG Group's efforts to implement internal controls policing CFD use.
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Brokers
Breaking: ESMA Contemplates Product Intervention Powers over Retail Brokers
2017-06-29T08:51:19.000+02:00
ESMA is looking into using product intervention powers to curb malpractice in the industry.
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Brokers
Breaking: FCA Delays New Forex and CFDs Regulations until 2018
2017-06-29T08:25:45.000+02:00
The UK FCA has delayed its new restrictions on CFDs and forex trading as ESMA looks into its own measures.
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Regulation
FCA Alerts Traders to AIG Options, CMC Options
2017-06-28T18:11:25.000+02:00
The binary options brands seem to be operated by same company, as the warning implies.
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Regulation
FCA to Reign in £7 Trillion Asset Management Industry in the UK
2017-06-28T14:24:41.000+02:00
The UK Financial Conduct Authority has outlined new measures for the UK asset management industry.
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Prime Brokerage
IS Prime Managing Partner: 'Brokers are Changing their Attitude towards Risk'
2017-06-28T13:31:42.000+02:00
Jonathan Brewer, co-founder and Managing Partner of IS Prime, speaks about changes in the retail and prime forex markets.
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Dan Magen
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Brokers
Exness Officially Acquires Full Principal FCA License
2017-06-23T10:11:09.000+02:00
Most brokers from the UK industry hold a matched principal license.
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