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Blogs
The Value of Regulation for Brokers
With binary options expected to fall under FCA regulation at some point in 2016, what value will that bring for the brokers themselves?
Tuesday, 13/10/2015 | 14:12 GMT
by
Toby Robinson
Executive Moves
ADS Securities Onboards Patrick Lindsay as Head of Compliance
ADS Securities onboards an industry veteran at a time when global compliance costs for financial institutions are on the rise
Thursday, 08/10/2015 | 11:33 GMT
by
Victor Golovtchenko
Regulation
AIM Listing of Plus500 on Hold Due to Pending FCA Approval
The shares of the company will remain listed until the official approval from the U.K. financial regulator comes due
Friday, 25/09/2015 | 16:35 GMT
by
Victor Golovtchenko
Brokers
IronFX UK 2014 Revenues Almost $7 Mln According to Regulatory Filing
The average monthly number of employees throughout 2014 totaled 85, while the total sum of cash held on behalf of clients was $800,000.
Thursday, 24/09/2015 | 12:31 GMT
by
Victor Golovtchenko
Executive Moves
FCA Names Georgina Philippou as its Chief Operating Officer
The FCA's search for a permanent Chief Executive is over, following today's appointment of Georgina Philippou, who succeeds Tracey McDermott
Tuesday, 22/09/2015 | 13:46 GMT
by
Jeff Patterson
Regulation
Exclusive: TradeNext Adopts Voluntary Variation of Permission During Internal Review Phase
The broker has been approached by a couple of companies interested in the client base of the FX and CFDs brokerage
Monday, 14/09/2015 | 16:01 GMT
by
Victor Golovtchenko
Regulation
Data Issues with the FCA’s Financial Services Register (Updated)
The register, which was launched just two days ago, has been taken offline, with no indication as to how long it may be down.
Thursday, 10/09/2015 | 08:54 GMT
by
Andy Traveller
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Regulation
UK Watchdog Starts Including Scams in Financial Register for the First Time
Also today, the Hong Kong financial markets regulator warns about two unlicensed entities.
Monday, 07/09/2015 | 15:01 GMT
by
Avi Mizrahi
Blogs
How Is Binary Options Regulation Changing in the UK?
Will proposed changes in UK regulation mean greater consumer protection and lead to binary options becoming mainstream trading tools?
Thursday, 03/09/2015 | 11:46 GMT
by
Toby Robinson
Regulation
Clients of Bankrupt LQD Markets to Claim $4 Mln from UK FSCS
The insurance scheme is likely to begin compensating clients of the bankrupt brokerage after months of uncertainty
Friday, 28/08/2015 | 21:56 GMT
by
Victor Golovtchenko
Brokers
Plus500 to Delist from London AIM after Merger with Playtech
The company filed a formal notice detailing that the company will be delisting from the London Stock Exchange in September
Friday, 28/08/2015 | 06:55 GMT
by
Victor Golovtchenko
Regulation
Canadian and UK Regulators Update Warnings
Investors have been warned today against dealing with seven more firms across these jurisdictions.
Tuesday, 25/08/2015 | 19:42 GMT
by
Andy Traveller
Brokers
Exclusive: TradeNext Starts Internal Review, Some Clients Terminated
The company sent notice to certain clients about the termination of their agreements after reassessing relationship with some affiliates
Monday, 24/08/2015 | 16:15 GMT
by
Avi Mizrahi
Brokers
Admiral Markets UK Turns a Profit, Client Deposits up to £1.66 Mln
The UK branch of Admiral Markets has turned a profit for fiscal 2014 ending on December 31st after losing £54,349 in 2013
Friday, 14/08/2015 | 17:02 GMT
by
Victor Golovtchenko
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Regulation
CFD Spoofers Fined over £7 Million by UK Court
The traders knew that false CFD orders placed with DMA providers would immediately and automatically affect the underlying share price.
Wednesday, 12/08/2015 | 14:24 GMT
by
Avi Mizrahi
Executive Moves
Christopher Woolard Appointed to FCA’s Board
The UK watchdog’s Director of Strategy and Competition today joined the Board as an executive director.
Friday, 31/07/2015 | 20:37 GMT
by
Andy Traveller
Regulation
Former Rabobank Trader Banned From FCA Following LIBOR Fallout
Mr. Stewart’s ban is the product of a string of allegations and verdict, "lacking honesty and integrity following a criminal conviction".
Thursday, 30/07/2015 | 14:37 GMT
by
Jeff Patterson
Regulation
FCA Urges Firms Using Benchmarks to Move Quicker to Oversee Practices
The UK regulator concluded a thematic review of benchmark practices for financial firms and has published a list of conclusions
Wednesday, 29/07/2015 | 15:27 GMT
by
Victor Golovtchenko
Analysis
IB & FXCM Shares Dip, Playtech Synergies, CySEC Clamps Down on Call Centres
The past week saw the shares of two brokers take a dive, despite upbeat comments from execs. Playtech also discussed recent acquisitions.
Sunday, 26/07/2015 | 07:04 GMT
by
Andy Traveller
Executive Moves
FCA Elevates Antonio Simoes to Chair of Practitioner Panel
In its latest move, the FCA will see Mr. Simoes, the Chief Executive Officer (CEO) for HSBC, become the Chair for its Practitioner Panel.
Thursday, 23/07/2015 | 13:28 GMT
by
Jeff Patterson
Regulation
FCA Exposes Clone Company GGM Forex for Using Another Firm’s License
The clone company is abusing the license of ayondo global markets, formerly known as Gekko Global Markets which has been authorized since 1997
Wednesday, 22/07/2015 | 15:59 GMT
by
Victor Golovtchenko
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Regulation
Breaking: Financial Spreads Operations Halted by UK Watchdog
The firm can no longer open new trades.
Wednesday, 22/07/2015 | 09:43 GMT
by
Avi Mizrahi
Regulation
FCA Chief Martin Wheatley Relinquishing Post
Despite stepping down, Mr. Wheatley will continue acting as a de-facto adviser to the FCA Board until January 31, 2016.
Friday, 17/07/2015 | 11:17 GMT
by
Jeff Patterson
Brokers
AlfaTrade UK Seeking CySEC Regulation as Trading for EU Clients Halted
The brokerage issued an announcement on its website that it has ceased to provide services in the EU due to its FCA license having being suspended
Wednesday, 15/07/2015 | 12:39 GMT
by
Victor Golovtchenko
Regulation
FCA Issues New Criteria for Enforcement Action, Investigations
The FCA has published a new process that helps define how it opts to utilize the appropriate regulatory tool in a case-by-case situation.
Friday, 10/07/2015 | 09:49 GMT
by
Jeff Patterson
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