Regulation

Pretending to represent the investment management firm, fraudsters have been trying to steal money from members of the public.

To perform trade reporting for Platinum, Catena’s TRACE Reporting connects to CME Group’s Trade Repository service.

In its corporate plan, the regulator has highlighted cryptocurrencies as a potential threat to the financial markets.

This is the second announcement of a fine against the bank this week.

The regulators in July proposed reducing the complex requirements that entirely ban proprietary trading by banks.

Kweku Adoboli was detained on Monday, a prelude to being deported to Ghana.

The bank expects to settle its international sanction violations in the coming weeks.

RTS 27 Now will help systematic internalisers complete their first regulatory report.

According to the president of BaFin, the temporary measures would be to avoid chaos.

Zhu was arrested late on Wednesday in an unnamed foreign country.

Aegon had discovered errors in certain investment strategies developed by a former portfolio manager.

Fonia Kwok Lai Kwan was found guilty for operating an unlicensed asset management, Finamics Capital Management.

This Friday afternoon, Finance Magnates paid a visit to the offices of the latest firm on the FCA's warning ...

Earlier this year, Thomson Reuters went live with several MiFID II solutions as the ‎EU legislation has ‎become effective.

David Fotheringhame won a rare judgement which will see him return to the bank and earn $192,000 a year. ...

The agreement will facilitate cross-border regulatory cooperation on accounting and audit matters.

Citigroup, the third-largest US bank by assets, was sued in two separate cases over multiple violations.

The raised prices are in response to higher operational costs and off-exchange trading volumes, a regulatory filing said.

The final deal is lower than the $12 billion sum that US authorities had asked from RBS before.

Anat Guetta said that the bill is to provide protection to investors and contribute to a fair and competitive ...

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