Regulation

A no-deal Brexit leaves banks, asset managers and trading platforms with European customers scrambling to open new EU hubs.

MAP FinTech’s reporting solution will be integrated with oneZero’s Liquidity Hub.

In a report outlining its plans for the next year, the British regulator also said it wants improved cybersecurity ...

Andre Nomm also said that some banks in the country are now subject to a more severe supervisory regime

Mark Talbot knew that VMob's contract with McDonald's would boost the company's stock price

The two regulators will work together on developing rules to govern new technologies

Goldman Sachs International did not provide accurate and timely reporting for 220.2 million transaction reports.

The US regulator has put measures in place for uncleared swaps from UK entities.

The subsidiary, MUFG Securities (Europe) N.V., is part of the company’s Brexit contingency plan.

The SEC has probed and fined several Wall Street banks in similar cases including Citigroup, Deutsche Bank, and J.P. ...

Ashley Alder's announcement is indicative of wider regulatory moves to bolster environmentally friendly investment

The FCA will grant firms who have signed up to the contingency plan a grace period to seek authorization ...

The CEO reportedly believes a merger between the two German firms could produce multiple benefits.

The regulator plans to do this by helping firms strengthen their internal controls.

The Swiss firm was able to get a 30 percent reduction on the fine by agreeing to resolve the ...

Lawyers at Grant & Eisenhofer say leadership at the Danish firm deliberately covered up money laundering activity

The Bank of Italy ordered the Dutch firm to stop taking on new clients over the weekend

BOCI Securities breached a number of regulations related to the sale of investment products

Satoshi Ikeda, who has led prior ESG projects for the regulator and the G20, will take up the new ...

Standard Chartered was also fined, as both companies failed to meet compliance standards surround IPO sponsorship

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