Institutional Forex Regulation

AMF, ACPR fingered eight FX, one crypto derivatives unauthorized sites.
They urged citizens to consult the register of authorized investment service providers.

Thursday, 31/03/2022 | 06:43 GMT by Solomon Oladipupo

Thought Leaders

ATFX Appoints Industry Veteran Phil Muldoon as Institutional Sales Director

ATFX has been looking to hire top talent in the industry who are a good fit for its brand

Monday, 03/10/2022 | 14:30 GMT by ATFX

Amf

AMF Warns French Retail Investors against Fraudulent Share Offers

Victims of fake investment proposals report an average loss of €55,000.
AMF reiterates caution against offers to buy FDJ shares.

Tuesday, 29/03/2022 | 07:40 GMT by Solomon Oladipupo

Deutsche Bank Securities ‎

FINRA Fines Deutsche Bank Securities for Best Execution Violations

The authority alleges that SuperX trading system created an inherent delay for orders.
DBS also failed to disclose material aspects of its relationship with the markets.

Tuesday, 08/03/2022 | 19:15 GMT by Felipe Erazo

regulation

CySEC Finally Withdraws CIF License of Maxigrid Ltd

Maxigrid Ltd is caught culpable for its misconduct.
The market regulator reached the decision after thorough investigations.

Friday, 25/02/2022 | 07:07 GMT by Nicholas Otieno

sec

US Regulators Probe into Morgan Stanley and Goldman Sachs Block Trades

Regulators have been investigating unusual activities in block trades for almost 3 years.
The SEC issued subpoenas to Goldman Sachs, Morgan Stanley and hedge funds.

Tuesday, 15/02/2022 | 10:24 GMT by Matti Williamson

regulations

ESMA Is Consulting on Investment Suitability Requirements

ESMA is reviewing how firms comply with investment suitability requirements.
The assessment aims to ensure investments do not expose clients to risks.

Tuesday, 01/02/2022 | 07:21 GMT by Nicholas Otieno

russian ruble

Russia's Central Bank Halts Ruble Plunge as Markets Experience Freefall

Russia's Central Bank halted the Ruble plunge amid a wider market crisis.
The regulator moved to reduce the volatility of financial markets.

Wednesday, 26/01/2022 | 12:56 GMT by Nicholas Otieno

Thought Leaders

The Most Innovative Fintech Broker – ATFX

Impressive cutting-edge tech from a cutting-edge broker

Monday, 03/10/2022 | 06:25 GMT by ATX

regulations

Brazil Central Bank Waters Down Tougher Rules on Fintech Firms

Brazil central bank considers rejecting tougher regulations on fintech companies.
Fintechs firms promote competition and financial inclusion.

Thursday, 23/12/2021 | 08:12 GMT by Nicholas Otieno

online trading

AMF Warns against Unauthorized Firms Offering Alternative Investments

The AMF regularly updates its blacklist of new entities offering authorized investments.
New online platforms have a huge influence on young investors.

Tuesday, 21/12/2021 | 08:33 GMT by Nicholas Otieno

Annual Report

CySEC Reports €1.9Bn as 2020 Annual Income by Cyprus’ Investment Firms

CySEC provides insights concerning Cyprus Investment Firms (CIF).
The report helps clients, partners and associates to avoid business risks.

Tuesday, 21/12/2021 | 07:13 GMT by Nicholas Otieno

Bank Of America

UK FCA Warns on Clone Firm Impersonating Bank of America

The British watchdog cautioned about impersonators using Wells Fargo's business details in September.

Tuesday, 23/11/2021 | 18:16 GMT by Felipe Erazo

Securities and Exchange Commission

US SEC Awards Approximately $10.4 Million to Several Whistleblowers

The whistleblowers participated in three separate cases, according to the SEC.

Tuesday, 23/11/2021 | 00:48 GMT by Felipe Erazo

fca

UK FCA Recognizes Revised Global FX and Precious Metal Codes

The British financial regulator pointed out that last look practices were not consistent with the codes.

Friday, 19/11/2021 | 17:36 GMT by Felipe Erazo

Thought Leaders

Forex investments gain momentum as a global trend

How come Forex, as a means of investment, has come up on top as a global trend in 2022?

Monday, 03/10/2022 | 04:30 GMT by OctaFx

fca

FCA Fines Sunrise Brokers £642K for Financial Crime Control Lapses

The broker’s services were exploited by its clients in two incidents.

Friday, 12/11/2021 | 13:01 GMT by Arnab Shome

Aml

Trade Finance Firms Must Strengthen AML Controls to Meet New FCA Requirements

Trade finance organisations should expect greater surveillance and monitoring from the FCA in the coming months

Saturday, 30/10/2021 | 18:29 GMT by Adam McLaughlin

CFTC

US CFTC Grants Its Biggest Award to a Single Whistleblower to Date

The whistleblower collaborated with critical information that led to successful enforcement actions in two cases.

Thursday, 21/10/2021 | 19:15 GMT by Felipe Erazo

Bafin

Germany’s BaFin Says CoinsTrades Is an Unauthorized Trading Platform

The German financial watchdog is currently investigating the platform which is registered in St. Vincent and the Grenadines.

Wednesday, 20/10/2021 | 20:20 GMT by Felipe Erazo

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