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Securities and exchange commission
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Investing in US Securities? Something is Stalking You …
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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Investing in US Securities? Something is Stalking You …
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Securities and Exchange Commission
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CryptoCurrency
"Gross Abuse of Power”: US Court Sanctions SEC for Actions against DEBT Box
Now, the regulator will have to pay the legal costs of DEBT Box.
The order came as the regulator misrepresented evidence to obtain a temporary restraining order and asset freeze.
Tuesday, 19/03/2024 | 06:55 GMT
by
Arnab Shome
Retail FX
Advisers Pay $400K Settelment for Overhyping AI Investment Strategies
Firms were fined for misleading statements about artificial intelligence capabilities.
Delphia must pay $225K and Global Predictions $175K in civil penalties.
Monday, 18/03/2024 | 12:33 GMT
by
Damian Chmiel
Retail FX
Breaking: SEC Website Goes Dark, Bitcoin Tumbles in Aftermath
Speculations arise that there might have been a DDoS or cyber attack.
The SEC has not yet officially addressed the issue.
Friday, 15/03/2024 | 07:43 GMT
by
Damian Chmiel
CryptoCurrency
Coinbase Challenges SEC in Court, Seeks Crypto-Specific Rules Again
The crypto exchange accused the agency of breaking the law in denying crypto-specific rulemaking.
Earlier, the SEC said that the existing market rules apply to crypto.
Tuesday, 12/03/2024 | 04:49 GMT
by
Arnab Shome
CryptoCurrency
SEC Delays Decision on BlackRock’s Spot Ether ETF
BlackRock, VanEck, ARK 21Shares, Fidelity, Invesco Galaxy, Grayscale, and Hashdex have filed for Ether ETF approval.
The regulator needs more time to review the proposed rule change.
Thursday, 25/01/2024 | 05:25 GMT
by
Arnab Shome
Thought Leaders
How Will the SEC's Approval of the Bitcoin ETF Affect Investors?
The SEC's decision is an important milestone for the cryptocurrency industry.
Tuesday, 23/01/2024 | 08:56 GMT
by
FM
CryptoCurrency
SEC Approves 11 Bitcoin ETFs, Listing and Trading Will Start Today
Bitwise will list its Bitcoin ETF on NYSE Arca on Thursday.
Although there will be a 0.2 percent fee, the company will charge 0 percent for the first six months until the AUM reaches $1 billion.
Thursday, 11/01/2024 | 06:23 GMT
by
Arnab Shome
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CryptoCurrency
Fake Bitcoin ETF Approval: SEC’s X Account Lacked 2FA; Lawmakers Seek Investigation
Two-factor authentication (2FA) requires two distinct forms of identification for login.
The false tweet momentarily pushed Bitcoin prices 4 percent higher.
Wednesday, 10/01/2024 | 06:14 GMT
by
Arnab Shome
CryptoCurrency
"No Go to Fomo": SEC Reissues Warning Ahead of Bitcoin ETF Decision
The regulator first issued a warning against FOMO in January 2021.
The warning came when the crypto market anticipated spot Bitcoin ETF approval.
Monday, 08/01/2024 | 06:50 GMT
by
Arnab Shome
CryptoCurrency
SEC Sets December 29 Deadline for Spot Bitcoin ETF Filing Amendments
At least two companies were asked to make changes in their filings.
The regulator is due to decide on two filings by 10 January 2024.
Tuesday, 26/12/2023 | 05:50 GMT
by
Arnab Shome
Retail FX
24 Million Americans Gain Entry to Investing Market for the Elites
Inflation increases the number of US-accredited investors by 18.5%.
Many of them choose gold as an alternative investment.
Wednesday, 20/12/2023 | 15:13 GMT
by
Damian Chmiel
Trending
SEC Responds to Challenge to New Rules by Private Funds
The rules are "arbitrary, capricious ... and contrary to law" according to lobbyists.
The SEC said that the rules addressed opacity and conflicts of interest.
Monday, 18/12/2023 | 11:40 GMT
by
Louis Parks
CryptoCurrency
Crypto Compliance or Overreach? SEC's Kraken Crusade Sparks Industry Debate
SEC, Kraken, and the Quandary of Investor Trust
Tuesday, 21/11/2023 | 13:28 GMT
by
Pedro Ferreira
CryptoCurrency
SEC Sues Kraken for Registration Failure, Mixing Customers’ Funds
The crypto exchange denied all charges against it in a detailed blog post.
The charges are similar to the ones brought against Binance and Coinbase.
Tuesday, 21/11/2023 | 05:55 GMT
by
Arnab Shome
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Retail FX
News Nuggets | 16 November: Fortex Integrates with StoneX; XS.com Appoints Country Manager
Wedbush Securities was fined $350,000; the SEC charged traders following a fraud valued at $1.5 million.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Thursday, 16/11/2023 | 11:17 GMT
by
Damian Chmiel
Retail FX
SEC Distributes $1 Billion to Harmed Investors in 2023
SEC escalates enforcement with 784 actions in FY23.
The regulator also paid out a record number of rewards to whistleblowers.
Wednesday, 15/11/2023 | 09:22 GMT
by
Damian Chmiel
CryptoCurrency
No Conflict of Interest: SEC Finds It Difficult to Hire Crypto Staff
The SEC requires new recruits to sell all crypto holdings.
The agency is fighting multiple high-profile legal battles with crypto firms.
Tuesday, 07/11/2023 | 05:19 GMT
by
Sam White
CryptoCurrency
SEC Drops Charges against Top Ripple Executives
The names of the CEO and Executive Chairman were mentioned in the initial lawsuit against Ripple.
A US court already squashed the regulatory lawsuit against the blockchain firm.
Friday, 20/10/2023 | 06:00 GMT
by
Arnab Shome
CryptoCurrency
Is a Grayscale Spot Bitcoin ETF Likely to Happen?
Is the BTC ETF inevitable?
Friday, 29/09/2023 | 12:26 GMT
by
Pedro Ferreira
CryptoCurrency
Binance and CEO Zhao Seek Court Approval to Dismiss SEC Lawsuit
They argued that the SEC overstepped its authorities with the lawsuit.
The lawsuit brought severe allegations, including co-mingling of client funds.
Friday, 22/09/2023 | 06:12 GMT
by
Arnab Shome
CryptoCurrency
Invesco, WisdomTree, Valkyrie Left Hanging as SEC Delays Bitcoin ETF Ruling
The SEC delays its decision on spot Bitcoin ETF proposals.
The postponement comes after a court ruling to review a similar application.
Friday, 01/09/2023 | 07:37 GMT
by
Damian Chmiel
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CryptoCurrency
Is the First Spot BTC ETF Coming? Grayscale Triumphs over SEC in Court
The crypto asset manager launched a legal challenge against the SEC last year.
Michael Sonnenshein, the CEO of Grayscale, said the firm is "actively reviewing" the ruling.
Tuesday, 29/08/2023 | 20:32 GMT
by
Solomon Oladipupo
CryptoCurrency
SEC Goes after NFTs: Podcaster to Shell Out $6.1M over “Securities” Offerings
The regulator says "securities" in whatever form "must be registered."
The watchdog previously charged Binance and Coinbase over their "securities" offerings.
Monday, 28/08/2023 | 20:09 GMT
by
Solomon Oladipupo
FinTech
SEC Slams Fundrise for Soliciting Clients through 200 Social Media Influencers
The regulator said the investment firm has agreed to pay $250K to settle the charges.
Financial watchdogs are increasingly cracking down on so-called 'fininfluencers'.
Tuesday, 22/08/2023 | 21:50 GMT
by
Solomon Oladipupo
CryptoCurrency
SEC Gets Judge’s Nod to Argue for Appeal against Landmark Ripple Ruling
Ripple secured a 'partial victory' against the SEC in mid-July.
However, the SEC believes the case deserves an “interlocutory review.”
Thursday, 17/08/2023 | 22:09 GMT
by
Solomon Oladipupo
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