NFA Bans Investment Advisor Monsoon and Founder Prakash Prakash has been ordered to not reapply for membership for seven years.
Trading.com Secures US Approval to Operate as FX Firm The brand of the Trading Point Group has been registered by the NFA as a forex firm.
NFA Hikes Margin Requirements for Norwegian Krone and Mexican Peso NFA requires investors to put a minimum margin of 7% of their Krone trades and 12% of leveraged bets ...
CFTC Charges Denari Capital & Co, with $8.3 Million FX Fraud The fraudsters managed to con at least 28 participants, the CFTC alleges.
NFA Bars Fortress for Helping FX Traders Get Around Regulations Fortress told clients to open their accounts from foreign jurisdiction under the name of a friend.
Taiwan Firm Cancels NFA Application for FX Dealer Member Status Nanshan Jinchuang Co originally applied for the status in May of this year.
Two More Brokers Applying For Retail FX Licenses in the US Brightwin Securities and Nanshan Jinchuang both applied to become registered as NFEDs by the NFA last month
NFA Fines East West Global $750,000 for Overcharging Clients The filing also said the company failed to adequately disclose the high fees and poor overall performance of the ...
US Retail FX Market Survived the Worst and Is Finally Growing Are we observing the rebirth of the US market and are more brokers to come?
Hong Kong’s SFC Warns Against Fake NFA-Regulated FX Broker HKJHFX operates in Hong Kong but falsely claims to be regulated by the US National Futures Association (NFA).
IG Group Gets US Regulatory Approval The firm's Chicago office should start operations in the next couple of months
NFA Hikes Margin Requirements for Turkish Lira and South African Rand The move requires investors to put a 12 percent margin of their trades on the Lira and seven percent ...
NFA Fines Global Asset Advisors $235,000 for Supervisory Breach While NFA’s ban was into effect, Global Asset Advisors permitted an account to be opened for the trader's wife.
NFA Announces Set of New Disclosure Requirements for Virtual Currencies The new requirements are effective from October 31, 2018, and apply to all members who engage in virtual currency ...
NFA to Develop Required Testing for Swaps Traders The proficiency requirements program is unlikely to be ready before early 2020
NFA Fines X-Change Financial Access $100,000 The firm was founded to have helped Jonathan Hansen execute trades despite a trading ban issued against him
National Futures Association Issues AML Warning to FCMs and IBs NFA requires an independent testing of the adequacy of FCM’s and IB’s compliance program at least once every 12 ...
NFA Announces Effective Date for Amended Rules of Trade Costs Disclosure The recent amendments will take effect on April 5, 2018.
NFA Swells Futures, Options Fees to $0.02 for Each Trade Side The latest hike marks only the fourth time in NFA's 31-year history that it has increased the fee.
Breaking: NFA Mandates Forex Brokers to Disclose Costs per Trade to Clients The National Futures Association in the US is imposing a new disclosure requirement on brokers