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Regulation

SEC Gives Whistleblower $18 Million in 7th Largest Award

  • Because of this whistleblower’s actions, harmed investors were able to recover millions of dollars in losses, says the SEC.
Tuesday, 28/04/2020 | 22:05 GMT by Aziz Abdel-Qader
Institutional FX

SEC's Awards Pipeline Not Clogged Yet, New Tipster Gets $1.6M

  • The recent rewards come as the regulator tries to recover from a dip in whistleblower performance throughout the previous year.
Monday, 23/03/2020 | 22:06 GMT by Aziz Abdel-Qader
News

From Will Smith to Steven Seagal: Celeb Investors, Crypto, & Fintech

  • Celebrities have played an interesting role in crypto and fintech spheres in the past. How is this changing?
Friday, 06/03/2020 | 14:24 GMT by Rachel McIntosh
Institutional FX

SEC Hands out $7M to Tipster Despite Calls to Cap Big Awards

  • The SEC awarded the whistleblower for “significant information” in alerting SEC staff to “serious financial abuses.”
Friday, 28/02/2020 | 20:12 GMT by Aziz Abdel-Qader
Regulation

SEC, Telegram Locked in Legal Battle as New Evidence Surfaces

  • Newly obtained documents from regulators are now in play with both sides digging in ahead of key deadlines.
Tuesday, 18/02/2020 | 21:24 GMT by Jeff Patterson
Institutional FX

SEC Fines ABN AMRO for Improper Handling of ADRs

  • The case is the result of a continuing industry-wide investigation by the SEC into abuses involving pre-released ADRs
Thursday, 06/02/2020 | 22:34 GMT by Aziz Abdel-Qader
News

WisdomTree Eying US-Regulated Stablecoin Launch

  • The firm sees digital assets as a natural extension of its ETF business.
Tuesday, 14/01/2020 | 07:08 GMT by Arnab Shome
News

United States SEC to Review Bitwise Bitcoin ETF Application

  • It's not clear what caused the SEC to put the application into review after it was initially rejected in October.
Tuesday, 19/11/2019 | 09:22 GMT by Rachel McIntosh
News

SEC vs. Telegram: Will Gram Tokens Ever Be Distributed?

  • The SEC filed against Telegram last week. What's next for the company and the industry?
Friday, 18/10/2019 | 07:11 GMT by Rachel McIntosh
News

US Senator Praises Anchorage for Remaining in Libra Association

  • Senator Mike Rounds praised the trust company for sticking with Libra following the exodus of seven of the project's partners.
Friday, 18/10/2019 | 06:09 GMT by Rachel McIntosh
News

Will We See a Bitcoin ETF While Jay Clayton is in Office?

  • What are the implications of the SEC's Bitwise rejection? What should Bitwise and other ETF-hopeful firms do next?
Tuesday, 15/10/2019 | 10:19 GMT by Rachel McIntosh
ICOs

Veritaseum, SEC Discuss Possible Settlement on VERI ICO

  • The Veritaseum CEO had previously accused the SEC of twisting the facts about his token, called VERI.
Wednesday, 09/10/2019 | 18:02 GMT by Aziz Abdel-Qader
News

Overstock's Ex-CEO Sells $90m Share to Battle the "Deep State"

  • Patrick Byrne is becoming increasingly vocal about his personal mission to "shellac" the "deep state."
Friday, 20/09/2019 | 07:04 GMT by Rachel McIntosh
News

SEC to Finalize Settlement with BitFunder Operator in October

  • The exchange owner, Jon Montroll, is already spending 14 months behind bars for securities fraud and obstruction of justice.
Friday, 13/09/2019 | 17:08 GMT by Aziz Abdel-Qader
Coins

Veritaseum Rallies 40% as Founder's Assets Frozen

  • The SEC's charges against Reggie Middleton lead to a freeze of $8 million out of the token sale's $15 million proceeds
Monday, 26/08/2019 | 20:54 GMT by Victor Golovtchenko
Regulation

Cantor Fitzgerald and BMO Capital Pay $4.5M to Settle ADRs Case

  • The probes focused on the prerelease of ADRs, which banks issued without first having the underlying shares in their custody.
Friday, 16/08/2019 | 21:28 GMT by Aziz Abdel-Qader
News

A Kik in the Pants: SEC's Kik Case Will Form Important Precedents

  • When it comes to reputation, where should the SEC draw the line?
Friday, 16/08/2019 | 11:05 GMT by Rachel McIntosh
News

BitFunder CEO Gets 14 Months Prison Time

  • Jon Montroll was found guilty for securities fraud and obstruction of justice
Friday, 12/07/2019 | 09:15 GMT by David Kimberley
Regulation

SEC: SIPA May Not Apply to Crypto Traders

  • The regulator also noted that some existing securities regulations are hard to adhere to for broker-dealers
Monday, 08/07/2019 | 21:11 GMT by David Kimberley
Brokers

New SEC Rule Binds Brokers to Act in Best Interest of Investors

  • The US regulator voted on its best interest rule, guiding brokers to abide by client interests
Wednesday, 05/06/2019 | 21:48 GMT by Victor Golovtchenko
News

SEC Charges Kik Interactive for $100m Kin Coin ICO

  • The Canadian company is said to have violated US securities laws with its token sale
Tuesday, 04/06/2019 | 17:41 GMT by Victor Golovtchenko
Regulation

SEC Sues iPro Network as Crackdown on Crypto Abuses Continues

  • The case is yet another part of a bigger regulatory crackdown aimed at outright fraud in the crypto industry.
Thursday, 23/05/2019 | 20:22 GMT by Aziz Abdel-Qader
Regulation

Cboe Tried Twice: SEC Again Postpones Decision on Crypto ETF

  • On this occasion, the SEC said that it is pushing out its decision on the bitcoin ETF until August 19, 2019.
Monday, 20/05/2019 | 20:23 GMT by Aziz Abdel-Qader
News

Left Unsaid: What's Missing from the SEC's New ICO Guidelines?

  • The SEC released guidance on token sales at the beginning of April. Has the ICO landscape changed as a result?
Thursday, 09/05/2019 | 09:23 GMT by Rachel McIntosh
Regulation

SEC Suspends Trading Stocks of ‘Bitcoin Generation’

  • The lesser-known firm develops Blockchain applications, crypto mining and trading products.
Monday, 29/04/2019 | 21:16 GMT by Aziz Abdel-Qader
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