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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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Europe's Economic Crossroads: Recession Fears and S&P Global's
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News
Warning Shot: US Regulators Commit to Going After Crypto Fraud
The SEC and CFTC's joint statement against crypto abuse includes some of their harshest rhetoric to date.
Friday, 19/01/2018 | 14:27 GMT
by
Jeff Patterson
News
Chinese Millionaire Buys 27% of US Blockchain Company
The SEC is yet to comment on the acquisition.
Sunday, 24/12/2017 | 14:08 GMT
by
Simon Golstein
Regulation
SEC Sues Real Estate Developer Over Alleged $1.2 Billion Ponzi Scheme
Woodbridge told investors that the commercial loans would generate approximately 5-10 percent interest a year.
Thursday, 21/12/2017 | 20:05 GMT
by
Aziz Abdel-Qader
Regulation
SEC Sues Two NY Brokers for Overbilling Clients Through In-and-Out Trading
Berkey and Fischer are also accused of lying to customers.
Wednesday, 06/12/2017 | 18:17 GMT
by
Aziz Abdel-Qader
Regulation
Two Tipsters Reap $16 Million Bounty from SEC Whistleblower Program
The SEC did not disclose the individual’s identity or that of the involved organization.
Thursday, 30/11/2017 | 17:15 GMT
by
Aziz Abdel-Qader
News
SEC Chair Blasts ICOs, Warns Some Tokens Resemble Securities
ICOs which provide investors with a stake in a given company may be subject to Uncle Sam’s far-reaching arm.
Thursday, 09/11/2017 | 20:45 GMT
by
Victor Golovtchenko
News
Paris Hilton, Floyd Mayweather and Jamie Foxx Warned by SEC over ICO Promotion
Celebrities making ICO endorsements may be liable for potential fraud violations of US securities laws.
Thursday, 02/11/2017 | 08:17 GMT
by
Avi Mizrahi
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News
Overstock CEO Reveals New Details of Expected $500 Million ICO
Overstock CEO Patrick Byrne said: "From what I am hearing, we are going to raise a fortune – $200-$500m easily."
Wednesday, 25/10/2017 | 11:00 GMT
by
Avi Mizrahi
News
Are the Stances of the CFTC and SEC Regarding Cryptocurrency Inconsistent?
Beyond fraud instances, the CFTC does not oversee spot or cash transactions involving virtual currencies.
Tuesday, 17/10/2017 | 18:05 GMT
by
Aziz Abdel-Qader
Regulation
SEC’s Whistleblower Office Announces One More Award, Hands Out $1M to Tipster
This brings the whistleblower program’s total endowment to approximately $162 million awarded to 47 whistleblowers.
Thursday, 12/10/2017 | 18:05 GMT
by
Aziz Abdel-Qader
Regulation
SEC Charges Michael Scronic with Scamming 45 Investors Out of $20 Million
Scronic made a series of materially false claims to lure investors interested in his investment vehicle.
Thursday, 05/10/2017 | 20:18 GMT
by
Aziz Abdel-Qader
Bloggers
SEC’s Warning Shots Over ICOs
ICOs have drawn the attention of regulatory authorities in the US.
Tuesday, 03/10/2017 | 18:03 GMT
by
Guest Contributors
News
SEC Stonewalls Two Proposals for Bitcoin Listings
ICE's NYSE Arca and Van Eck Associates Corp have both withdrawn applications for Bitcoin listings.
Friday, 29/09/2017 | 05:53 GMT
by
Jeff Patterson
Technology
Currenex and FX Connect Parent Company Fined $35m by the US SEC
State Street has agreed to settle with the US financial watchdog over its fraudulent actions.
Sunday, 10/09/2017 | 08:59 GMT
by
Dan Magen
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Brokers
EZTrader: The Story of a Publicly Listed Binary Brokerage Gone Awry
The full story of how a publicly traded company got delisted in the aftermath of a managerial dispute.
Friday, 08/09/2017 | 09:03 GMT
by
Victor Golovtchenko
Exchanges
IEX Garners SEC Approval, Paving Way for October Listings Launch
The SEC has approved IEX's bid to open and close the market, part of an effort to entice new listings into its fold.
Tuesday, 08/08/2017 | 13:47 GMT
by
Jeff Patterson
News
SEC: ICO Tokens Like Those of The DAO are Securities Subject to Regulations
The US federal agency says that exchanges providing trading in securities-like ICO tokens must register as such.
Wednesday, 26/07/2017 | 07:46 GMT
by
Avi Mizrahi
Regulation
Two Whistleblowers Earn Record $61m from JPMorgan Tip
JPMorgan's failure to properly disclose investment commissions has resulted in a $307m fine to the SEC and CFTC.
Friday, 21/07/2017 | 06:40 GMT
by
Jeff Patterson
Regulation
SEC Charges 13 Individuals Involved in $10 Million Boiler Room Scam
Telemarketing representatives allegedly verbally abused and threatened elderly investors.
Thursday, 13/07/2017 | 18:41 GMT
by
Finance Magnates Staff
Exchanges
BOX Options Exchange Obliterates Status Quo with New Trading Floor Plans
BOX plans on opening a new pit manned by 40 human traders in direct opposition to other exchange leaders.
Wednesday, 12/07/2017 | 13:40 GMT
by
Jeff Patterson
Executive Moves
Trading Places: Institutional, Banking Space Sees Flurry of Hires
Catch up on the latest moves last week from around the financial services industry.
Sunday, 14/05/2017 | 08:36 GMT
by
Jeff Patterson
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Executive Moves
SEC Taps Veteran Lucas Moskowitz as Chief of Staff
Lucas Moskowitz has been promoted to the agency's chief of staff following a lengthy career with the SEC.
Friday, 12/05/2017 | 06:48 GMT
by
Jeff Patterson
Blogs
Consolidate Audit Trail – Timeliness of Reporting
Ahead of Consolidated Audit Trail implementation, the subject of timeliness for reporting remains a topic of conversation.
Thursday, 02/03/2017 | 15:01 GMT
by
Guest Contributors Institutional
Executive Moves
SEC Sees Two More Directors Part Ways with Agency
Marc Wyatt and Wenchi Hu are both leaving the SEC in February.
Tuesday, 31/01/2017 | 17:01 GMT
by
Jeff Patterson
Executive Moves
SEC’s COO Jeffery Heslop Resigns, Succeeded by CFO Kenneth Johnson
Jeffery Heslop will relinquish his role as COO at the SEC after seven years at the agency.
Friday, 27/01/2017 | 16:52 GMT
by
Jeff Patterson
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