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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Analysis
Boston Trading Owner, Craig Karlis Sentenced to 9 Years in Prison for Forex Fraud
Massachusetts based owner of the company Boston Trading and Research LLC, Craig Karlis was sentenced to nine years in prison and commissioned to pay to defrauded victims of his forex scheme $4,378,306.
Friday, 19/09/2014 | 21:15 GMT
by
Victor Golovtchenko
Analysis
Hedge Funds Allowed to Advertise Freely Pending a Notice to the CFTC
The decision permitting private funds to advertise has been unveiledIn in a letter by the CFTC , acting as a harmonization effort to put outdated rules in sync with a 2012 law mandating the SEC to lift ads limits.
Friday, 12/09/2014 | 13:49 GMT
by
Victor Golovtchenko
Analysis
US Watchdog Pays $300,000 Whistleblower Award to Compliance Agent Who Reported on His Firm
The SEC proves that it is willing to pay big for employees to rat on their firms in its battle against fraud and corruption with the first award for a whistleblower with an audit or compliance function at a company.
Tuesday, 02/09/2014 | 19:05 GMT
by
Avi Mizrahi
Brokers
FXCM Reduces Its Credit Facility to $150 Million - Cites Strong Balance Sheet
Despite a difficult quarter in operating metrics FXCM changes in the amount of credit it has, signalling favourable times for the broker, it also revealed the exact amount it paid for its recent acquisition of FXDD.
Friday, 08/08/2014 | 21:44 GMT
by
Adil Siddiqui
Executive Moves
President William O'Brien Parts Ways With BATS Global Markets
BATS Global Markets’ William O'Brien has relinquished his role as acting President of the company, with CEO Joe Ratterman reassuming the vacated role in a series of moves that are effective immediately.
Wednesday, 23/07/2014 | 20:22 GMT
by
Jeff Patterson
Executive Moves
SEC Recruits Mark J. Flannery as Chief Economist
Starting in September, the University of Florida’s Warrington School of Business Administration professor will serve as SEC chief economist and director of its Division of Economic and Risk Analysis.
Wednesday, 23/07/2014 | 08:12 GMT
by
Avi Mizrahi
News
Winklevoss Bitcoin Trust says shares to trade on NASDAQ under "COIN"
Wednesday, 02/07/2014 | 08:37 GMT
by
Leon Pick
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Executive Moves
IEX Appoints Leading SEC Official, John Ramsay, as Its Newest Regulatory Officer
The IEX, a beacon of transparency and fairness in the financial industry, has announced that former SEC Acting Director John Ramsay will be joining the organization as its newest Chief Market Policy and Regulatory Officer.
Tuesday, 17/06/2014 | 10:13 GMT
by
Jeff Patterson
Trading
Pantera Capital Files Latest Docs, Reports $96M in Investments
Tuesday, 10/06/2014 | 08:16 GMT
by
Ron Finberg
Technology
As FCA Defends HFT and SEC Goes Neutral, “Big Tobacco Lawyer" Steps into the Ring
Regulators have adopted a mild approach, but the lawyer who made Big Tobacco companies pay billions has filed a class action lawsuit against exchanges who allowed front running. His name, by the way, is Michael Lewis.
Monday, 09/06/2014 | 20:27 GMT
by
Victor Golovtchenko
News
Bitcoin community reacts after SEC brings down hammer on Voorhees
Thursday, 05/06/2014 | 12:08 GMT
by
Leon Pick
News
SEC Alert on Bitcoin: You May Be Exposed Where You Least Expect It
Thursday, 08/05/2014 | 14:12 GMT
by
Leon Pick
Technology
High Frequency Trading: Analysis of an Industry Game Changer
Regulators around the globe are panicking in the aftermath that the high-frequency trading scandal raised after the release of Flash Boys, while CME and CBOT are being sued for allegedly not providing real-time market data.
Wednesday, 16/04/2014 | 14:11 GMT
by
Victor Golovtchenko
Exchanges
SEC Knocks on MPEx's Door, Popescu Doesn't Budge
Thursday, 20/03/2014 | 14:54 GMT
by
Leon Pick
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News
SecondMarket Aims to Open Up Bitcoin Investment Trust to Regular Investors
Thursday, 20/03/2014 | 10:10 GMT
by
Leon Pick
Brokers
Analysis: FXCM Annual Report Reveals New Legal Battle and Volume Trends
On the heels of last week’s February metrics, financial services and fx provider FXCM has released an extended SEC filing statement, entailing a variety of company trends and legal proceedings.
Monday, 17/03/2014 | 21:02 GMT
by
Jeff Patterson
Executive Moves
KCG Tabs Former Instinet Co-CEO Anthony L. Abenante as Senior Advisor
Independent Securities firm KCG Holdings, Inc. has announced that former Instinet co-CEO Anthony L. Abenante
Tuesday, 11/03/2014 | 14:10 GMT
by
Jeff Patterson
Exchanges
CME Uncertain about Success of OTC Clearing Business, According to SEC Filing
The Chicago Mercantile Exchange filed its annual report to the Securities and Exchange Commission today. Average Daily Volume of FX contracts was 886,000 in 2013 at the CME, up 4.9% thanks to Yen and GBP.
Monday, 03/03/2014 | 14:30 GMT
by
Avi Mizrahi
Regulation
SEC Fines Credit Suisse $196 Million for Unregistered Cross-Border Brokerage Services
The SEC has announced formal charges against Credit Suisse for the violation of US Federal Securities laws through the illegal providing of cross-border brokerage and services to unregistered US clients.
Friday, 21/02/2014 | 18:50 GMT
by
Jeff Patterson
Exchanges
Winklevoss Bitcoin Trust Registered with SEC
Thursday, 20/02/2014 | 20:45 GMT
by
Leon Pick
Execution
Horizon Software Fortifies Asset Suite with Advanced Algorithmic Pre-Trade Platform
Horizon Software, a software and front-end solutions provider announced the release of its new multi asset-class pre-trade algorithmic platform, specializing in risk management, via a company statement.
Tuesday, 18/02/2014 | 22:13 GMT
by
Jeff Patterson
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Exchanges
BATS and Direct Edge Get Green Light from SEC to Merge, Rebate Model Paying Off
Two regulated stock exchanges with a combined market-share of nearly 20% of the US stock market volumes got regulatory approval from the Securities and Exchange Commission to merge, deal is expected to close within days.
Saturday, 01/02/2014 | 13:41 GMT
by
Steven Hatzakis
Executive Moves
Brown Brothers Harriman Appoints Michael McGovern as MD, CIO and Head of Systems
Ex-Citi Transaction Services Managing Director and Global Technology Head of Securities & Fund Services has been appointed several senior roles at BBH which operates in seventeen global locations, and in markets such as FX.
Tuesday, 21/01/2014 | 19:28 GMT
by
Steven Hatzakis
Brokers
Knight Capital Americas Gets Renamed KCG Americas, Unlocks Cost Synergies
The NJ-based operator in both US Equities and Foreign Exchange markets, through its diversified businesses, has consolidated post-merger related entities to unlock cost benefits as its renames a key business segment.
Thursday, 02/01/2014 | 14:13 GMT
by
Steven Hatzakis
Trading
Bitcoin Trading Platform Coinsetter Files With SEC To Raise $1.5 Million
Bitcoin trading platform Coinsetter Inc. a has filed with the SEC to raise $1.5 million from venture capitalists, despite recent announcements by regulators, warning of trading the digital currency.
Saturday, 28/12/2013 | 09:39 GMT
by
Jeff Patterson
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