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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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Kinesis Mint Becomes the Official Partner for the House of
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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Will Blockchain Technology Mark a Turning Point in Fraud
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7 Things We Wish Someone Had Told Us Before We Started Trading
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Kinesis Mint Becomes the Official Partner for the House of
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Trading
Bitcoin Trading Platform Coinsetter Files With SEC To Raise $1.5 Million
Bitcoin trading platform Coinsetter Inc. a has filed with the SEC to raise $1.5 million from venture capitalists, despite recent announcements by regulators, warning of trading the digital currency.
Saturday, 28/12/2013 | 09:39 GMT
by
Jeff Patterson
Regulation
Volcker Rule Kicks Off Risky Bank Prop Trading
The much awaited Volcker Rule was finally sanctioned by five US regulatory authorities. The move comes on the back of the 2008 credit crisis which saw some of the largest financial institutions file bankruptcy.
Tuesday, 10/12/2013 | 23:19 GMT
by
Adil Siddiqui
Executive Moves
SEC Appoints Criminal Prosecutor David A.Glockner As Head Of Chicago Office
The US Securities and Exchange Commission yesterday announced the appointment of David A. Glockner As Regional Director of the SEC's Chicago Office.
Wednesday, 06/11/2013 | 08:34 GMT
by
Andrew Saks McLeod
Brokers
Market Are Buyers, But Insiders Are Sellers of GAIN Capital Stock
Traders have been buyers of GAIN Capital stock following its second quarter earnings report earlier this month. On the other hand, taking advantage of the rally, GAIN insiders have been sellers, as shares hit a 52 week high.
Thursday, 29/08/2013 | 13:51 GMT
by
Ron Finberg
Executive Moves
Ladies At The Top: SEC Elects Kara M. Stein As Commissioner
The US Securities and Exchange Commission elected Kara M. Stein as Commissioner on Friday last week, superceding Elisse B. Walter. Serving under incumbent Chair Mary Jo White, this represents a highly senior position.
Sunday, 11/08/2013 | 09:16 GMT
by
Andrew Saks McLeod
Executive Moves
SEC Commissioner Troy A. Paredes Looks Toward New Opportunities As He Moves On
After a five year tenure as SEC Commissioner, Troy A. Paredes stood down from office on Friday, with a view to seek new opportunities.
Tuesday, 06/08/2013 | 07:32 GMT
by
Andrew Saks McLeod
Regulation
SEC Increases Rulings For Firms Holding Client Assets - Imposes Further Protective Policies
The handling of client funds is a matter at the heart of regulatory policy currently, further borne out by today's ruling by the SEC that it will adopt more stringent rulings on the handling of client funds placed with broker-dealers.
Wednesday, 31/07/2013 | 20:21 GMT
by
Andrew Saks McLeod
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Technology
High Frequency Trading Takes a Sharp U-turn - Heading in the Right Direction
High frequency trading accounts to a considerable market share of global e-trading, this is a preview of a report in the Forex Magnates Quarterly Q2 report reviewing the many changes that have been affecting this sector.
Monday, 29/07/2013 | 07:40 GMT
by
Adil Siddiqui
Regulation
Largest Bitcoin Ponzi Scheme Uncovered – SEC Charges Pirateat40 For Fraud
Ponzi schems remain a big business and the rise of alternative currencies only make them easier to operate. Due to its anonymity, bitcoins have attracted fraudsters, with Pirateat40 being the biggest scamster of all time.
Wednesday, 24/07/2013 | 08:04 GMT
by
Ron Finberg
Regulation
SEC Gets Its Act Together - Publishes Final Ruling On Retail FX
Just one day after SEC Commissioner Luis Aguilar expressed his dismay at the length of time taken to produce final rulings on retail FX, the regulator today produced its full and concise ruling in final form.
Friday, 12/07/2013 | 16:51 GMT
by
Andrew Saks McLeod
Regulation
Get A Move On! Senior SEC Official Expresses Frustration At Dodd-Frank Delays In Retail Sector
Whilst the CFTC has spent the first half of this year reasonably satisfied with its progress on working toward completion of rulings on the Dodd-Frank Act, one senior SEC official expresses dismay at what he sees as unnecessary delays.
Friday, 12/07/2013 | 08:19 GMT
by
Andrew Saks McLeod
Regulation
Banc De Binary Speaks Out Amid US Lawsuit - No More American Clients, But Will Regulators Continue With Proceedings?
Further to last month's proceedings issued against Banc De Binary for allegedly engaging in the illegal activity of soliciting US clients, the firm today issued a statement that it is not accepting US clients. Outcome of lawsuit still hangs in the balance.
Saturday, 06/07/2013 | 14:01 GMT
by
Andrew Saks McLeod
Trading
Winkelvoss Twins To Float Bitcoin ETF - Winklevoss Bitcoin Trust
Tuesday, 02/07/2013 | 13:03 GMT
by
Ron Finberg
Regulation
SEC Fines CBOE $6 Million for Short Selling Failures
The SEC, has fined CBOE for a $6 million fine after the exchange was found violating regulations relating to abusive short selling, the regulator also found various systemic breakdowns in the exchange's regulations.
Tuesday, 11/06/2013 | 19:08 GMT
by
Adil Siddiqui
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Regulation
Agenda Announced for SEC Advisory Committee Meeting For Small and Emerging Companies
Tuesday, 23/04/2013 | 06:52 GMT
by
Andrew Saks McLeod
Executive Moves
SEC Appoints New Co-Directors Of Enforcement
Tuesday, 23/04/2013 | 06:41 GMT
by
Andrew Saks McLeod
Brokers
Important Insider Selling as Gain Capital Shares Rise on FXCM Offer
Thursday, 18/04/2013 | 06:54 GMT
by
Ron Finberg
Executive Moves
Mary Jo White Sworn in as Chair of the SEC
Sunday, 14/04/2013 | 12:08 GMT
by
Andrew Saks McLeod
Regulation
SEC Gives Thumbs Up for Social Media
Wednesday, 03/04/2013 | 07:20 GMT
by
Ron Finberg
Regulation
SEC Gains Restitution Over Insider Trading Case. Traders Agree to $3.3 million Settlement
Tuesday, 02/04/2013 | 08:20 GMT
by
Andrew Saks McLeod
Regulation
US SEC Chairman Elisse B Walker Submits Testimony on OTC Product Rulings to Senate Committee
Monday, 18/02/2013 | 08:33 GMT
by
Andrew Saks McLeod
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Regulation
Thailand's Financial Regulator, SEC Files Criminal Complaint Against Ex-Fund Manager and Accomplices for Front Running
Monday, 18/02/2013 | 02:21 GMT
by
Adil Siddiqui
Regulation
US Mutual Funds Say NO!! To the CFTC
Friday, 28/12/2012 | 10:50 GMT
by
Ron Finberg
Analysis
SEC Charges TheStreet for Accounting Fraud
Tuesday, 18/12/2012 | 18:43 GMT
by
Ron Finberg
Regulation
Not in My Hood- SEC Charges Un-regulated Foreign Brokers for Dealing with US Clients
Wednesday, 28/11/2012 | 00:25 GMT
by
Adil Siddiqui
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