ADVERTISEMENT
News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Buy Latest Report
Custom Reports
Market
Market News
Live Market Prices
Economic Calendar
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Buy Latest Report
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market
Market News
Live Market Prices
Economic Calendar
Market News
by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
FM Home
>
Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
AIMS Enters Official Partnership with Italian Lamborghini Brand
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
AIMS Enters Official Partnership with Italian Lamborghini Brand
Thought Leadership
ADVERTISEMENT
regulation
Search for a tag
Regulation
Sneak Peak: Cappitech Tames EMIR Reporting with Capptivate
2015-10-19T13:19:29.000+02:00
With 1M firms falling under EMIR reporting requirements but only 25% reporting, Capptivate aims to make it easier for the other 75%.
M
o
n
d
a
y
,
1
9
/
1
0
/
2
0
1
5
|
1
1
:
1
9
G
M
T
by
Ron Finberg
Execution
Orc Integrates OneMarketData’s OneTick Data Ahead of MiFID II Rollout
2015-10-19T10:53:52.000+02:00
The partnership and integration will help shore up client needs for analytics and regulatory compliance, ahead of MiFID II/MiFIR.
M
o
n
d
a
y
,
1
9
/
1
0
/
2
0
1
5
|
0
8
:
5
3
G
M
T
by
Jeff Patterson
News
Amid "Conspiracy Theories", Decision Held Back in Miner Securities Case
2015-10-16T23:45:24.000+02:00
The endless wrangling is aggravated by the fact that apparently, nothing is even at stake.
F
r
i
d
a
y
,
1
6
/
1
0
/
2
0
1
5
|
2
1
:
4
5
G
M
T
by
Leon Pick
Technology
Banc De Binary Taps AU10TIX for Client ID Authentication
2015-10-14T12:38:39.000+02:00
Banc De Binary is said to have chosen the service after a meticulous proof-of-concept process.
W
e
d
n
e
s
d
a
y
,
1
4
/
1
0
/
2
0
1
5
|
1
0
:
3
8
G
M
T
by
Avi Mizrahi
ADVERTISEMENT
Blogs
Trade Reporting – What Do Our Reported Trades Say About Our Brokerage?
2015-10-14T08:08:13.000+02:00
Sophie Gerber further clarifies what the new ASIC data reporting requirements will and will not reveal about your firm and your clients.
W
e
d
n
e
s
d
a
y
,
1
4
/
1
0
/
2
0
1
5
|
0
6
:
0
8
G
M
T
by
Sophie Gerber
Regulation
ACM Gold’s License Reinstated by South African Watchdog
2015-10-13T20:52:30.000+02:00
The brokerage said in August that they were actively working with the regulator on a day-to-day basis after being linked to shady characters.
T
u
e
s
d
a
y
,
1
3
/
1
0
/
2
0
1
5
|
1
8
:
5
2
G
M
T
by
Avi Mizrahi
Blogs
The Value of Regulation for Brokers
2015-10-13T16:12:52.000+02:00
With binary options expected to fall under FCA regulation at some point in 2016, what value will that bring for the brokers themselves?
T
u
e
s
d
a
y
,
1
3
/
1
0
/
2
0
1
5
|
1
4
:
1
2
G
M
T
by
Toby Robinson
News
Bitcoin Mining Company Fights Charges of Securities Violations
2015-10-09T04:39:47.000+02:00
The FCAA alleges that the company publicly advertised the sale of securities on its website without registering with the Authority.
F
r
i
d
a
y
,
0
9
/
1
0
/
2
0
1
5
|
0
2
:
3
9
G
M
T
by
Leon Pick
ADVERTISEMENT
Blogs
Australia - Deadline for Phase 3B OTC Derivatives Issuers Moved to 4 December 2015
2015-10-08T18:25:25.000+02:00
ASIC moved the trade reporting obligations by 2 months. Read the latest on this matter and prepare yourself for the new deadline.
T
h
u
r
s
d
a
y
,
0
8
/
1
0
/
2
0
1
5
|
1
6
:
2
5
G
M
T
by
Sophie Gerber
Blogs
Australia – October 12 Reporting Deadline Looming - Are You Ready?
2015-10-07T13:20:57.000+02:00
What information or data needs to be reported for the ASICs October 12th deadline? Read what reporting requirements are expected.
W
e
d
n
e
s
d
a
y
,
0
7
/
1
0
/
2
0
1
5
|
1
1
:
2
0
G
M
T
by
Sophie Gerber
Blogs
Australia – October 12 Reporting Deadline Looming - Are You Worried About Providing Sensitive Data?
2015-10-02T12:35:26.000+02:00
There are a large number of data items required to be reported, which has led to some concerns about the sensitivity of said data. Single-sided reporting relief may operate to ameliorate some of those concerns.
F
r
i
d
a
y
,
0
2
/
1
0
/
2
0
1
5
|
1
0
:
3
5
G
M
T
by
Sophie Gerber
Regulation
FSB Report Shows Collective FX Benchmark Reforms Making Progress
2015-10-01T11:54:49.000+02:00
The report has addressed the reduction of opportunities for improper trading behavior by market participants around the benchmark fixes.
T
h
u
r
s
d
a
y
,
0
1
/
1
0
/
2
0
1
5
|
0
9
:
5
4
G
M
T
by
Jeff Patterson
ADVERTISEMENT
Blogs
Australia – October 12th Reporting Deadline Looming - What Are The Penalties For Not Reporting?
2015-09-30T10:12:45.000+02:00
The imminent deadline is going to be very strict on the ones who do not report. Learn here what penalties can arise, if one fails to do so.
W
e
d
n
e
s
d
a
y
,
3
0
/
0
9
/
2
0
1
5
|
0
8
:
1
2
G
M
T
by
Sophie Gerber
Brokers
GMO Internet’s Z.com Trade Partners With AU10TIX for ID Verification
2015-09-30T10:03:21.000+02:00
The Z.com Trade venture of Japanese conglomerate GMO Internet has unveiled a new partnership for its trading initiative under FCA regulation
W
e
d
n
e
s
d
a
y
,
3
0
/
0
9
/
2
0
1
5
|
0
8
:
0
3
G
M
T
by
Victor Golovtchenko
Regulation
New Zealand Regulatory Backlash against Forex Brokers Hits a Roadblock
2015-09-29T22:21:14.000+02:00
After a precedent, a number of companies are expected to file appeals against their delisting from the Financial Service Providers Register
T
u
e
s
d
a
y
,
2
9
/
0
9
/
2
0
1
5
|
2
0
:
2
1
G
M
T
by
Victor Golovtchenko
Regulation
Deutsche Börse Teams Up With REGIS-TR Ahead of MiFID II Legislation
2015-09-29T16:09:05.000+02:00
Both groups will lead a series of efforts to help clients meet MiFID II obligations ahead of the 2017 enforcement and passage.
T
u
e
s
d
a
y
,
2
9
/
0
9
/
2
0
1
5
|
1
4
:
0
9
G
M
T
by
Jeff Patterson
ADVERTISEMENT
Regulation
ESMA Inks Technical Standards Ahead of MiFID II, MAR, CSDR Implementation
2015-09-29T11:21:18.000+02:00
ESMA hopes the legislation will ultimately heighten levels of transparency and fortitude, whilst also granting a level of investor protection.
T
u
e
s
d
a
y
,
2
9
/
0
9
/
2
0
1
5
|
0
9
:
2
1
G
M
T
by
Jeff Patterson
Regulation
LSEG and DTCC Join Forces for Approved Reporting Mechanism Offering
2015-09-28T15:20:11.000+02:00
The new service will allow DTCC clients to comply with MiFIR, utilizing their existing connection from the DTCC’s Global Trade Repository.
M
o
n
d
a
y
,
2
8
/
0
9
/
2
0
1
5
|
1
3
:
2
0
G
M
T
by
Jeff Patterson
Executive Moves
LedgerX Adds Compliance Maven, Mark Wetjen to Its Board of Directors
2015-09-25T15:40:31.000+02:00
Just a few days after receiving an executive appointment at the DTCC, Mark Wetjen has also joined LedgerX's Board of Directors.
F
r
i
d
a
y
,
2
5
/
0
9
/
2
0
1
5
|
1
3
:
4
0
G
M
T
by
Jeff Patterson
Blogs
Australia – October 12 Reporting Deadline Looming-The Safe Harbour Benefits of Delegated Reporting
2015-09-24T11:23:29.000+02:00
With the October 12 deadline approaching, you can learn about the reporting requirements and what delegated reporting really is.
T
h
u
r
s
d
a
y
,
2
4
/
0
9
/
2
0
1
5
|
0
9
:
2
3
G
M
T
by
Sophie Gerber
ADVERTISEMENT
Regulation
Regulatory Round-Up: Japan's FSA and Canada's BCSC Issue Warnings
2015-09-18T15:25:42.000+02:00
A number of warnings came from the Japanese and Canadian watchdogs today against firms flouting regulations.
F
r
i
d
a
y
,
1
8
/
0
9
/
2
0
1
5
|
1
3
:
2
5
G
M
T
by
Andy Traveller
Executive Moves
AxiomSL Adds Nicola Hortin as the Head of Its EMEA Regulation Team
2015-09-18T11:32:29.000+02:00
Hortin has earned over a decade of experience working in a number of regulatory roles, including stops at banks and software institutions.
F
r
i
d
a
y
,
1
8
/
0
9
/
2
0
1
5
|
0
9
:
3
2
G
M
T
by
Jeff Patterson
Blogs
ASIC Enacts Final Regulations on Single-Sided Reporting for OTC Derivatives
2015-09-18T07:55:14.000+02:00
Patricia Tsang and Sophie Gerber outline Australian regulations which afford single-sided reporting relief in certain situations.
F
r
i
d
a
y
,
1
8
/
0
9
/
2
0
1
5
|
0
5
:
5
5
G
M
T
by
Sophie Gerber
Regulation
ISDA Steps up Data Standardisation Drive with New Symbology Project
2015-09-17T17:58:52.000+02:00
The project announced by ISDA today is a sign that regulators are getting down to the “nuts and bolts” of cross-jurisdiction standardisation.
T
h
u
r
s
d
a
y
,
1
7
/
0
9
/
2
0
1
5
|
1
5
:
5
8
G
M
T
by
Andy Traveller
ADVERTISEMENT
Analysis
Interview: Training Employees and Executives for the Industry
2015-09-16T15:00:40.000+02:00
The Head of the European Institute of Management and Finance explains the current state of the market, changes to CySEC regulation and more.
W
e
d
n
e
s
d
a
y
,
1
6
/
0
9
/
2
0
1
5
|
1
3
:
0
0
G
M
T
by
Avi Mizrahi
Next
Previous
ADVERTISEMENT
ADVERTISEMENT
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}