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Regulation
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Regulation
"You May Find Trading Industry People in Sydney Bars as Early as 4 PM"
2015-10-31T10:43:11.000+02:00
A personal talk with Sophie Gerber, who knows the industry in the land down under inside out.
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Regulation
New European Parliament Legislation Aims to Tackle 'Too Big to Fail'
2015-10-30T14:32:36.000+02:00
The two main groups in the EP have reached a compromise solution to the proprietary trading problem which they say caused a slew of bank bailouts
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Expert Insights
Opinion: Forex Regulation in Russia Will Kill the Market
2015-10-30T11:54:37.000+02:00
Open Mic blog: Igor Volkov from MFX criticizes the manner used in the Russian Federation to regulate forex trade.
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News
Dominion Bitcoin Mining Exonerated by FCAA from Securities Allegations
2015-10-23T22:43:21.000+02:00
Much of the proceedings were consumed by wrangling over procedural issues, the admissibility of evidence and other legal technicalities.
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News
New Blockchain Alliance Looks to Separate the Good Guys from the Bad
2015-10-23T08:27:02.000+02:00
A newly formed industry trade group, Blockchain Alliance, is looking to bring a new level of legitimacy to Bitcoin.
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Regulation
Israeli Watchdog to Limit Access to Binary Options Trading
2015-10-22T15:26:09.000+02:00
The ISA can also ban trading on stocks that have not presented a prospectus to investors in Israel, making single stock CFDs problematic.
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News
Australia's Competition Watchdog Investigates Bitcoin Bank Account Closures
2015-10-19T18:42:51.000+02:00
Australia's banks are being investigated by the Australian competition watchdog following the recent account closures of Bitcoin businesses.
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Regulation
Sneak Peak: Cappitech Tames EMIR Reporting with Capptivate
2015-10-19T13:19:29.000+02:00
With 1M firms falling under EMIR reporting requirements but only 25% reporting, Capptivate aims to make it easier for the other 75%.
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Ron Finberg
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Execution
Orc Integrates OneMarketData’s OneTick Data Ahead of MiFID II Rollout
2015-10-19T10:53:52.000+02:00
The partnership and integration will help shore up client needs for analytics and regulatory compliance, ahead of MiFID II/MiFIR.
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Jeff Patterson
News
Amid "Conspiracy Theories", Decision Held Back in Miner Securities Case
2015-10-16T23:45:24.000+02:00
The endless wrangling is aggravated by the fact that apparently, nothing is even at stake.
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Technology
Banc De Binary Taps AU10TIX for Client ID Authentication
2015-10-14T12:38:39.000+02:00
Banc De Binary is said to have chosen the service after a meticulous proof-of-concept process.
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Blogs
Trade Reporting – What Do Our Reported Trades Say About Our Brokerage?
2015-10-14T08:08:13.000+02:00
Sophie Gerber further clarifies what the new ASIC data reporting requirements will and will not reveal about your firm and your clients.
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Regulation
ACM Gold’s License Reinstated by South African Watchdog
2015-10-13T20:52:30.000+02:00
The brokerage said in August that they were actively working with the regulator on a day-to-day basis after being linked to shady characters.
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Blogs
The Value of Regulation for Brokers
2015-10-13T16:12:52.000+02:00
With binary options expected to fall under FCA regulation at some point in 2016, what value will that bring for the brokers themselves?
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News
Bitcoin Mining Company Fights Charges of Securities Violations
2015-10-09T04:39:47.000+02:00
The FCAA alleges that the company publicly advertised the sale of securities on its website without registering with the Authority.
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Leon Pick
Blogs
Australia - Deadline for Phase 3B OTC Derivatives Issuers Moved to 4 December 2015
2015-10-08T18:25:25.000+02:00
ASIC moved the trade reporting obligations by 2 months. Read the latest on this matter and prepare yourself for the new deadline.
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Blogs
Australia – October 12 Reporting Deadline Looming - Are You Ready?
2015-10-07T13:20:57.000+02:00
What information or data needs to be reported for the ASICs October 12th deadline? Read what reporting requirements are expected.
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Blogs
Australia – October 12 Reporting Deadline Looming - Are You Worried About Providing Sensitive Data?
2015-10-02T12:35:26.000+02:00
There are a large number of data items required to be reported, which has led to some concerns about the sensitivity of said data. Single-sided reporting relief may operate to ameliorate some of those concerns.
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Regulation
FSB Report Shows Collective FX Benchmark Reforms Making Progress
2015-10-01T11:54:49.000+02:00
The report has addressed the reduction of opportunities for improper trading behavior by market participants around the benchmark fixes.
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Blogs
Australia – October 12th Reporting Deadline Looming - What Are The Penalties For Not Reporting?
2015-09-30T10:12:45.000+02:00
The imminent deadline is going to be very strict on the ones who do not report. Learn here what penalties can arise, if one fails to do so.
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Brokers
GMO Internet’s Z.com Trade Partners With AU10TIX for ID Verification
2015-09-30T10:03:21.000+02:00
The Z.com Trade venture of Japanese conglomerate GMO Internet has unveiled a new partnership for its trading initiative under FCA regulation
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Regulation
New Zealand Regulatory Backlash against Forex Brokers Hits a Roadblock
2015-09-29T22:21:14.000+02:00
After a precedent, a number of companies are expected to file appeals against their delisting from the Financial Service Providers Register
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Regulation
Deutsche Börse Teams Up With REGIS-TR Ahead of MiFID II Legislation
2015-09-29T16:09:05.000+02:00
Both groups will lead a series of efforts to help clients meet MiFID II obligations ahead of the 2017 enforcement and passage.
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Regulation
ESMA Inks Technical Standards Ahead of MiFID II, MAR, CSDR Implementation
2015-09-29T11:21:18.000+02:00
ESMA hopes the legislation will ultimately heighten levels of transparency and fortitude, whilst also granting a level of investor protection.
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Regulation
LSEG and DTCC Join Forces for Approved Reporting Mechanism Offering
2015-09-28T15:20:11.000+02:00
The new service will allow DTCC clients to comply with MiFIR, utilizing their existing connection from the DTCC’s Global Trade Repository.
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