regulation
Analysis: What Happens if a Major CySEC Regulated Broker Goes Bankrupt?
- With €17.5 million in the pot, the Cypriot Investors Compensation Fund is there for traders of insolvent firms. The fund has several ways to make up the difference but ultimately the cost is paid by brokers.
Wednesday, 16/12/2015 | 13:13 GMT by
Victor Golovtchenko
Another Clone Targets UK Clients – FCA
- This time the unauthorized firm is claiming the same address as the legitimate financial services provider
Friday, 11/12/2015 | 17:25 GMT by
Irina Slav
ASIC Fines Australian Investment Exchange, Etrade, for Regulatory Infringements
- Etrade and AUSIEX caused market disturbance for two companies’ stocks because of order mispricing
Wednesday, 09/12/2015 | 08:59 GMT by
Irina Slav
UK’s Biggest Banks Pass Central Bank’s Stress Test
- In the 2015 edition of the test, all seven of the largest lenders in the country passed, although two struggled.
Tuesday, 01/12/2015 | 11:46 GMT by
Irina Slav
CySEC Fines EZ Trader Operator €340,000
- The Cyprus market regulator finds breaches of anti-money laundering and CIF authorization rules
Friday, 27/11/2015 | 14:49 GMT by
Irina Slav
CFTC Adopts Comprehensive Automated Trading Rules
- The Commodity Futures Trading Commission targets high-frequency traders, wants more transparency
Tuesday, 24/11/2015 | 17:29 GMT by
Irina Slav
FX Market Structure Changes Loom in Wake of Scandals
- Electronic trading is changing the game across asset classes, with FX getting caught in the middle of a transparency debate. At the Exchange Forum in London, regulators and market players considered the sweeping changes after benchmark manipulation led to a massive crackdown.
Monday, 23/11/2015 | 12:02 GMT by
Anna Reitman
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