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Blogs

Data Attacks, Ransomware, and the Impact on the Financial Sector

  • The world of cybercrime is also growing and increasing in line with the opportunities it creates.
Friday, 02/06/2017 | 14:30 GMT by Guest Contributors
Regulation

IFSC Issues Warnings against Two Brokerages for Illegal Operations

  • The Belizean regulator claims the financial companies are approaching clients without having the appropriate licenses.
Tuesday, 30/05/2017 | 10:12 GMT by Finance Magnates Staff
Regulation

Saxo Bank to Introduce New Solutions for IBs After MiFID II Implementation

  • The Danish broker plans new solutions for IBs as it awaits the changes of MiFID II.
Monday, 29/05/2017 | 16:42 GMT by Finance Magnates Staff
Regulation

CONSOB Issues Warnings against Five New Online Trading Brokerages

  • The Italian regulator alerted the public regarding the illegal activities of several different brands.
Monday, 29/05/2017 | 12:51 GMT by Finance Magnates Staff
Regulation

FSC Warns Against VTB Trade over Forged License

  • The regulator from Mauritius states that the broker is falsely claiming registration.
Monday, 29/05/2017 | 11:08 GMT by Finance Magnates Staff
Brokers

Japanese Ministry of Finance Issues Warnings Against OptionBit and FBS

  • Unlicensed binary options and foreign exchange trading are forbidden in Japan.
Friday, 26/05/2017 | 14:30 GMT by Victor Golovtchenko
News

AQMetrics Secures Three New Major Financial Clients

  • The regtech entity welcomes new clients from the hedge fund, investment management, and REIT sectors.
Thursday, 25/05/2017 | 14:05 GMT by Finance Magnates Staff
Prime Brokerage

Chinese Regulatory Authorities Take Aim at Brokerage Abuse with Fines

  • Citic Securities, Haitong Securities, and Guosen Securities have all been fined by the Chinese regulator.
Wednesday, 24/05/2017 | 17:58 GMT by Jeff Patterson
Regulation

CFTC Cracks Down on Precious Metals Racket, Guardian Asset Group

  • Andrew Kurzbard and Guardian Asset Group have both been fined over a million USD in penalties for fraud.
Tuesday, 23/05/2017 | 14:57 GMT by Jeff Patterson
Regulation

Institutional Investors Recovered Billions in Antitrust Settlements in 2016

  • FRT research shows record high in actions outside U.S. jurisdictions in 2016.
Tuesday, 23/05/2017 | 08:46 GMT by Finance Magnates Staff
Regulation

Israeli Media: JPMorgan Hack Perpetrator to Pay $403 Million to US Authorities

  • Gary Shalon, who conducted a large-scale scam involving securities, will pay this sum of money in a comprehensive settlement.
Monday, 22/05/2017 | 18:25 GMT by Finance Magnates Staff
Regulation

CNMV Warns against Seven Unregistered Brokers

  • The Spanish regulator issues more warnings after an increase in regulation measures in March.
Monday, 22/05/2017 | 11:07 GMT by Finance Magnates Staff
Regulation

CySEC Execution of MiFID Good Practices Deficient, Determines ESMA

  • ESMA's follow-up MiFID report shows that Cyprus is one of the NCAs that did not address all of its issues.
Monday, 22/05/2017 | 08:27 GMT by Finance Magnates Staff
Regulation

IFSC Warns Against Belize Based Broker Due to Forged License

  • Fixed Star Inlvestment Inc. operates under the false pretense of being regulated by the Belizean financial authority.
Tuesday, 16/05/2017 | 17:22 GMT by Finance Magnates Staff
Regulation

British Regulator Warns Against Copycat Broker

  • The FCA advises caution against London Global Markets for falsely claiming authorization.
Monday, 15/05/2017 | 13:04 GMT by Finance Magnates Staff
Brokers

CySEC Outlines Investor Compensation Scheme for CommexFX Clients

  • CommexFX clients have been given detailed instructions on how to apply to the Investor Compensation Fund.
Monday, 15/05/2017 | 09:12 GMT by Jeff Patterson
Brokers

Financial Commission Approves FXB Trading as Latest Member Firm

  • FXB Trading is the latest approved member firm, gaining access to streamlined resolution capabilities.
Friday, 12/05/2017 | 05:40 GMT by Jeff Patterson
Regulation

Will Pope Francis Soon Warn the Vatican about the Risks of Binary Options?

  • The MFSA and the Financial Information Authority of The Holy See and Vatican City State sign a memorandum of understanding.
Thursday, 11/05/2017 | 20:12 GMT by Finance Magnates Staff
Regulation

FIA Unveils White Paper Recommending Changes to US Derivatives Framework

  • The white paper is the latest effort from the FIA to explore a range of derivatives reforms in the US.
Thursday, 11/05/2017 | 17:44 GMT by Jeff Patterson
Regulation

SFC Warns Against Unregistered Chinese Financial Advisory Company

  • Ocean Star Capitals is in trouble due to its running of an unlicensed operation.
Thursday, 11/05/2017 | 11:07 GMT by Finance Magnates Staff
Brokers

Russia Prepares Steps to Forbid Unregulated Brokers from Operating

  • The Federal Anti-monopoly Service says that brokers that wish to operate in Russia will have to be regulated.
Wednesday, 10/05/2017 | 15:38 GMT by Victor Golovtchenko
Regulation

Australian Regulator Declares Ban on Five Brokers

  • The Australian Securities and Investments Commission issues new warnings against binary options companies.
Wednesday, 10/05/2017 | 11:57 GMT by Finance Magnates Staff
Regulation

Canadian Regulator Warns Against More Unregistered Brokers

  • TorOption and Binary Brokerz join the BCSC’s growing Warning List.
Wednesday, 10/05/2017 | 09:59 GMT by Finance Magnates Staff
Regulation

CONSOB Continues Fighting Against Binary Options

  • The Italian Regulator adds Up4X and ACG to its Broker Blacklist.
Tuesday, 09/05/2017 | 12:56 GMT by Finance Magnates Staff
Blogs

A Trader's Perspective on the Changes in FX and CFD Regulation

  • The slow process of updating regulations means that a company can exploit a loophole for years before it is addressed.
Tuesday, 09/05/2017 | 09:41 GMT by Guest Contributors
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