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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Brokers
Japanese Ministry of Finance Issues Warnings Against OptionBit and FBS
2017-05-26T16:30:30.000+02:00
Unlicensed binary options and foreign exchange trading are forbidden in Japan.
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AQMetrics Secures Three New Major Financial Clients
2017-05-25T16:05:38.000+02:00
The regtech entity welcomes new clients from the hedge fund, investment management, and REIT sectors.
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Prime Brokerage
Chinese Regulatory Authorities Take Aim at Brokerage Abuse with Fines
2017-05-24T19:58:43.000+02:00
Citic Securities, Haitong Securities, and Guosen Securities have all been fined by the Chinese regulator.
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Regulation
CFTC Cracks Down on Precious Metals Racket, Guardian Asset Group
2017-05-23T16:57:58.000+02:00
Andrew Kurzbard and Guardian Asset Group have both been fined over a million USD in penalties for fraud.
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Regulation
Institutional Investors Recovered Billions in Antitrust Settlements in 2016
2017-05-23T10:46:28.000+02:00
FRT research shows record high in actions outside U.S. jurisdictions in 2016.
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Regulation
Israeli Media: JPMorgan Hack Perpetrator to Pay $403 Million to US Authorities
2017-05-22T20:25:12.000+02:00
Gary Shalon, who conducted a large-scale scam involving securities, will pay this sum of money in a comprehensive settlement.
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Regulation
CNMV Warns against Seven Unregistered Brokers
2017-05-22T13:07:04.000+02:00
The Spanish regulator issues more warnings after an increase in regulation measures in March.
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Regulation
CySEC Execution of MiFID Good Practices Deficient, Determines ESMA
2017-05-22T10:27:11.000+02:00
ESMA's follow-up MiFID report shows that Cyprus is one of the NCAs that did not address all of its issues.
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Regulation
IFSC Warns Against Belize Based Broker Due to Forged License
2017-05-16T19:22:56.000+02:00
Fixed Star Inlvestment Inc. operates under the false pretense of being regulated by the Belizean financial authority.
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Regulation
British Regulator Warns Against Copycat Broker
2017-05-15T15:04:05.000+02:00
The FCA advises caution against London Global Markets for falsely claiming authorization.
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Brokers
CySEC Outlines Investor Compensation Scheme for CommexFX Clients
2017-05-15T11:12:13.000+02:00
CommexFX clients have been given detailed instructions on how to apply to the Investor Compensation Fund.
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Brokers
Financial Commission Approves FXB Trading as Latest Member Firm
2017-05-12T07:40:39.000+02:00
FXB Trading is the latest approved member firm, gaining access to streamlined resolution capabilities.
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Regulation
Will Pope Francis Soon Warn the Vatican about the Risks of Binary Options?
2017-05-11T22:12:41.000+02:00
The MFSA and the Financial Information Authority of The Holy See and Vatican City State sign a memorandum of understanding.
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Regulation
FIA Unveils White Paper Recommending Changes to US Derivatives Framework
2017-05-11T19:44:10.000+02:00
The white paper is the latest effort from the FIA to explore a range of derivatives reforms in the US.
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Regulation
SFC Warns Against Unregistered Chinese Financial Advisory Company
2017-05-11T13:07:58.000+02:00
Ocean Star Capitals is in trouble due to its running of an unlicensed operation.
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Brokers
Russia Prepares Steps to Forbid Unregulated Brokers from Operating
2017-05-10T17:38:09.000+02:00
The Federal Anti-monopoly Service says that brokers that wish to operate in Russia will have to be regulated.
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Regulation
Australian Regulator Declares Ban on Five Brokers
2017-05-10T13:57:49.000+02:00
The Australian Securities and Investments Commission issues new warnings against binary options companies.
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Regulation
Canadian Regulator Warns Against More Unregistered Brokers
2017-05-10T11:59:17.000+02:00
TorOption and Binary Brokerz join the BCSC’s growing Warning List.
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Regulation
CONSOB Continues Fighting Against Binary Options
2017-05-09T14:56:31.000+02:00
The Italian Regulator adds Up4X and ACG to its Broker Blacklist.
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Blogs
A Trader's Perspective on the Changes in FX and CFD Regulation
2017-05-09T11:41:28.000+02:00
The slow process of updating regulations means that a company can exploit a loophole for years before it is addressed.
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Execution
ICE Links Up with UK Data Center, Improving Time Precision Ahead of MiFID II
2017-05-09T08:56:19.000+02:00
ICE will link up with the UK's NPL to achieve up to 100-microsecond level traceability of trading events.
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Brokers
CMC Markets, IG Group, Plus500 Endorse BaFin’s New Protection Requirements
2017-05-09T08:22:53.000+02:00
CMC Markets and IG are already prepared for BaFin's upcoming requirements of negative balance protection.
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Regulation
European Commission Preparing to Reduce Some EMIR Obligations
2017-05-04T19:58:09.000+02:00
The European Commission is starting a review process on EMIR obligations for small financial companies.
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Regulation
CFTC Cracks Down on Arizona Racket After $13m Commodities Pool Scheme
2017-05-04T08:16:34.000+02:00
The regulator halted Williams Advisory Group's commodities pool scheme after it defrauding 40 investors.
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Regulation
US Regulator CFTC Asks for Public Input on Rule Simplification
2017-05-04T07:09:44.000+02:00
CFTC's effort is not a regulatory overhaul, but an efficiency and cost reduction effort.
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