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Brokers

CySEC Outlines Investor Compensation Scheme for CommexFX Clients

  • CommexFX clients have been given detailed instructions on how to apply to the Investor Compensation Fund.
Monday, 15/05/2017 | 09:12 GMT by Jeff Patterson
Brokers

Financial Commission Approves FXB Trading as Latest Member Firm

  • FXB Trading is the latest approved member firm, gaining access to streamlined resolution capabilities.
Friday, 12/05/2017 | 05:40 GMT by Jeff Patterson
Regulation

Will Pope Francis Soon Warn the Vatican about the Risks of Binary Options?

  • The MFSA and the Financial Information Authority of The Holy See and Vatican City State sign a memorandum of understanding.
Thursday, 11/05/2017 | 20:12 GMT by Finance Magnates Staff
Regulation

FIA Unveils White Paper Recommending Changes to US Derivatives Framework

  • The white paper is the latest effort from the FIA to explore a range of derivatives reforms in the US.
Thursday, 11/05/2017 | 17:44 GMT by Jeff Patterson
Regulation

SFC Warns Against Unregistered Chinese Financial Advisory Company

  • Ocean Star Capitals is in trouble due to its running of an unlicensed operation.
Thursday, 11/05/2017 | 11:07 GMT by Finance Magnates Staff
Brokers

Russia Prepares Steps to Forbid Unregulated Brokers from Operating

  • The Federal Anti-monopoly Service says that brokers that wish to operate in Russia will have to be regulated.
Wednesday, 10/05/2017 | 15:38 GMT by Victor Golovtchenko
Regulation

Australian Regulator Declares Ban on Five Brokers

  • The Australian Securities and Investments Commission issues new warnings against binary options companies.
Wednesday, 10/05/2017 | 11:57 GMT by Finance Magnates Staff
Regulation

Canadian Regulator Warns Against More Unregistered Brokers

  • TorOption and Binary Brokerz join the BCSC’s growing Warning List.
Wednesday, 10/05/2017 | 09:59 GMT by Finance Magnates Staff
Regulation

CONSOB Continues Fighting Against Binary Options

  • The Italian Regulator adds Up4X and ACG to its Broker Blacklist.
Tuesday, 09/05/2017 | 12:56 GMT by Finance Magnates Staff
Blogs

A Trader's Perspective on the Changes in FX and CFD Regulation

  • The slow process of updating regulations means that a company can exploit a loophole for years before it is addressed.
Tuesday, 09/05/2017 | 09:41 GMT by Guest Contributors
Execution

ICE Links Up with UK Data Center, Improving Time Precision Ahead of MiFID II

  • ICE will link up with the UK's NPL to achieve up to 100-microsecond level traceability of trading events.
Tuesday, 09/05/2017 | 06:56 GMT by Jeff Patterson
Brokers

CMC Markets, IG Group, Plus500 Endorse BaFin’s New Protection Requirements

  • CMC Markets and IG are already prepared for BaFin's upcoming requirements of negative balance protection.
Tuesday, 09/05/2017 | 06:22 GMT by Jeff Patterson
Regulation

European Commission Preparing to Reduce Some EMIR Obligations

  • The European Commission is starting a review process on EMIR obligations for small financial companies.
Thursday, 04/05/2017 | 17:58 GMT by Victor Golovtchenko
Regulation

CFTC Cracks Down on Arizona Racket After $13m Commodities Pool Scheme

  • The regulator halted Williams Advisory Group's commodities pool scheme after it defrauding 40 investors.
Thursday, 04/05/2017 | 06:16 GMT by Jeff Patterson
Regulation

US Regulator CFTC Asks for Public Input on Rule Simplification

  • CFTC's effort is not a regulatory overhaul, but an efficiency and cost reduction effort.
Thursday, 04/05/2017 | 05:09 GMT by Victor Golovtchenko
Prime Brokerage

Credit Suisse Deploys Robots to Answer Compliance Questions

  • Swiss banking giant Credit Suisse is using a brand new approach to tackle regulatory burdens
Tuesday, 02/05/2017 | 19:20 GMT by Victor Golovtchenko
Prime Brokerage

Morgan Stanley Cutting ETF, Stock Commission Costs Ahead of US Regulations

  • Morgan Stanley is joining its peers in the wealth management industry in slashing commissions.
Tuesday, 02/05/2017 | 08:56 GMT by Jeff Patterson
Bloggers

How Secure is Your Data?

  • Data security is a paramount concern at brokerages as cyber threats have grown in complexity.
Monday, 01/05/2017 | 13:27 GMT by Guest Contributors Fintech
Brokers

Rakuten Securities Garners Capital Markets License in Malaysia

  • Rakuten Securities was granted regulatory approval to provide financial services in Malaysia.
Monday, 01/05/2017 | 07:40 GMT by Jeff Patterson
Regulation

FCA Exposes Unregulated Brokerage StrattonFX with Fake Address

  • The firm is using a fake address in the UK while mimicking the name of an FCA regulated company.
Friday, 28/04/2017 | 22:06 GMT by Victor Golovtchenko
Brokers

Japanese Regulator Warns Against Unregulated Forex Heart & Two Binary Brokers

  • The firms on Kanto’s list may have regulation in other jurisdictions, but this is not sufficient to operate in Japan.
Friday, 28/04/2017 | 10:00 GMT by Aziz Abdel-Qader
Execution

ULLINK Introduces MiFID II Focused Solution, UL PUBLISHER

  • UL PUBLISHER will look to help enable market participants to report transaction data under MiFID II.
Tuesday, 25/04/2017 | 10:55 GMT by Jeff Patterson
Executive Moves

FCA’s Regulatory Decisions Committee Adds Two Senior Members

  • Karen Johnston and Nick Lord have been added to the FCA's Regulatory Decisions Committee.
Tuesday, 25/04/2017 | 09:39 GMT by Jeff Patterson
Blogs

Timestamping Opportunities from the MiFID II - Part III

  • Timestamping can provide financial services firms a huge opportunity for optimization and efficiency.
Monday, 24/04/2017 | 14:18 GMT by Jock Percey
Execution

AxiomSL Inks Deal with Trafigura, Deploying Trade Reporting Solutions Suite

  • The integration of AxiomSL's trade reporting suite comes during a dramatic shift in the regulatory playing field
Monday, 24/04/2017 | 11:13 GMT by Jeff Patterson
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