ADVERTISEMENT
News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Academy
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Intelligence Portal
Quarterly Intelligence Reports
Buy Latest Report
Custom Reports
Market
Market News
Live Market Prices
Economic Calendar
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Academy
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Intelligence Portal
Quarterly Intelligence Reports
Buy Latest Report
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market
Market News
Live Market Prices
Economic Calendar
Market News
by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
FM Home
>
Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Wired Differently: The Relentless Philosophy of Tim Furey and
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Wired Differently: The Relentless Philosophy of Tim Furey and
Thought Leadership
ADVERTISEMENT
regulation
Search for a tag
Prime Brokerage
Banks Primed to Slash Analyst Jobs by 30% as MiFID II Looms
2017-06-22T12:05:20.000+02:00
New reporting regulations under MiFID II will force banks to disclose research spending.
T
h
u
r
s
d
a
y
,
2
2
/
0
6
/
2
0
1
7
|
1
0
:
0
5
G
M
T
by
Jeff Patterson
Regulation
Capital Markets Banc Exposed by FCA for Unauthorized Client Solicitation
2017-06-21T18:17:25.000+02:00
The forex and binary options broker is in hot water with the British regulator for offering financial services with no license.
W
e
d
n
e
s
d
a
y
,
2
1
/
0
6
/
2
0
1
7
|
1
6
:
1
7
G
M
T
by
Finance Magnates Staff
Regulation
Could MiFID II Regulations Spark Contraction in Research Industry?
2017-06-21T14:42:00.000+02:00
New regulations necessitating the disclosure of research costs could lead to a reduction of analysts and personnel.
W
e
d
n
e
s
d
a
y
,
2
1
/
0
6
/
2
0
1
7
|
1
2
:
4
2
G
M
T
by
Jeff Patterson
Execution
Omega Point Garners Turnkey Access to Axioma's Factor Modeling Suite
2017-06-20T18:50:43.000+02:00
Omega Point will gain full portfolio risk decomposition via Axioma's factor, industry, and asset-specific analytics.
T
u
e
s
d
a
y
,
2
0
/
0
6
/
2
0
1
7
|
1
6
:
5
0
G
M
T
by
Jeff Patterson
ADVERTISEMENT
Regulation
FCA Warns Against Clone of Blackrock Asset Management UK Ltd
2017-06-20T18:23:55.000+02:00
The British financial watchdog has alerted local traders of the alleged copycat firm.
T
u
e
s
d
a
y
,
2
0
/
0
6
/
2
0
1
7
|
1
6
:
2
3
G
M
T
by
Finance Magnates Staff
Regulation
Barclays' Former Leadership Facing Charges of Fraud Over 2008 Qatari Deal
2017-06-20T13:21:41.000+02:00
A joint SFO-FCA effort has alleged conspiracy and fraud charges against four former Barclays executives.
T
u
e
s
d
a
y
,
2
0
/
0
6
/
2
0
1
7
|
1
1
:
2
1
G
M
T
by
Jeff Patterson
Regulation
Trump Eyes Dodd-Frank Repeal, Nominates Jim Clinger as Chair of FDIC
2017-06-19T10:39:37.000+02:00
President Trump has nominated Jim Clinger as Chairman of the FDIC, taking aim at Dodd-Frank.
M
o
n
d
a
y
,
1
9
/
0
6
/
2
0
1
7
|
0
8
:
3
9
G
M
T
by
Jeff Patterson
Regulation
Binary Options Operator Leadtrade Renounces CIF License
2017-06-19T10:01:29.000+02:00
Leadtrade has voluntarily rescinded its CySEC authorization.
M
o
n
d
a
y
,
1
9
/
0
6
/
2
0
1
7
|
0
8
:
0
1
G
M
T
by
Jeff Patterson
ADVERTISEMENT
Regulation
Barclays CEO Staley Faces DoJ Examination Following Hires from JPMorgan
2017-06-16T12:47:48.000+02:00
The US Department of Justice is examining whether Barclays engaged in a 'no-poach' agreement with JPMorgan.
F
r
i
d
a
y
,
1
6
/
0
6
/
2
0
1
7
|
1
0
:
4
7
G
M
T
by
Jeff Patterson
Regulation
Trax Launches Accord with Bats Europe, Enabling MiFID II Equities Reporting
2017-06-16T08:36:00.000+02:00
Trax and Bats Europe have developed a unified connection for equities trade reporting in compliance with MiFID II.
F
r
i
d
a
y
,
1
6
/
0
6
/
2
0
1
7
|
0
6
:
3
6
G
M
T
by
Jeff Patterson
Regulation
ASIC Names Campbell Investments Limited Possible Scam
2017-06-14T13:31:58.000+02:00
The Australian regulator has issued a warning against this firm’s illegal operation.
W
e
d
n
e
s
d
a
y
,
1
4
/
0
6
/
2
0
1
7
|
1
1
:
3
1
G
M
T
by
Finance Magnates Staff
Execution
FX Connect, Currenex Platforms Garner FCA Approval to Operate as MTFs
2017-06-14T11:18:13.000+02:00
FX Connect and Currenex will operate as MTFs within the jurisdiction of MiFID II.
W
e
d
n
e
s
d
a
y
,
1
4
/
0
6
/
2
0
1
7
|
0
9
:
1
8
G
M
T
by
Jeff Patterson
ADVERTISEMENT
Regulation
ResearchPool Rolls Out MiFID-Dedicated Research Tool, TRUE
2017-06-13T18:26:21.000+02:00
TRUE will help firms better manage and control their research spending and usage of investment strategies.
T
u
e
s
d
a
y
,
1
3
/
0
6
/
2
0
1
7
|
1
6
:
2
6
G
M
T
by
Jeff Patterson
Regulation
SFC Bans Former HSBC Trader Li Bo For Eight Months
2017-06-13T13:16:11.000+02:00
An SFC investigation found that Li breached its Code of Conduct, failing to properly disclose trading transactions.
T
u
e
s
d
a
y
,
1
3
/
0
6
/
2
0
1
7
|
1
1
:
1
6
G
M
T
by
Jeff Patterson
Regulation
SFC Clamps Down on IDS Forex HK Limited, Halting All Operations
2017-06-12T16:04:36.000+02:00
The regulator has taken action after an investigation uncovered evidence of illegal fund-raising in South Korea.
M
o
n
d
a
y
,
1
2
/
0
6
/
2
0
1
7
|
1
4
:
0
4
G
M
T
by
Jeff Patterson
Prime Brokerage
US Treasury Officials Considering Banking Regulations Revamp
2017-06-12T11:13:47.000+02:00
The Wall Street Journal reports that Donald Trump’s administration is preparing for action on banking regulation.
M
o
n
d
a
y
,
1
2
/
0
6
/
2
0
1
7
|
0
9
:
1
3
G
M
T
by
Victor Golovtchenko
ADVERTISEMENT
Blogs
Revisiting France's FX, Binary Options Regulations, Will Others Follow?
2017-06-12T10:29:31.000+02:00
Should other countries force brokers to implement guaranteed stop loss and negative balance protection requirements?
M
o
n
d
a
y
,
1
2
/
0
6
/
2
0
1
7
|
0
8
:
2
9
G
M
T
by
Guest Contributors
Regulation
FMA Alerts Traders about International Financial Trade's Illegal Operation
2017-06-08T13:04:29.000+02:00
The Austrian regulator has issued a warning against the brokerage for working without a license.
T
h
u
r
s
d
a
y
,
0
8
/
0
6
/
2
0
1
7
|
1
1
:
0
4
G
M
T
by
Finance Magnates Staff
Brokers
Breaking: Apple Bans Binary Options Apps from App Store
2017-06-08T12:25:07.000+02:00
Apple has updated its developer guidelines to explicitly add a binary options exception to the App Store.
T
h
u
r
s
d
a
y
,
0
8
/
0
6
/
2
0
1
7
|
1
0
:
2
5
G
M
T
by
Victor Golovtchenko
Crowd Funding
ESMA Shows Support for Fintech, Lays Down the Law for Future Framework
2017-06-08T09:05:03.000+02:00
The European Securities and Markets Authority responded with regulatory guidelines to the fintech consultation paper.
T
h
u
r
s
d
a
y
,
0
8
/
0
6
/
2
0
1
7
|
0
7
:
0
5
G
M
T
by
Finance Magnates Staff
ADVERTISEMENT
Regulation
Belgium’s FSMA Warns Against Six New Boiler Room Scams
2017-06-07T15:45:09.000+02:00
Six new boiler room scams have been added to the FSMA's warning list of unauthorized service providers.
W
e
d
n
e
s
d
a
y
,
0
7
/
0
6
/
2
0
1
7
|
1
3
:
4
5
G
M
T
by
Jeff Patterson
Regulation
Singapore Offers New Legal Framework for Robo-Advisory
2017-06-07T10:31:05.000+02:00
The MAS has released new potential guidelines for digital advice services.
W
e
d
n
e
s
d
a
y
,
0
7
/
0
6
/
2
0
1
7
|
0
8
:
3
1
G
M
T
by
Finance Magnates Staff
Data
Duco’s Revenues Trend Higher on Core Product Segments, Regulatory Changes
2017-06-06T20:10:27.000+02:00
Duco Cube helped fuel the group's business in 2016, with shifting regulations and an emphasis on SaaS driving revenues.
T
u
e
s
d
a
y
,
0
6
/
0
6
/
2
0
1
7
|
1
8
:
1
0
G
M
T
by
Jeff Patterson
Regulation
Austria’s FMA Stepping Up Defense Against FX, CFD Scams
2017-06-06T17:00:45.000+02:00
Improved warnings systems and education against scams has helped the public become more aware.
T
u
e
s
d
a
y
,
0
6
/
0
6
/
2
0
1
7
|
1
5
:
0
0
G
M
T
by
Jeff Patterson
ADVERTISEMENT
Regulation
ASIC Issues Warning Against Estonian MT4 Brokerage Trade12
2017-06-06T09:56:34.000+02:00
The Australian financial watchdog has alerted local traders of Trade12, after it offered financial services unauthorized.
T
u
e
s
d
a
y
,
0
6
/
0
6
/
2
0
1
7
|
0
7
:
5
6
G
M
T
by
Finance Magnates Staff
Next
Previous
ADVERTISEMENT
ADVERTISEMENT
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}