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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Brokers
GCM Forex Launches MT5 as Turkish Brokers Embrace Industry Shift
2017-06-26T12:02:23.000+02:00
GCM Forex has become the latest Turkish broker to support the MT5 platform.
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Regulation
UK Government Goes After Scottish Limited Partnerships to Curb Fraud
2017-06-26T08:57:32.000+02:00
Allegations of fraud, organized crime, money laundering, and tax haven abuse have resulted in new laws for SLPs.
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Regulation
CySEC Reminds Brokers to Report Personnel Changes on Time
2017-06-23T13:58:26.000+02:00
Brokers need to report on personnel changes within no more than 15 days.
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Brokers
Exness Officially Acquires Full Principal FCA License
2017-06-23T10:11:09.000+02:00
Most brokers from the UK industry hold a matched principal license.
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Regulation
Exclusive: Leverage is Not the Most Important Part of New FCA Regulations
2017-06-22T16:13:30.000+02:00
UK brokers are eagerly awaiting the final verdict from the FCA regarding regulations for the retail trading industry.
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Regulation
CFTC Fines Futures Commission Merchant MTI $5 Million for Live Cattle Fraud
2017-06-22T13:06:35.000+02:00
McVean Trading and Investments LLC brokerage has been charged with inserting false information into the market.
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Prime Brokerage
Banks Primed to Slash Analyst Jobs by 30% as MiFID II Looms
2017-06-22T12:05:20.000+02:00
New reporting regulations under MiFID II will force banks to disclose research spending.
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Regulation
Capital Markets Banc Exposed by FCA for Unauthorized Client Solicitation
2017-06-21T18:17:25.000+02:00
The forex and binary options broker is in hot water with the British regulator for offering financial services with no license.
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Regulation
Could MiFID II Regulations Spark Contraction in Research Industry?
2017-06-21T14:42:00.000+02:00
New regulations necessitating the disclosure of research costs could lead to a reduction of analysts and personnel.
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Execution
Omega Point Garners Turnkey Access to Axioma's Factor Modeling Suite
2017-06-20T18:50:43.000+02:00
Omega Point will gain full portfolio risk decomposition via Axioma's factor, industry, and asset-specific analytics.
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Regulation
FCA Warns Against Clone of Blackrock Asset Management UK Ltd
2017-06-20T18:23:55.000+02:00
The British financial watchdog has alerted local traders of the alleged copycat firm.
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Regulation
Barclays' Former Leadership Facing Charges of Fraud Over 2008 Qatari Deal
2017-06-20T13:21:41.000+02:00
A joint SFO-FCA effort has alleged conspiracy and fraud charges against four former Barclays executives.
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Regulation
Trump Eyes Dodd-Frank Repeal, Nominates Jim Clinger as Chair of FDIC
2017-06-19T10:39:37.000+02:00
President Trump has nominated Jim Clinger as Chairman of the FDIC, taking aim at Dodd-Frank.
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Regulation
Binary Options Operator Leadtrade Renounces CIF License
2017-06-19T10:01:29.000+02:00
Leadtrade has voluntarily rescinded its CySEC authorization.
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Regulation
Barclays CEO Staley Faces DoJ Examination Following Hires from JPMorgan
2017-06-16T12:47:48.000+02:00
The US Department of Justice is examining whether Barclays engaged in a 'no-poach' agreement with JPMorgan.
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Regulation
Trax Launches Accord with Bats Europe, Enabling MiFID II Equities Reporting
2017-06-16T08:36:00.000+02:00
Trax and Bats Europe have developed a unified connection for equities trade reporting in compliance with MiFID II.
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Regulation
ASIC Names Campbell Investments Limited Possible Scam
2017-06-14T13:31:58.000+02:00
The Australian regulator has issued a warning against this firm’s illegal operation.
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Execution
FX Connect, Currenex Platforms Garner FCA Approval to Operate as MTFs
2017-06-14T11:18:13.000+02:00
FX Connect and Currenex will operate as MTFs within the jurisdiction of MiFID II.
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Regulation
ResearchPool Rolls Out MiFID-Dedicated Research Tool, TRUE
2017-06-13T18:26:21.000+02:00
TRUE will help firms better manage and control their research spending and usage of investment strategies.
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Regulation
SFC Bans Former HSBC Trader Li Bo For Eight Months
2017-06-13T13:16:11.000+02:00
An SFC investigation found that Li breached its Code of Conduct, failing to properly disclose trading transactions.
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Regulation
SFC Clamps Down on IDS Forex HK Limited, Halting All Operations
2017-06-12T16:04:36.000+02:00
The regulator has taken action after an investigation uncovered evidence of illegal fund-raising in South Korea.
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Prime Brokerage
US Treasury Officials Considering Banking Regulations Revamp
2017-06-12T11:13:47.000+02:00
The Wall Street Journal reports that Donald Trump’s administration is preparing for action on banking regulation.
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Blogs
Revisiting France's FX, Binary Options Regulations, Will Others Follow?
2017-06-12T10:29:31.000+02:00
Should other countries force brokers to implement guaranteed stop loss and negative balance protection requirements?
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Regulation
FMA Alerts Traders about International Financial Trade's Illegal Operation
2017-06-08T13:04:29.000+02:00
The Austrian regulator has issued a warning against the brokerage for working without a license.
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Brokers
Breaking: Apple Bans Binary Options Apps from App Store
2017-06-08T12:25:07.000+02:00
Apple has updated its developer guidelines to explicitly add a binary options exception to the App Store.
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