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Regulation

Are ASIC’s Product Intervention Measures in Australia’s Best Interest?

  • The CEO of Pepperstone has questioned whether ASIC is using its powers appropriately.
Thursday, 23/01/2020 | 11:07 GMT by Celeste Skinner
Regulation

Majority of Canadian Investors Favor Regulatory Measures

  • 87% of active investors feel it's important that investment advice come from a regulated firm or individual in Canada.
Tuesday, 21/01/2020 | 14:31 GMT by Jeff Patterson
Regulation

FCA Expects up to £55m Drop in 2019-21 Profit for UK CFD Firms

  • The regulator believes UK firms will see a profit drop of c. £38.5m and £55.3m
Thursday, 16/01/2020 | 14:01 GMT by Celeste Skinner
Regulation

Spy game? Credit Suisse Draws Questioning Over Handling of Oversight

  • Credit Suisse is under fire for its alleged role in spying on its own executives.
Thursday, 16/01/2020 | 09:02 GMT by Jeff Patterson
Thought Leaders

Financial Services Firms Should be Clear About Employee Training Programs

  • As the new year starts, this piece reviews some of the recent scandals in the financial services industries.
Tuesday, 14/01/2020 | 11:11 GMT by Finance Magnates Staff
Regulation

FCA Assumes New Supervisory Role for UK Crypto Assets

  • The new requirements focus on the identification and assessment of risks of money laundering and terrorist financing.
Friday, 10/01/2020 | 14:08 GMT by Jeff Patterson
News

7,000 Illegal Crypto Mining Machines Seized

  • Chinese authorities have ramped up their efforts, clamping down on illegal crypto mining.
Monday, 23/12/2019 | 20:02 GMT by Jeff Patterson
Regulation

FINRA, Exchange Consortium Fines Credit Suisse Securities $6.5m

  • Credit Suisse failed to address nearly 50,000 alerts from FINRA for potential manipulative trading over a 4 year period.
Monday, 23/12/2019 | 15:54 GMT by Jeff Patterson
Brokers

Saxo Bank Furthers China Expansion, Launches Venture with Geely

  • The joint venture will provide financial and regulatory technology solutions in China.
Tuesday, 17/12/2019 | 07:52 GMT by Celeste Skinner
Thought Leaders

Pure Markets' CEO Talks Business Model, 2020 Outlook

  • "It's not easy to cut your share when competing with bigger brokers and with a larger marketing budget."
Thursday, 12/12/2019 | 15:21 GMT by Finance Magnates Staff
Thought Leaders

Exchange Traded Instruments Are Here to Stay

  • ETFs come with their own set of challenges and it is an area the industry will be keeping an eye on as it develops.
Wednesday, 11/12/2019 | 13:11 GMT by Sponsored
Brokers

Copycat Scam Targeting TIOmarkets

  • Individuals are strongly advised to avoid falling victim to scammers from a copycat group, trade-it.
Tuesday, 10/12/2019 | 16:43 GMT by Jeff Patterson
News

HBUS Closing Up Shop, Citing Strategic Decision

  • The closure will take effect on December 15 with customers able to withdraw funds until January 31, 2020.
Monday, 09/12/2019 | 18:08 GMT by Jeff Patterson
Brokers

Forex Club Shutters FX Operations in Russia

  • Forex Club has stopped accepting services for Russian users in what has become a trend in 2019.
Monday, 09/12/2019 | 16:41 GMT by Jeff Patterson
Thought Leaders

What Wire500 Can Do For You

  • Wire500 solutions enable you to detect more fraud and better segment high-risk accounts from trusted customers
Tuesday, 03/12/2019 | 16:17 GMT by Sponsored
Technology

TechFinancials Closes Trading Platform DragonFinancials

  • The trading platform was not able to overcome the increasingly difficult regulatory environment.
Monday, 02/12/2019 | 09:19 GMT by Celeste Skinner
Thought Leaders

What Brokers Can Expect in 2020 - TopFX's Michael Nichols Reveals All

  • "Brokers need to be aware of the constant changes in regulation and reporting"
Monday, 25/11/2019 | 10:59 GMT by Finance Magnates Staff
Brokers

Nomura Secures Securities Licence for Chinese Joint Venture

  • The licence will allow the entity to operate brokerage, investment consulting businesses, among others.
Friday, 22/11/2019 | 09:04 GMT by Celeste Skinner
Regulation

Westpac Facing Civil Penalty Over Non-Compliance Issues

  • AUSTRAC applied for civil penalty orders against the banking group following a series of lapses and oversights.
Wednesday, 20/11/2019 | 07:53 GMT by Jeff Patterson
Regulation

Former Hedge Fund Trader Jailed After Performance Scheme

  • Jeremy Shor, a former trader at Premium Point Investments was sentenced to 40 months in prison.
Tuesday, 19/11/2019 | 08:20 GMT by Jeff Patterson
Thought Leaders

What Lies Ahead for a British Fintech Industry Outside the EU

  • The UK has seen many of its businesses leave the region in preparing for the worst.
Tuesday, 19/11/2019 | 07:47 GMT by Finance Magnates Staff
Regulation

UK Clearinghouses Poised to Gain Breathing Room Ahead of Brexit

  • UK-based clearinghouses are expected to receive an extension of an extra year to prepare for a no-deal Brexit/
Monday, 18/11/2019 | 08:20 GMT by Jeff Patterson
Brokers

Insights from CEOs Roundtable at London Summit 2019

  • "The brokers that will survive long-term in five years will be multi-asset and that's the direction the industry is going."
Wednesday, 13/11/2019 | 11:54 GMT by Jeff Patterson
Brokers

London Summit 2019: A Live Look into the Old Billingsgate

  • Catch up on every live update from London Summit 2019!
Wednesday, 13/11/2019 | 09:46 GMT by Jeff Patterson
Executive Moves

LegacyFX Adds Nikolaos Akkizidis in New Compliance Role

  • Nikolaos Akkizidis will frontline LegacyFX’s team as its Compliance Officer and Strategic Consultant.
Wednesday, 06/11/2019 | 09:51 GMT by Jeff Patterson
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