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Regulation
Europe's Economic Crossroads: Recession Fears and S&P Global's
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Regulation
FMSB Publishes New Good Practice Statement on Algo Trading
2020-06-26T11:59:06.000+02:00
Algorithmic trading has increasingly been the subject of regulatory scrutiny and intervention - FICC Markets Standard Board
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Payments
Wirecard Believes Missing €1.9B From Balance Sheet Doesn’t Exist
2020-06-22T08:12:58.000+02:00
The company said it is likely the bank trust account balances in the amount of €1.9b do not exist.
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Regulation
ASIC Issues Guidance on its Product Intervention Powers
2020-06-17T08:30:05.000+02:00
The guidance comes 10 months after ASIC issued its consultation paper on CFD restrictions.
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Regulation
ASIC to Publish Guidance on Product Intervention Measures in June
2020-06-11T02:51:43.000+02:00
In its revised timetable of ongoing work, ASIC said further guidance will be published this month.
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Analysis
What will Regulation Look Like Post COVID-19?
2020-06-10T14:09:31.000+02:00
How will regulation be influenced by this unprecedented event?
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Brokers
ASIC Cancels AFS Licence of OTC Derivatives Issuer Forex CT
2020-06-05T08:05:25.000+02:00
ASIC found that the company’s business model disregarded key obligations of an AFS licensee.
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Regulation
FCA Issues COVID-19 Response and 2020 Expectations
2020-06-05T07:40:38.000+02:00
On Thursday, the regulator said has two main priorities - operational and financial resilience.
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Analysis
Will The Bahamas Remain an Attractive Jurisdiction Post Leverage Caps?
2020-06-03T11:39:12.000+02:00
What will be the after-effects of the new regulations?
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Regulation
ASIC Cancels AFS License of Australian Golden Securities
2020-06-01T05:02:32.000+02:00
The cancellation is effective from the 21st of May 2020.
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Regulation
Breaking: SC of The Bahamas to Implement Massive Regulatory Changes
2020-05-29T09:30:47.000+02:00
The regulator will ban binary options, implement leverage restrictions and more.
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Regulation
ASIC Suspends AFSL of Forex Plus for Six Months
2020-05-28T08:39:31.000+02:00
According to ASIC, the company hadn’t been providing financial services for some time.
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Regulation
Canadian Regulators Relax Filing Deadlines Amid COVID-19
2020-05-21T08:41:33.000+02:00
The temporary relief is for investment funds and non-investment fund issuers.
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Regulation
European Regulators Remove Temporary Short-Selling Bans
2020-05-18T11:43:52.000+02:00
The measures will expire on the 18th or 19th of May 2020.
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Brokers
Exclusive: Pepperstone Responds to Brazil’s CVM Stop Order
2020-05-14T10:08:42.000+02:00
The broker said that it is not licensed in Brazil and does not purport to be.
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Regulation
Part Two: Must-Know Trends in Regulation for New Decade
2020-05-12T10:15:08.000+02:00
Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.
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Institutional FX
Turkish Regulator Lifts Lira Trading Ban with UBS, Citi, BNP
2020-05-11T13:22:28.000+02:00
The three banks have now fulfilled their obligations in a reasonable time frame - BDDK
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Regulation
Part One: Must-Know Trends in Regulation for New Decade
2020-05-11T08:25:26.000+02:00
Everything from ESMA to Brexit to Reporting: Real Hands-on Best Practice.
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Brokers
ASIC Cancels AFS License of Olive Financial Markets
2020-05-05T08:19:33.000+02:00
Olive has appealed the decision with the Administrative Appeals Tribunal.
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Regulation
CySEC Proposes Enhancements to Client Fund Safeguarding by CIFs
2020-05-04T13:32:47.000+02:00
The regulator has set out a number of ways in which the existing procedures could be strengthened.
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Regulation
Australian Inactive AFSL Holders at Risk of Forfeiting Licences
2020-04-23T09:18:34.000+02:00
A number of AFSLs holding authorisations that cover retail FX brokerage operations are at risk of being cancelled.
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Regulation
FMA Extends Short-Selling Ban, Focuses on New Net Short Positions
2020-04-16T14:33:08.000+02:00
The prohibitions have been extended until the 18th of May 2020.
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Regulation
ASIC Provides Further Guidance on Internal Market Making
2020-04-15T08:54:20.000+02:00
The updated guidelines follow on from ASIC’s review of internal market-making in H2 of 2019.
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News
Revolut Transfers CEE Clients to Lithuanian Entity Ahead of Brexit
2020-04-14T14:03:04.000+02:00
The challenger bank will be moving its Central and Eastern Europe clients to Revolut Payments UAB.
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Regulation
ASIC Steps up Market Supervision Amid COVID-19
2020-04-14T10:07:55.000+02:00
The regulator wants to protect consumers who may be vulnerable to COVID-19 related scams.
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Brokers
How the Coronavirus Will Change Online Financial Services
2020-03-31T12:10:54.000+02:00
The appeal of online trading is surging as volatility explodes across the markets.
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