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Regulation

R.J. O’Brien & Associates Fined $750,000 in Two Settlements with US Regulators

  • The client allocated profitable trades to accounts where he had an interest, and less profitable trades to pool accounts.
Monday, 30/07/2018 | 20:57 GMT by Aziz Abdel-Qader
Brokers

Remember Intrade? CFTC Hits Defunct Binary Options Brands with $3M Fine

  • The online betting site InTrade was controversial because it let users trade on real events.
Thursday, 19/07/2018 | 20:31 GMT by Aziz Abdel-Qader
Regulation

CFTC Slaps $11 Million Fine on Estonian FX Broker Tallinex

  • The CFTC filed a lawsuit against Tallinex in 2017 for accepting US clients despite never having been registered there.
Thursday, 19/07/2018 | 18:32 GMT by Aziz Abdel-Qader
News

Senate Cryptocurrency Hearing: Speakers Urge Pragmatic Regulation

  • Daniel Gorfine of the CFTC warned against being hasty in defining tokens.
Thursday, 19/07/2018 | 13:43 GMT by Simon Golstein
Regulation

CFTC Fines Lansing Trade Group $3.4 million

  • Lansing was charged with trying to manipulate the price of wheat futures and options contracts on the CBOT.
Friday, 13/07/2018 | 07:11 GMT by Celeste Skinner
Regulation

CFTC Hands Out a Record $30 Million Award to Alleged JPMorgan Tipster

  • Few details are available regarding the nature of the underlying facts or enforcement action
Thursday, 12/07/2018 | 19:49 GMT by Aziz Abdel-Qader
Brokers

Interactive Brokers Continues to Lose Market Share in US FX Retail Space

  • FX funds held at registered brokerages operating in the United States came in at $537.7 million in May.
Thursday, 05/07/2018 | 16:52 GMT by Aziz Abdel-Qader
Regulation

US Regulator Files Fraud Lawsuit against Tradeanedge Members Fund (TMF)

  • Landgarten spent the money on his personal expenses such as a home security alarm, TV cable television and mobiles.
Monday, 02/07/2018 | 20:17 GMT by Aziz Abdel-Qader
Regulation

US District Court Orders TradeMasters to Pay Fine of More Than $674,000

  • The court also imposed trading and registration bans against the firm and its owner Mirko Schacke.
Friday, 29/06/2018 | 09:36 GMT by Celeste Skinner
Regulation

CFTC Fines Range Trading and Its owner Over Futures Trading Software

  • The false claims included that the system, out of 37 months, earned $700 to over $13,000 monthly in 30 months.
Monday, 25/06/2018 | 19:11 GMT by Aziz Abdel-Qader
Analysis

Israelis Released in Phillipines, CFTC Sends Subpoenas: Best of the Week

  • Catch up on last week's top stories.
Sunday, 17/06/2018 | 13:17 GMT by Simon Golstein
Regulation

CFTC Sues MOMC Operator Over Alleged Metals Fraud Scheme

  • The complaint also charges MOMC with making several misleading ‎representations to actual and prospective investors.
Tuesday, 12/06/2018 | 19:14 GMT by Aziz Abdel-Qader
News

US CFTC Suspects Bitcoin Futures Price Manipulation, Subpoenas Exchanges

  • Coinbase, Kraken, itBit and Bitstamp have received requests for trading data.
Sunday, 10/06/2018 | 08:13 GMT by Simon Golstein
Brokers

Interactive Brokers’ Retail FX Deposits Drop 15% in April, CFTC Data Shows

  • The best performer for the month was GAIN Capital which saw an overall rise of $12.0 million.
Wednesday, 06/06/2018 | 21:58 GMT by Aziz Abdel-Qader
News

US Justice Department Begins Criminal Investigation of Bitcoin Manipulation

  • The authority is reportedly working with the Commodity Futures Trading Commission.
Thursday, 24/05/2018 | 11:57 GMT by Simon Golstein
News

Breaking: A Key Bitfinex Executive is Expected to Phase Out

  • According to a known vlogger’s video post, Phil Potter is expected to leave the company shortly.
Wednesday, 23/05/2018 | 12:52 GMT by Finance Magnates Staff
Regulation

ASX 24 Receives US CFTC "Part 48" Exemption

  • The order permits U.S. investors to trade by direct access on the exchange ‎without having to use an intermediary.‎
Tuesday, 22/05/2018 | 21:03 GMT by Aziz Abdel-Qader
Regulation

CFTC Signs Information-Sharing Agreement with NASAA

  • NASAA members that sign-on to the agreement will receive a number of benefits as a result of the deal
Tuesday, 22/05/2018 | 10:49 GMT by David Kimberley
News

CFTC Issues Cryptocurrency Advice to Businesses

  • The US Commodity Futures Trading Commission regulates cryptocurrency products as commodities.
Tuesday, 22/05/2018 | 08:22 GMT by Simon Golstein
Brokers

US Retail FX Deposits Decline 2% in March 2018, CFTC Data Shows

  • All the four reporting FCMs that hold Retail Forex Obligations registered ‎lower figures in March.
Thursday, 03/05/2018 | 20:45 GMT by Aziz Abdel-Qader
News

Is Ethereum Operating in a Legal Grey Area?

  • CFTC says that Ethereum tokens share some characteristics with securities.
Wednesday, 02/05/2018 | 08:37 GMT by Simon Golstein
News

CFTC Chairman J. C. Giancarlo (aka Cryptodad) Won't Seek Re-Election

  • The crypto-friendly Chairman has decided not to seek re-relection.
Tuesday, 01/05/2018 | 06:09 GMT by Rachel McIntosh
Regulation

CFTC Charges Owner of BullionDirect with $16m Precious Metals Fraud

  • Customers were lulled into the false belief that precious metals ‎had been ‎purchased and were stored in the firm's vault.
Monday, 30/04/2018 | 18:38 GMT by Aziz Abdel-Qader
Brokers

CFTC Data Shows US Retail FX Deposits Growing in February

  • GAIN Capital continued to see the highest market share and growth amongst US retail FX brokers during February
Tuesday, 10/04/2018 | 11:01 GMT by Jeff Patterson
Brokers

US Retail FX Deposits Drop in January, Interactive ‎Brokers Loses 9% ‎

  • The total amount of retail forex obligations reached $510.6 million during the ‎month‎.
Friday, 09/03/2018 | 23:02 GMT by Aziz Abdel-Qader
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