In the meantime, it is preparing for upcoming changes in Canada and Hong Kong.
The fintech is helping clients comply with regulatory standards across multiple jurisdictions.
Broadridge
Financial Solutions (NYSE: BR) announced today
(Monday) its readiness to support new over-the-counter (OTC) derivatives
reporting requirements in Singapore and Australia, while also preparing for
upcoming regulatory changes in Canada and Hong Kong.
Broadridge Expands Global
OTC Derivatives Reporting Capabilities
The global
fintech said its reporting solution is now equipped to meet the Monetary
Authority of Singapore (MAS) and Australian Securities and Investments
Commission (ASIC) requirements, which take effect from Monday. The company is
also gearing up for similar regulatory updates in Canada and Hong Kong,
scheduled for July and September 2025, respectively.
Ben Cooling, General Manager of Regulatory Trade and Transaction Reporting at Broadridge
“We're
staying ahead of the regulatory curve to ensure our clients can meet their
compliance obligations,” said Ben Cooling, General Manager of Regulatory
Trade and Transaction Reporting at Broadridge. “These updates are part of
a broader global initiative to enhance consistency and transparency in
derivatives reporting.”
Broadridge's
expanded offering comes on the heels of its successful implementation of the
European Money Market Statistical Reporting (MMSR) upgrade in July 2024. The
company is now developing a U.S. equivalent of the Securities Financing
Transactions Regulation (SFTR) for securities lending, set to launch in January
2026.
Additionally,
Broadridge plans to upgrade its solution to accommodate major updates to the EU
and UK Markets in Financial Instruments Directive (MiFID) regulations between
2025 and 2027, as well as final updates to the U.S. Commodity Futures Trading
Commission (CFTC) Dodd-Frank reporting requirements.
The
company's solution is designed to simplify complex trading requirements and
enable firms to comply with varying local rules. It incorporates Global Unique
Transaction Identifiers (UTIs), Unique Product Identifiers (UPIs), and Critical
Data Elements, aligning with global regulatory standards.
Recent Updates: Broadridge
Broadridge
Financial Solutions has recently introduced several innovative services and
partnerships in the fintech sector. The company launched an instant payment
service designed to enhance real-time money transfers, promising high
resiliency and continuous 24/7/365 operations. According to Broadridge, this
new service can process payments within 10 seconds, utilizing Swift Alliance
Gateway Instant integrated with SwiftNet Instant for instant payments.
In a
separate development, Broadridge has unveiled a suite of operational resilience
services tailored for international post-trade processing. Announced on October
15, these solutions aim to assist financial firms in preparing for the upcoming
compliance deadline of the European Union's Digital Operational Resilience Act
(DORA), which is set to take effect in January 2025.
Earlier in
the month, Americas Executions (AmerX) implemented Broadridge's Securities
Finance and Collateral Management (SFCM) platform to support its newly launched
securities lending business. The SFCM platform is designed to streamline
AmerX's securities lending operations, offering comprehensive tools for
collateral management, trade lifecycle management, and risk assessment.
Broadridge
Financial Solutions processes over $10 trillion in securities trades daily and
generates more than 7 billion communications annually for its clients in the
financial services industry.
Broadridge
Financial Solutions (NYSE: BR) announced today
(Monday) its readiness to support new over-the-counter (OTC) derivatives
reporting requirements in Singapore and Australia, while also preparing for
upcoming regulatory changes in Canada and Hong Kong.
Broadridge Expands Global
OTC Derivatives Reporting Capabilities
The global
fintech said its reporting solution is now equipped to meet the Monetary
Authority of Singapore (MAS) and Australian Securities and Investments
Commission (ASIC) requirements, which take effect from Monday. The company is
also gearing up for similar regulatory updates in Canada and Hong Kong,
scheduled for July and September 2025, respectively.
Ben Cooling, General Manager of Regulatory Trade and Transaction Reporting at Broadridge
“We're
staying ahead of the regulatory curve to ensure our clients can meet their
compliance obligations,” said Ben Cooling, General Manager of Regulatory
Trade and Transaction Reporting at Broadridge. “These updates are part of
a broader global initiative to enhance consistency and transparency in
derivatives reporting.”
Broadridge's
expanded offering comes on the heels of its successful implementation of the
European Money Market Statistical Reporting (MMSR) upgrade in July 2024. The
company is now developing a U.S. equivalent of the Securities Financing
Transactions Regulation (SFTR) for securities lending, set to launch in January
2026.
Additionally,
Broadridge plans to upgrade its solution to accommodate major updates to the EU
and UK Markets in Financial Instruments Directive (MiFID) regulations between
2025 and 2027, as well as final updates to the U.S. Commodity Futures Trading
Commission (CFTC) Dodd-Frank reporting requirements.
The
company's solution is designed to simplify complex trading requirements and
enable firms to comply with varying local rules. It incorporates Global Unique
Transaction Identifiers (UTIs), Unique Product Identifiers (UPIs), and Critical
Data Elements, aligning with global regulatory standards.
Recent Updates: Broadridge
Broadridge
Financial Solutions has recently introduced several innovative services and
partnerships in the fintech sector. The company launched an instant payment
service designed to enhance real-time money transfers, promising high
resiliency and continuous 24/7/365 operations. According to Broadridge, this
new service can process payments within 10 seconds, utilizing Swift Alliance
Gateway Instant integrated with SwiftNet Instant for instant payments.
In a
separate development, Broadridge has unveiled a suite of operational resilience
services tailored for international post-trade processing. Announced on October
15, these solutions aim to assist financial firms in preparing for the upcoming
compliance deadline of the European Union's Digital Operational Resilience Act
(DORA), which is set to take effect in January 2025.
Earlier in
the month, Americas Executions (AmerX) implemented Broadridge's Securities
Finance and Collateral Management (SFCM) platform to support its newly launched
securities lending business. The SFCM platform is designed to streamline
AmerX's securities lending operations, offering comprehensive tools for
collateral management, trade lifecycle management, and risk assessment.
Broadridge
Financial Solutions processes over $10 trillion in securities trades daily and
generates more than 7 billion communications annually for its clients in the
financial services industry.
Damian's adventure with financial markets began at the Cracow University of Economics, where he obtained his MA in finance and accounting. Starting from the retail trader perspective, he collaborated with brokerage houses and financial portals in Poland as an independent editor and content manager. His adventure with Finance Magnates began in 2016, where he is working as a business intelligence analyst.
SIX Stretches Trading Day to Nearly 14 Hours for Derivatives
Marketing in 2026 Audiences, Costs, and Smarter AI
Marketing in 2026 Audiences, Costs, and Smarter AI
As brokers eye B2B business and compete with fintechs and crypto exchanges alike, marketers need to act wisely with often limited budgets. AI can offer scalable solutions, but only if used properly.
Join seasoned marketing executives and specialists as they discuss the main challenges they identify in financial services in 2026 and how they address them.
Attendees of this session will walk away with:
- A nuts-and-bolts account of acquisition costs across platforms and geos
- Analysis of today’s multi-layered audience segments and differences in behaviour
- First-hand account of how global brokers balance consistency and local flavour
- Notes from the field about intelligently using AI and automation in marketing
Speakers:
-Yam Yehoshua, Editor-In-Chief at Finance Magnates
-Federico Paderni, Managing Director for Growth Markets in Europe at X
-Jo Benton, Chief Marketing Officer, Consulting | Fractional CMO
-Itai Levitan, Head of Strategy at investingLive
-Roberto Napolitano, CMO at Innovate Finance
-Tony Cross, Director at Monk Communications
#fmls #fmls25 #fmevents #FintechMarketing #AI #DigitalStrategy #Fintech #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
As brokers eye B2B business and compete with fintechs and crypto exchanges alike, marketers need to act wisely with often limited budgets. AI can offer scalable solutions, but only if used properly.
Join seasoned marketing executives and specialists as they discuss the main challenges they identify in financial services in 2026 and how they address them.
Attendees of this session will walk away with:
- A nuts-and-bolts account of acquisition costs across platforms and geos
- Analysis of today’s multi-layered audience segments and differences in behaviour
- First-hand account of how global brokers balance consistency and local flavour
- Notes from the field about intelligently using AI and automation in marketing
Speakers:
-Yam Yehoshua, Editor-In-Chief at Finance Magnates
-Federico Paderni, Managing Director for Growth Markets in Europe at X
-Jo Benton, Chief Marketing Officer, Consulting | Fractional CMO
-Itai Levitan, Head of Strategy at investingLive
-Roberto Napolitano, CMO at Innovate Finance
-Tony Cross, Director at Monk Communications
#fmls #fmls25 #fmevents #FintechMarketing #AI #DigitalStrategy #Fintech #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
Much like their traders in the market, brokers must diversify to manage risk and stay resilient. But that can get costly, clunky, and lengthy.
This candid panel brings together builders across the trading infrastructure space to uncover the shifting dynamics behind tools, interfaces, and full-stack ambitions.
Attendees will hear:
-Why platform dependency has become one of the most overlooked risks in the trading business?
-Buy vs. build: What do hybrid models look like, and why are industry graveyards filled with failed ‘killer apps’?
-How AI is already changing execution, risk, and reporting—and what’s next?
-Which features, assets, and tools gain the most traction, and where brokers should look for tech-driven retention?
Speakers:
-Stephen Miles, Chief Revenue Officer at FYNXT
-John Morris, Co-Founder at FXBlue
-Matthew Smith, Group Chair & CEO at EC Markets
-Tom Higgins, Founder & CEO at Gold-i
-Gil Ben Hur, Founder at 5% Group
#fmls #fmls25 #fmevents #Brokers #Trading #Fintech #FintechInnovation #TradingTechnology #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
Much like their traders in the market, brokers must diversify to manage risk and stay resilient. But that can get costly, clunky, and lengthy.
This candid panel brings together builders across the trading infrastructure space to uncover the shifting dynamics behind tools, interfaces, and full-stack ambitions.
Attendees will hear:
-Why platform dependency has become one of the most overlooked risks in the trading business?
-Buy vs. build: What do hybrid models look like, and why are industry graveyards filled with failed ‘killer apps’?
-How AI is already changing execution, risk, and reporting—and what’s next?
-Which features, assets, and tools gain the most traction, and where brokers should look for tech-driven retention?
Speakers:
-Stephen Miles, Chief Revenue Officer at FYNXT
-John Morris, Co-Founder at FXBlue
-Matthew Smith, Group Chair & CEO at EC Markets
-Tom Higgins, Founder & CEO at Gold-i
-Gil Ben Hur, Founder at 5% Group
#fmls #fmls25 #fmevents #Brokers #Trading #Fintech #FintechInnovation #TradingTechnology #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
Educators, IBs, And Other Regional Growth Drivers
Educators, IBs, And Other Regional Growth Drivers
When acquisition costs rise and AI generated reviews are exactly as useful as they sound, performing and fair partners can make or break brokers.
This session looks at how these players are shaping access, trust and user engagement, and what the most effective partnership models look like in 2025.
Key Themes:
- Building trader communities through education and local expertise
- Aligning broker incentives with long-term regional strategies
- Regional regulation and the realities of compliant acquisition
- What’s next for performance-driven partnerships in online trading
Speakers:
-Adam Button, Chief Currency Analyst at investingLive
-Zander Van Der Merwe, Key Individual & Head of Sales at TD Markets
-Brunno Huertas, Regional Manager – Latin America at Tickmill
-Paul Chalmers, CEO at UK Trading Academy
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #BrokerGrowth #FintechPartnerships #RegionalMarkets
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
When acquisition costs rise and AI generated reviews are exactly as useful as they sound, performing and fair partners can make or break brokers.
This session looks at how these players are shaping access, trust and user engagement, and what the most effective partnership models look like in 2025.
Key Themes:
- Building trader communities through education and local expertise
- Aligning broker incentives with long-term regional strategies
- Regional regulation and the realities of compliant acquisition
- What’s next for performance-driven partnerships in online trading
Speakers:
-Adam Button, Chief Currency Analyst at investingLive
-Zander Van Der Merwe, Key Individual & Head of Sales at TD Markets
-Brunno Huertas, Regional Manager – Latin America at Tickmill
-Paul Chalmers, CEO at UK Trading Academy
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #BrokerGrowth #FintechPartnerships #RegionalMarkets
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
The Leap to Everything App: Are Brokers There Yet?
The Leap to Everything App: Are Brokers There Yet?
As the arms race to bundle investing, personal finance, and wallets under super apps grows fiercer, brokers are caught between a rock and a hard place.
This session explores unexpected ways for industry players to collaborate as consumer habits evolve, competitors eye the traffic, and regulation becomes more nuanced.
Speakers:
-Laura McCracken,CEO | Advisory Board Member at Blackheath Advisors | The Payments Association
-Slobodan Manojlović,Vice President | Lead Software Engineer at JP Morgan Chase & Co.
-Jordan Sinclair, President at Robinhood UK
-Simon Pelletier, Head of Product at Yuh
Gerald Perez, CEO at Interactive Brokers UK
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
As the arms race to bundle investing, personal finance, and wallets under super apps grows fiercer, brokers are caught between a rock and a hard place.
This session explores unexpected ways for industry players to collaborate as consumer habits evolve, competitors eye the traffic, and regulation becomes more nuanced.
Speakers:
-Laura McCracken,CEO | Advisory Board Member at Blackheath Advisors | The Payments Association
-Slobodan Manojlović,Vice President | Lead Software Engineer at JP Morgan Chase & Co.
-Jordan Sinclair, President at Robinhood UK
-Simon Pelletier, Head of Product at Yuh
Gerald Perez, CEO at Interactive Brokers UK
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
Mind The Gap: Can Retail Investors Save the UK Stock Market?
Mind The Gap: Can Retail Investors Save the UK Stock Market?
As the dire state of listing and investment in the UK goes from a financial services problem to a national challenge, the retail investing industry is taken to task.
Join a host of executives and experts for a candid conversation about the future of millions of Brits, as seen from a financial services standpoint:
-Are they happy with the Leeds Reform, in principle and in practice?
-Is it the government’s job to affect the ‘saver’ mentality? Is it doing well?
-What can brokers and fintechs do to spur UK investment?
-How can the FCA balance greater flexibility with consumer protection?
Speakers:
-Adam Button, Chief Currency Analyst at investingLive
-Nicola Higgs, Partner at Latham & Watkins
-Dan Lane, Investment Content Lead at Robinhood UK
-Jack Crone, PR & Public Affairs Lead at IG
-David Belle, Founder at Fink Money
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #RetailInvesting #UKFinance
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
As the dire state of listing and investment in the UK goes from a financial services problem to a national challenge, the retail investing industry is taken to task.
Join a host of executives and experts for a candid conversation about the future of millions of Brits, as seen from a financial services standpoint:
-Are they happy with the Leeds Reform, in principle and in practice?
-Is it the government’s job to affect the ‘saver’ mentality? Is it doing well?
-What can brokers and fintechs do to spur UK investment?
-How can the FCA balance greater flexibility with consumer protection?
Speakers:
-Adam Button, Chief Currency Analyst at investingLive
-Nicola Higgs, Partner at Latham & Watkins
-Dan Lane, Investment Content Lead at Robinhood UK
-Jack Crone, PR & Public Affairs Lead at IG
-David Belle, Founder at Fink Money
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #RetailInvesting #UKFinance
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
