In the meantime, it is preparing for upcoming changes in Canada and Hong Kong.
The fintech is helping clients comply with regulatory standards across multiple jurisdictions.
Broadridge
Financial Solutions (NYSE: BR) announced today
(Monday) its readiness to support new over-the-counter (OTC) derivatives
reporting requirements in Singapore and Australia, while also preparing for
upcoming regulatory changes in Canada and Hong Kong.
Broadridge Expands Global
OTC Derivatives Reporting Capabilities
The global
fintech said its reporting solution is now equipped to meet the Monetary
Authority of Singapore (MAS) and Australian Securities and Investments
Commission (ASIC) requirements, which take effect from Monday. The company is
also gearing up for similar regulatory updates in Canada and Hong Kong,
scheduled for July and September 2025, respectively.
Ben Cooling, General Manager of Regulatory Trade and Transaction Reporting at Broadridge
“We're
staying ahead of the regulatory curve to ensure our clients can meet their
compliance obligations,” said Ben Cooling, General Manager of Regulatory
Trade and Transaction Reporting at Broadridge. “These updates are part of
a broader global initiative to enhance consistency and transparency in
derivatives reporting.”
Broadridge's
expanded offering comes on the heels of its successful implementation of the
European Money Market Statistical Reporting (MMSR) upgrade in July 2024. The
company is now developing a U.S. equivalent of the Securities Financing
Transactions Regulation (SFTR) for securities lending, set to launch in January
2026.
Additionally,
Broadridge plans to upgrade its solution to accommodate major updates to the EU
and UK Markets in Financial Instruments Directive (MiFID) regulations between
2025 and 2027, as well as final updates to the U.S. Commodity Futures Trading
Commission (CFTC) Dodd-Frank reporting requirements.
The
company's solution is designed to simplify complex trading requirements and
enable firms to comply with varying local rules. It incorporates Global Unique
Transaction Identifiers (UTIs), Unique Product Identifiers (UPIs), and Critical
Data Elements, aligning with global regulatory standards.
Recent Updates: Broadridge
Broadridge
Financial Solutions has recently introduced several innovative services and
partnerships in the fintech sector. The company launched an instant payment
service designed to enhance real-time money transfers, promising high
resiliency and continuous 24/7/365 operations. According to Broadridge, this
new service can process payments within 10 seconds, utilizing Swift Alliance
Gateway Instant integrated with SwiftNet Instant for instant payments.
In a
separate development, Broadridge has unveiled a suite of operational resilience
services tailored for international post-trade processing. Announced on October
15, these solutions aim to assist financial firms in preparing for the upcoming
compliance deadline of the European Union's Digital Operational Resilience Act
(DORA), which is set to take effect in January 2025.
Earlier in
the month, Americas Executions (AmerX) implemented Broadridge's Securities
Finance and Collateral Management (SFCM) platform to support its newly launched
securities lending business. The SFCM platform is designed to streamline
AmerX's securities lending operations, offering comprehensive tools for
collateral management, trade lifecycle management, and risk assessment.
Broadridge
Financial Solutions processes over $10 trillion in securities trades daily and
generates more than 7 billion communications annually for its clients in the
financial services industry.
Broadridge
Financial Solutions (NYSE: BR) announced today
(Monday) its readiness to support new over-the-counter (OTC) derivatives
reporting requirements in Singapore and Australia, while also preparing for
upcoming regulatory changes in Canada and Hong Kong.
Broadridge Expands Global
OTC Derivatives Reporting Capabilities
The global
fintech said its reporting solution is now equipped to meet the Monetary
Authority of Singapore (MAS) and Australian Securities and Investments
Commission (ASIC) requirements, which take effect from Monday. The company is
also gearing up for similar regulatory updates in Canada and Hong Kong,
scheduled for July and September 2025, respectively.
Ben Cooling, General Manager of Regulatory Trade and Transaction Reporting at Broadridge
“We're
staying ahead of the regulatory curve to ensure our clients can meet their
compliance obligations,” said Ben Cooling, General Manager of Regulatory
Trade and Transaction Reporting at Broadridge. “These updates are part of
a broader global initiative to enhance consistency and transparency in
derivatives reporting.”
Broadridge's
expanded offering comes on the heels of its successful implementation of the
European Money Market Statistical Reporting (MMSR) upgrade in July 2024. The
company is now developing a U.S. equivalent of the Securities Financing
Transactions Regulation (SFTR) for securities lending, set to launch in January
2026.
Additionally,
Broadridge plans to upgrade its solution to accommodate major updates to the EU
and UK Markets in Financial Instruments Directive (MiFID) regulations between
2025 and 2027, as well as final updates to the U.S. Commodity Futures Trading
Commission (CFTC) Dodd-Frank reporting requirements.
The
company's solution is designed to simplify complex trading requirements and
enable firms to comply with varying local rules. It incorporates Global Unique
Transaction Identifiers (UTIs), Unique Product Identifiers (UPIs), and Critical
Data Elements, aligning with global regulatory standards.
Recent Updates: Broadridge
Broadridge
Financial Solutions has recently introduced several innovative services and
partnerships in the fintech sector. The company launched an instant payment
service designed to enhance real-time money transfers, promising high
resiliency and continuous 24/7/365 operations. According to Broadridge, this
new service can process payments within 10 seconds, utilizing Swift Alliance
Gateway Instant integrated with SwiftNet Instant for instant payments.
In a
separate development, Broadridge has unveiled a suite of operational resilience
services tailored for international post-trade processing. Announced on October
15, these solutions aim to assist financial firms in preparing for the upcoming
compliance deadline of the European Union's Digital Operational Resilience Act
(DORA), which is set to take effect in January 2025.
Earlier in
the month, Americas Executions (AmerX) implemented Broadridge's Securities
Finance and Collateral Management (SFCM) platform to support its newly launched
securities lending business. The SFCM platform is designed to streamline
AmerX's securities lending operations, offering comprehensive tools for
collateral management, trade lifecycle management, and risk assessment.
Broadridge
Financial Solutions processes over $10 trillion in securities trades daily and
generates more than 7 billion communications annually for its clients in the
financial services industry.
Damian Chmiel is a Senior Analyst & Editor at Finance Magnates with more than 15 years of experience in the CFD and online trading industry. Active as both a trader and journalist since 2010, he focuses on broker coverage, fintech innovation, and regulatory developments across Europe, the Middle East, and Asia.
His work includes interviews with C-level leaders at major brokerages and fintech platforms, as well as co-authoring Finance Magnates’ quarterly industry benchmarking reports. Damian’s reporting is data-driven, market-aware, and grounded in direct industry engagement. His analysis and commentary have also been cited by external media outlets, including Investing.com, Binance, The Asset, Stockhead, and Dispatch.
Education:
MA in Finance and Accounting, Cracow University of Economics
Cboe Files SEC Proposal for 24x5 Trading on EDGX: Also Plans Partial-Payout Prediction Markets
Finance Magnates Awards 2026 – Nominations Now Open
Finance Magnates Awards 2026 – Nominations Now Open
The Finance Magnates Awards 2026 nominations are now open. 🏆
From fintech innovators to leading brokers, this is where the finance industry celebrates its biggest achievements.
Winners will be announced at the Cyprus Gala Dinner on November 6, 2026.
Nominate your brand now.
https://awards.financemagnates.com/?utm_source=linkedin&utm_medium=video&utm_campaign=nominations-open
#FMAwards #FinanceMagnates #FintechAwards #Fintech #FinanceIndustry
The Finance Magnates Awards 2026 nominations are now open. 🏆
From fintech innovators to leading brokers, this is where the finance industry celebrates its biggest achievements.
Winners will be announced at the Cyprus Gala Dinner on November 6, 2026.
Nominate your brand now.
https://awards.financemagnates.com/?utm_source=linkedin&utm_medium=video&utm_campaign=nominations-open
#FMAwards #FinanceMagnates #FintechAwards #Fintech #FinanceIndustry
Finance Magnates Awards 2026 | Nominations Now Open 🏆#Fintech #FMAwards #TradingIndustry
Finance Magnates Awards 2026 | Nominations Now Open 🏆#Fintech #FMAwards #TradingIndustry
Lights on. Cameras ready. 🎬
Finance Magnates Awards 2026 nominations are now open. 🏆
#FMAwards #FinanceMagnates #FintechAwards #Fintech
Lights on. Cameras ready. 🎬
Finance Magnates Awards 2026 nominations are now open. 🏆
#FMAwards #FinanceMagnates #FintechAwards #Fintech
Exness sees trust as the key theme for growth in MENA Trading Growth for 2026
Exness sees trust as the key theme for growth in MENA Trading Growth for 2026
Mohammad Amer, Regional Commercial Director at Exness, sits down to discuss the booming MENA financial trading market. Find out why Dubai is key to the company's growth strategy, how a mobile-first generation is changing expectations, and why trust will be the defining theme for traders in 2026.
In this interview, you'll learn:
* Why Dubai and the MENA region are critical growth markets for fintech and online trading.
* How Exness is addressing the demands of mobile-first, younger traders through engineering, platform stability, and transparent conditions.
* The essential role local talent plays in providing a culturally relevant and compliant user experience.
* Mohammad Amer's outlook on the future of the online trading industry and why stronger controls and systems are necessary.
* Why "trust" isn't just a brand value, but has commercial value—and why he predicts 2026 will be the "Year of Trust."
Key Takeaways:
➡️ The MENA region is rapidly shaping global financial markets.
➡️ New traders expect stability, precise execution, and transparency.
➡️ Local expertise is key to regulatory compliance and user experience.
➡️ Future success belongs to firms capable of meeting rising standards across regulation and platform consistency.
Read the full article at: https://www.financemagnates.com/thought-leadership/exness-sees-trust-as-the-key-theme-for-growth-in-mena-trading-growth-for-2026/
#Exness #MENA #Trading #FinTech #Dubai #OnlineTrading #FinanceMagnates #MohammadAmer #Trust #MobileTrading
Mohammad Amer, Regional Commercial Director at Exness, sits down to discuss the booming MENA financial trading market. Find out why Dubai is key to the company's growth strategy, how a mobile-first generation is changing expectations, and why trust will be the defining theme for traders in 2026.
In this interview, you'll learn:
* Why Dubai and the MENA region are critical growth markets for fintech and online trading.
* How Exness is addressing the demands of mobile-first, younger traders through engineering, platform stability, and transparent conditions.
* The essential role local talent plays in providing a culturally relevant and compliant user experience.
* Mohammad Amer's outlook on the future of the online trading industry and why stronger controls and systems are necessary.
* Why "trust" isn't just a brand value, but has commercial value—and why he predicts 2026 will be the "Year of Trust."
Key Takeaways:
➡️ The MENA region is rapidly shaping global financial markets.
➡️ New traders expect stability, precise execution, and transparency.
➡️ Local expertise is key to regulatory compliance and user experience.
➡️ Future success belongs to firms capable of meeting rising standards across regulation and platform consistency.
Read the full article at: https://www.financemagnates.com/thought-leadership/exness-sees-trust-as-the-key-theme-for-growth-in-mena-trading-growth-for-2026/
#Exness #MENA #Trading #FinTech #Dubai #OnlineTrading #FinanceMagnates #MohammadAmer #Trust #MobileTrading
Paytiko CEO Razi Salih on Why Payment Orchestration is a MUST-HAVE for Brokers in 2026
Paytiko CEO Razi Salih on Why Payment Orchestration is a MUST-HAVE for Brokers in 2026
At iFX Expo Dubai, Finance Magnates spoke with Razi Salih, CEO at Paytiko, about the evolution of the payments ecosystem and why payment orchestration has shifted from an option to a necessity for brokers, prop firms, and exchanges.
Mr. Salih explains how global expansion, the need for deep localisation, and the sheer number of new payment methods, from instant banking to stablecoins, are driving this critical infrastructure shift.
#PaymentOrchestration #Fintech #Brokerage #TradingPayments #RaziSalih #Paytiko #iFXExpoDubai #Stablecoins #AIinFintech
At iFX Expo Dubai, Finance Magnates spoke with Razi Salih, CEO at Paytiko, about the evolution of the payments ecosystem and why payment orchestration has shifted from an option to a necessity for brokers, prop firms, and exchanges.
Mr. Salih explains how global expansion, the need for deep localisation, and the sheer number of new payment methods, from instant banking to stablecoins, are driving this critical infrastructure shift.
#PaymentOrchestration #Fintech #Brokerage #TradingPayments #RaziSalih #Paytiko #iFXExpoDubai #Stablecoins #AIinFintech
Altima CTO Sunil Jadhav: Solving Data Fragmentation & Lag for Brokers & Prop Firms
Altima CTO Sunil Jadhav: Solving Data Fragmentation & Lag for Brokers & Prop Firms
Altima CTO Sunil Jadhav sits down with Finance Magnates to discuss the core technology challenges facing CFD brokers and proprietary trading firms today.
Jadhav explains how the industry's reliance on batch processing and fragmented systems (where CRMs, risk tools, and trading platforms operate with separate 'sources of truth') leads to delayed data and inconsistent operational decisions. He argues that real-time event processing is essential for managing fast-moving trading activity and risk.
Learn how Altima's unified, event-driven architecture, connecting Altima CRM, Altima Prop, IB systems, and risk management through a single backbone, is designed to provide synchronous data and better operational coordination for modern brokerage and prop firm stacks.
Key Topics:
- Broker and Prop Firm Data Challenges
- The problem of delayed data processing (batch processing vs. real-time events)
- Fragmented systems and conflicting data sources
- Altima's unified, event-driven solution architecture
- The concept of a "risk-aware CRM"
- Built-in risk management in Altima Prop
#Altima #financemagnates #iFXDubai #FinTech #BrokerTech #PropFirm #CFDBroker #TradingTechnology #RealTimeData #RiskManagement #CRM #FinancialMarkets #EventDrivenArchitecture
Altima CTO Sunil Jadhav sits down with Finance Magnates to discuss the core technology challenges facing CFD brokers and proprietary trading firms today.
Jadhav explains how the industry's reliance on batch processing and fragmented systems (where CRMs, risk tools, and trading platforms operate with separate 'sources of truth') leads to delayed data and inconsistent operational decisions. He argues that real-time event processing is essential for managing fast-moving trading activity and risk.
Learn how Altima's unified, event-driven architecture, connecting Altima CRM, Altima Prop, IB systems, and risk management through a single backbone, is designed to provide synchronous data and better operational coordination for modern brokerage and prop firm stacks.
Key Topics:
- Broker and Prop Firm Data Challenges
- The problem of delayed data processing (batch processing vs. real-time events)
- Fragmented systems and conflicting data sources
- Altima's unified, event-driven solution architecture
- The concept of a "risk-aware CRM"
- Built-in risk management in Altima Prop
#Altima #financemagnates #iFXDubai #FinTech #BrokerTech #PropFirm #CFDBroker #TradingTechnology #RealTimeData #RiskManagement #CRM #FinancialMarkets #EventDrivenArchitecture
