The company addresses compliance before the EU introduces new cybersecurity regulations by January 2025.
“The DORA compliance deadline is just three months away, and the clock is ticking,” said Danny Green from Broadridge.
In a move
to combat the escalating threat of cyberattacks, Broadridge Financial Solutions
(NYSE: BR) has launched a suite of operational resilience services tailored for
international post-trade processing.
Announced
today (Tuesday), these solutions are designed to help financial firms navigate
the looming compliance deadline of the European Union's Digital Operational
Resilience Act (DORA), set to take effect in January 2025.
The new
offerings are available to existing users of Broadridge’s International
Post-Trade processing solution and can also be integrated into other firms'
internal systems.
Danny Green, Head of International Post-Trade Solutions at Broadridge
Danny
Green, Head of International Post-Trade Solutions at Broadridge, emphasized the
urgency of compliance, stating, “The DORA compliance deadline is just
three months away, and the clock is ticking.” He warned that failure to
comply could lead to heightened risks of cyber incidents and potential
reputational damage.
“It is
vital that firms are advancing their plans for the timely completion of both
in-house and third-party system reviews, and that they have a robust strategy to
meet their prescribed recovery time objectives (RTOs) for their operating model,”
Green added.
Broadridge's
operational resilience solutions include several key features:
Professional
Services: The
company offers specialized expertise to evaluate and enhance firms' risk
management frameworks. This includes identifying vulnerabilities and validating
risk controls.
High-Availability
Recovery:
Broadridge provides backup environments that meet regulatory requirements for
distance from primary sites, significantly reducing recovery times from hours
to minutes in case of cyber incidents.
Enhanced
Cyber-Recovery Capabilities: The solution incorporates secure, immutable storage systems that
create unalterable backups of critical data. In the event of a cyber-attack,
these copies can be quickly restored, facilitating efficient system recovery.
The
company’s solutions aim not only to mitigate risks but also to support firms in
maintaining business continuity amid evolving regulatory landscapes.
Broadridge Expands
Offerings to Enhance Financial Operations
Last week,
Americas Executions (AmerX) adopted Broadridge's Securities Finance and
Collateral Management (SFCM) platform to support its newly launched securities
lending business. This platform is designed to streamline operations by
providing comprehensive tools for collateral management, trade lifecycle
management, and risk assessment.
In
September, Broadridge made headlines by securing a Tier-1 Canadian bank as the
first adopter of its Distributed Ledger Repo (DLR) platform for managing
High-Quality Liquid Assets (HQLA). This milestone not only underscores the
growing acceptance of Distributed Ledger Technology (DLT) in financial
operations but also promises to simplify workflows and generate significant
cost savings for the bank. The DLR platform has already achieved an impressive
monthly volume of $1 trillion, marking a significant step in the evolution of
treasury securities management.
Additionally,
Broadridge's collaboration with YCharts in August further exemplifies its
commitment to innovation. By integrating YCharts’ cloud-based investment
research capabilities with Broadridge’s Wealth Aggregation platform, the
partnership aims to enhance advisor practices through improved investment
decision-making and client interactions
In a move
to combat the escalating threat of cyberattacks, Broadridge Financial Solutions
(NYSE: BR) has launched a suite of operational resilience services tailored for
international post-trade processing.
Announced
today (Tuesday), these solutions are designed to help financial firms navigate
the looming compliance deadline of the European Union's Digital Operational
Resilience Act (DORA), set to take effect in January 2025.
The new
offerings are available to existing users of Broadridge’s International
Post-Trade processing solution and can also be integrated into other firms'
internal systems.
Danny Green, Head of International Post-Trade Solutions at Broadridge
Danny
Green, Head of International Post-Trade Solutions at Broadridge, emphasized the
urgency of compliance, stating, “The DORA compliance deadline is just
three months away, and the clock is ticking.” He warned that failure to
comply could lead to heightened risks of cyber incidents and potential
reputational damage.
“It is
vital that firms are advancing their plans for the timely completion of both
in-house and third-party system reviews, and that they have a robust strategy to
meet their prescribed recovery time objectives (RTOs) for their operating model,”
Green added.
Broadridge's
operational resilience solutions include several key features:
Professional
Services: The
company offers specialized expertise to evaluate and enhance firms' risk
management frameworks. This includes identifying vulnerabilities and validating
risk controls.
High-Availability
Recovery:
Broadridge provides backup environments that meet regulatory requirements for
distance from primary sites, significantly reducing recovery times from hours
to minutes in case of cyber incidents.
Enhanced
Cyber-Recovery Capabilities: The solution incorporates secure, immutable storage systems that
create unalterable backups of critical data. In the event of a cyber-attack,
these copies can be quickly restored, facilitating efficient system recovery.
The
company’s solutions aim not only to mitigate risks but also to support firms in
maintaining business continuity amid evolving regulatory landscapes.
Broadridge Expands
Offerings to Enhance Financial Operations
Last week,
Americas Executions (AmerX) adopted Broadridge's Securities Finance and
Collateral Management (SFCM) platform to support its newly launched securities
lending business. This platform is designed to streamline operations by
providing comprehensive tools for collateral management, trade lifecycle
management, and risk assessment.
In
September, Broadridge made headlines by securing a Tier-1 Canadian bank as the
first adopter of its Distributed Ledger Repo (DLR) platform for managing
High-Quality Liquid Assets (HQLA). This milestone not only underscores the
growing acceptance of Distributed Ledger Technology (DLT) in financial
operations but also promises to simplify workflows and generate significant
cost savings for the bank. The DLR platform has already achieved an impressive
monthly volume of $1 trillion, marking a significant step in the evolution of
treasury securities management.
Additionally,
Broadridge's collaboration with YCharts in August further exemplifies its
commitment to innovation. By integrating YCharts’ cloud-based investment
research capabilities with Broadridge’s Wealth Aggregation platform, the
partnership aims to enhance advisor practices through improved investment
decision-making and client interactions
Damian's adventure with financial markets began at the Cracow University of Economics, where he obtained his MA in finance and accounting. Starting from the retail trader perspective, he collaborated with brokerage houses and financial portals in Poland as an independent editor and content manager. His adventure with Finance Magnates began in 2016, where he is working as a business intelligence analyst.
SIX Stretches Trading Day to Nearly 14 Hours for Derivatives
Marketing in 2026 Audiences, Costs, and Smarter AI
Marketing in 2026 Audiences, Costs, and Smarter AI
As brokers eye B2B business and compete with fintechs and crypto exchanges alike, marketers need to act wisely with often limited budgets. AI can offer scalable solutions, but only if used properly.
Join seasoned marketing executives and specialists as they discuss the main challenges they identify in financial services in 2026 and how they address them.
Attendees of this session will walk away with:
- A nuts-and-bolts account of acquisition costs across platforms and geos
- Analysis of today’s multi-layered audience segments and differences in behaviour
- First-hand account of how global brokers balance consistency and local flavour
- Notes from the field about intelligently using AI and automation in marketing
Speakers:
-Yam Yehoshua, Editor-In-Chief at Finance Magnates
-Federico Paderni, Managing Director for Growth Markets in Europe at X
-Jo Benton, Chief Marketing Officer, Consulting | Fractional CMO
-Itai Levitan, Head of Strategy at investingLive
-Roberto Napolitano, CMO at Innovate Finance
-Tony Cross, Director at Monk Communications
#fmls #fmls25 #fmevents #FintechMarketing #AI #DigitalStrategy #Fintech #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
As brokers eye B2B business and compete with fintechs and crypto exchanges alike, marketers need to act wisely with often limited budgets. AI can offer scalable solutions, but only if used properly.
Join seasoned marketing executives and specialists as they discuss the main challenges they identify in financial services in 2026 and how they address them.
Attendees of this session will walk away with:
- A nuts-and-bolts account of acquisition costs across platforms and geos
- Analysis of today’s multi-layered audience segments and differences in behaviour
- First-hand account of how global brokers balance consistency and local flavour
- Notes from the field about intelligently using AI and automation in marketing
Speakers:
-Yam Yehoshua, Editor-In-Chief at Finance Magnates
-Federico Paderni, Managing Director for Growth Markets in Europe at X
-Jo Benton, Chief Marketing Officer, Consulting | Fractional CMO
-Itai Levitan, Head of Strategy at investingLive
-Roberto Napolitano, CMO at Innovate Finance
-Tony Cross, Director at Monk Communications
#fmls #fmls25 #fmevents #FintechMarketing #AI #DigitalStrategy #Fintech #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
Much like their traders in the market, brokers must diversify to manage risk and stay resilient. But that can get costly, clunky, and lengthy.
This candid panel brings together builders across the trading infrastructure space to uncover the shifting dynamics behind tools, interfaces, and full-stack ambitions.
Attendees will hear:
-Why platform dependency has become one of the most overlooked risks in the trading business?
-Buy vs. build: What do hybrid models look like, and why are industry graveyards filled with failed ‘killer apps’?
-How AI is already changing execution, risk, and reporting—and what’s next?
-Which features, assets, and tools gain the most traction, and where brokers should look for tech-driven retention?
Speakers:
-Stephen Miles, Chief Revenue Officer at FYNXT
-John Morris, Co-Founder at FXBlue
-Matthew Smith, Group Chair & CEO at EC Markets
-Tom Higgins, Founder & CEO at Gold-i
-Gil Ben Hur, Founder at 5% Group
#fmls #fmls25 #fmevents #Brokers #Trading #Fintech #FintechInnovation #TradingTechnology #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
Much like their traders in the market, brokers must diversify to manage risk and stay resilient. But that can get costly, clunky, and lengthy.
This candid panel brings together builders across the trading infrastructure space to uncover the shifting dynamics behind tools, interfaces, and full-stack ambitions.
Attendees will hear:
-Why platform dependency has become one of the most overlooked risks in the trading business?
-Buy vs. build: What do hybrid models look like, and why are industry graveyards filled with failed ‘killer apps’?
-How AI is already changing execution, risk, and reporting—and what’s next?
-Which features, assets, and tools gain the most traction, and where brokers should look for tech-driven retention?
Speakers:
-Stephen Miles, Chief Revenue Officer at FYNXT
-John Morris, Co-Founder at FXBlue
-Matthew Smith, Group Chair & CEO at EC Markets
-Tom Higgins, Founder & CEO at Gold-i
-Gil Ben Hur, Founder at 5% Group
#fmls #fmls25 #fmevents #Brokers #Trading #Fintech #FintechInnovation #TradingTechnology #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
Educators, IBs, And Other Regional Growth Drivers
Educators, IBs, And Other Regional Growth Drivers
When acquisition costs rise and AI generated reviews are exactly as useful as they sound, performing and fair partners can make or break brokers.
This session looks at how these players are shaping access, trust and user engagement, and what the most effective partnership models look like in 2025.
Key Themes:
- Building trader communities through education and local expertise
- Aligning broker incentives with long-term regional strategies
- Regional regulation and the realities of compliant acquisition
- What’s next for performance-driven partnerships in online trading
Speakers:
-Adam Button, Chief Currency Analyst at investingLive
-Zander Van Der Merwe, Key Individual & Head of Sales at TD Markets
-Brunno Huertas, Regional Manager – Latin America at Tickmill
-Paul Chalmers, CEO at UK Trading Academy
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #BrokerGrowth #FintechPartnerships #RegionalMarkets
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
When acquisition costs rise and AI generated reviews are exactly as useful as they sound, performing and fair partners can make or break brokers.
This session looks at how these players are shaping access, trust and user engagement, and what the most effective partnership models look like in 2025.
Key Themes:
- Building trader communities through education and local expertise
- Aligning broker incentives with long-term regional strategies
- Regional regulation and the realities of compliant acquisition
- What’s next for performance-driven partnerships in online trading
Speakers:
-Adam Button, Chief Currency Analyst at investingLive
-Zander Van Der Merwe, Key Individual & Head of Sales at TD Markets
-Brunno Huertas, Regional Manager – Latin America at Tickmill
-Paul Chalmers, CEO at UK Trading Academy
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #BrokerGrowth #FintechPartnerships #RegionalMarkets
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
The Leap to Everything App: Are Brokers There Yet?
The Leap to Everything App: Are Brokers There Yet?
As the arms race to bundle investing, personal finance, and wallets under super apps grows fiercer, brokers are caught between a rock and a hard place.
This session explores unexpected ways for industry players to collaborate as consumer habits evolve, competitors eye the traffic, and regulation becomes more nuanced.
Speakers:
-Laura McCracken,CEO | Advisory Board Member at Blackheath Advisors | The Payments Association
-Slobodan Manojlović,Vice President | Lead Software Engineer at JP Morgan Chase & Co.
-Jordan Sinclair, President at Robinhood UK
-Simon Pelletier, Head of Product at Yuh
Gerald Perez, CEO at Interactive Brokers UK
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
As the arms race to bundle investing, personal finance, and wallets under super apps grows fiercer, brokers are caught between a rock and a hard place.
This session explores unexpected ways for industry players to collaborate as consumer habits evolve, competitors eye the traffic, and regulation becomes more nuanced.
Speakers:
-Laura McCracken,CEO | Advisory Board Member at Blackheath Advisors | The Payments Association
-Slobodan Manojlović,Vice President | Lead Software Engineer at JP Morgan Chase & Co.
-Jordan Sinclair, President at Robinhood UK
-Simon Pelletier, Head of Product at Yuh
Gerald Perez, CEO at Interactive Brokers UK
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #Innovation
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
Mind The Gap: Can Retail Investors Save the UK Stock Market?
Mind The Gap: Can Retail Investors Save the UK Stock Market?
As the dire state of listing and investment in the UK goes from a financial services problem to a national challenge, the retail investing industry is taken to task.
Join a host of executives and experts for a candid conversation about the future of millions of Brits, as seen from a financial services standpoint:
-Are they happy with the Leeds Reform, in principle and in practice?
-Is it the government’s job to affect the ‘saver’ mentality? Is it doing well?
-What can brokers and fintechs do to spur UK investment?
-How can the FCA balance greater flexibility with consumer protection?
Speakers:
-Adam Button, Chief Currency Analyst at investingLive
-Nicola Higgs, Partner at Latham & Watkins
-Dan Lane, Investment Content Lead at Robinhood UK
-Jack Crone, PR & Public Affairs Lead at IG
-David Belle, Founder at Fink Money
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #RetailInvesting #UKFinance
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
As the dire state of listing and investment in the UK goes from a financial services problem to a national challenge, the retail investing industry is taken to task.
Join a host of executives and experts for a candid conversation about the future of millions of Brits, as seen from a financial services standpoint:
-Are they happy with the Leeds Reform, in principle and in practice?
-Is it the government’s job to affect the ‘saver’ mentality? Is it doing well?
-What can brokers and fintechs do to spur UK investment?
-How can the FCA balance greater flexibility with consumer protection?
Speakers:
-Adam Button, Chief Currency Analyst at investingLive
-Nicola Higgs, Partner at Latham & Watkins
-Dan Lane, Investment Content Lead at Robinhood UK
-Jack Crone, PR & Public Affairs Lead at IG
-David Belle, Founder at Fink Money
#fmls #fmls25 #fmevents #Brokers #FinanceLeadership #Trading #Fintech #RetailInvesting #UKFinance
Connect with us at:
🔗 LinkedIn: / financemagnates-events
👍 Facebook: / financemagnatesevents
📸 Instagram: / fmevents_official
🐦 Twitter: / f_m_events
🎥 TikTok: / fmevents_official
