ADVERTISEMENT
News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Academy
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Buy Latest Report
Custom Reports
Market
Market News
Live Market Prices
Economic Calendar
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Academy
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Buy Latest Report
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market
Market News
Live Market Prices
Economic Calendar
Market News
by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
FM Home
>
Sec
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Engineered Trust – A Conversation with Adam Phillips, CEO of FXT
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Engineered Trust – A Conversation with Adam Phillips, CEO of FXT
Thought Leadership
ADVERTISEMENT
sec
Search for a tag
News
Coinbase Hires Finance Veteran Jeff Horowitz as Compliance Officer
2018-07-31T16:18:20.000+02:00
Horowitz has 30 years of experience in the field, and will be Coinbase's first CCO.
T
u
e
s
d
a
y
,
3
1
/
0
7
/
2
0
1
8
|
1
4
:
1
8
G
M
T
by
Simon Golstein
Regulation
SEC Fines Mizuho Securities $1.25 Million For Data Security Failures
2018-07-23T22:48:03.000+02:00
The company failed to test its authorization practices, or monitor employees’ access to customer information.
M
o
n
d
a
y
,
2
3
/
0
7
/
2
0
1
8
|
2
0
:
4
8
G
M
T
by
Aziz Abdel-Qader
Regulation
Deutsche Bank Agrees to Pay $75 Million to Settle Despository Receipt Case
2018-07-20T22:03:03.000+02:00
The ADRs were issued without backing by actual shares, leaving them ripe for potential market abuse.
F
r
i
d
a
y
,
2
0
/
0
7
/
2
0
1
8
|
2
0
:
0
3
G
M
T
by
Aziz Abdel-Qader
News
Senate Cryptocurrency Hearing: Speakers Urge Pragmatic Regulation
2018-07-19T15:43:26.000+02:00
Daniel Gorfine of the CFTC warned against being hasty in defining tokens.
T
h
u
r
s
d
a
y
,
1
9
/
0
7
/
2
0
1
8
|
1
3
:
4
3
G
M
T
by
Simon Golstein
ADVERTISEMENT
News
Trump's New Fraud Task Force Will Monitor Cryptocurrency
2018-07-12T16:22:38.000+02:00
The Task Force on Market Integrity and Consumer Fraud will be chaired by the Deputy Attorney General.
T
h
u
r
s
d
a
y
,
1
2
/
0
7
/
2
0
1
8
|
1
4
:
2
2
G
M
T
by
Simon Golstein
Brokers
Exclusive: Mitch Eaglstein’s FDCTech Seeks $450,000 of Public Funding
2018-06-25T14:49:04.000+02:00
The offering is valuing the company at around $11 million
M
o
n
d
a
y
,
2
5
/
0
6
/
2
0
1
8
|
1
2
:
4
9
G
M
T
by
Victor Golovtchenko
News
Ethereum Jumps 9% After SEC Says It's Not a Security
2018-06-15T12:47:01.000+02:00
The price of Ethereum has been sliding for months.
F
r
i
d
a
y
,
1
5
/
0
6
/
2
0
1
8
|
1
0
:
4
7
G
M
T
by
Rachel McIntosh
News
"Three Rs of ICOs": US SEC Releases New Information Page
2018-06-11T12:42:40.000+02:00
This follows FINMA of Switzerland's recent publication of a guide to operating a successful ICO.
M
o
n
d
a
y
,
1
1
/
0
6
/
2
0
1
8
|
1
0
:
4
2
G
M
T
by
Simon Golstein
ADVERTISEMENT
News
John McAfee to SEC: "Back the F*** Off"
2018-06-08T09:41:16.000+02:00
The anti-virus software pioneer made his remarks in response to a statement by Jay Clayton
F
r
i
d
a
y
,
0
8
/
0
6
/
2
0
1
8
|
0
7
:
4
1
G
M
T
by
David Kimberley
News
Complaints Against Brokers Declining and More ICO Fraud: Best of the Week
2018-06-03T11:54:58.000+02:00
Catch up on last week's top stories.
S
u
n
d
a
y
,
0
3
/
0
6
/
2
0
1
8
|
0
9
:
5
4
G
M
T
by
Simon Golstein
News
Will the SEC Mandate the Use of Tokenized Securities? 'Pomp' Says Yes
2018-05-28T12:10:32.000+02:00
"Crypto Capitalist" Anthony Pompliano explains that the SEC only stands to benefit from adopting blockchain.
M
o
n
d
a
y
,
2
8
/
0
5
/
2
0
1
8
|
1
0
:
1
0
G
M
T
by
Rachel McIntosh
News
French Finance Minister: "Total and Determined Support" to Cryptocurrency
2018-05-17T10:47:35.000+02:00
French and American lawmakers have made positive comments about cryptocurrency this week.
T
h
u
r
s
d
a
y
,
1
7
/
0
5
/
2
0
1
8
|
0
8
:
4
7
G
M
T
by
Simon Golstein
ADVERTISEMENT
News
SEC Launches Mock Website to Highlight ICO Risks
2018-05-16T20:51:33.000+02:00
The fictitious site, HoweyCoins.com, shows many sales tactics in which an investor is attracted by the fraudulent ICOs.
W
e
d
n
e
s
d
a
y
,
1
6
/
0
5
/
2
0
1
8
|
1
8
:
5
1
G
M
T
by
Aziz Abdel-Qader
News
John McAfee Bolsters Home Security in Face of Not-So-Covert Surveillance
2018-05-15T13:15:18.000+02:00
The cryptocurrency activist believes that the SEC is behind the gang stalking.
T
u
e
s
d
a
y
,
1
5
/
0
5
/
2
0
1
8
|
1
1
:
1
5
G
M
T
by
Simon Golstein
News
Nasdaq, the SEC and the Stars: Cryptocurrency Comments this Week
2018-05-10T10:08:28.000+02:00
The heads of both the SEC and Nasdaq see the technology as here to stay.
T
h
u
r
s
d
a
y
,
1
0
/
0
5
/
2
0
1
8
|
0
8
:
0
8
G
M
T
by
Simon Golstein
News
All Eyes on Ripple as it Faces Lawsuit - is XRP a Security?
2018-05-08T12:29:12.000+02:00
Ryan Coffey lost $551, sues Ripple for not being correctly registered.
T
u
e
s
d
a
y
,
0
8
/
0
5
/
2
0
1
8
|
1
0
:
2
9
G
M
T
by
Simon Golstein
ADVERTISEMENT
Regulation
SEC Unveils New Tool to Check Background of Individual Investment Providers
2018-05-02T21:01:32.000+02:00
The tool provides investors with access to a lot more information that investment providers present in their brochures.
W
e
d
n
e
s
d
a
y
,
0
2
/
0
5
/
2
0
1
8
|
1
9
:
0
1
G
M
T
by
Aziz Abdel-Qader
News
One More Accused in Centra Tech Fraud Investigation
2018-04-22T12:37:01.000+02:00
SEC announces charges against "mastermind of Centra’s fraudulent ICO".
S
u
n
d
a
y
,
2
2
/
0
4
/
2
0
1
8
|
1
0
:
3
7
G
M
T
by
Simon Golstein
News
SEC Chairman on Crypto: Regulate Now or Suffer the Consequences Later
2018-04-13T11:34:50.000+02:00
The SEC Chairman believes that the future of blockchain will benefit from early regulation.
F
r
i
d
a
y
,
1
3
/
0
4
/
2
0
1
8
|
0
9
:
3
4
G
M
T
by
Rachel McIntosh
Regulation
SEC Awards $2.2m to Whistleblower Despite Reporting Tip to Other Agency
2018-04-06T10:04:47.000+02:00
The role of whistleblowers has been instrumental to several investigations
F
r
i
d
a
y
,
0
6
/
0
4
/
2
0
1
8
|
0
8
:
0
4
G
M
T
by
Jeff Patterson
ADVERTISEMENT
News
SEC Calls Mayweather-Endorsed Firm Fraudulent, Owners Arrested
2018-04-03T11:03:34.000+02:00
Centra Tech made $32 million from its ICO last year.
T
u
e
s
d
a
y
,
0
3
/
0
4
/
2
0
1
8
|
0
9
:
0
3
G
M
T
by
Simon Golstein
News
Regulatory Battleground: Every Authority Wants a Piece of the Crypto Pie
2018-03-08T11:33:55.000+02:00
The SEC, CFTC, and FinCEN have all taken steps toward regulating crypto, leading to some contradictory statements.
T
h
u
r
s
d
a
y
,
0
8
/
0
3
/
2
0
1
8
|
0
9
:
3
3
G
M
T
by
Rachel McIntosh
News
Breaking: Value of Bitcoin Plummets by 10% Following SEC Announcement
2018-03-07T22:26:51.000+02:00
Exchanges will now be required to register with the SEC, in what seems like a wave of regulatory restrictions
W
e
d
n
e
s
d
a
y
,
0
7
/
0
3
/
2
0
1
8
|
2
0
:
2
6
G
M
T
by
Simon Golstein
News
Analysis: The SEC is Dropping the Hammer on ICOs
2018-03-07T12:37:39.000+02:00
Myriad subpoenas and new compliance requirements may imply that federal regulation is imminent.
W
e
d
n
e
s
d
a
y
,
0
7
/
0
3
/
2
0
1
8
|
1
0
:
3
7
G
M
T
by
Rachel McIntosh
ADVERTISEMENT
Blogs
Ripple Tested in South Korea, Poloniex Acquired by Circle: Best of the Week
2018-03-04T14:00:42.000+02:00
Catch up on last week's top stories.
S
u
n
d
a
y
,
0
4
/
0
3
/
2
0
1
8
|
1
2
:
0
0
G
M
T
by
Simon Golstein
Next
Previous
ADVERTISEMENT
ADVERTISEMENT
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}