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News
SEC Sues Ukyo, Founder of Defunct Bitcoin Securities Exchange BitFunder
2018-02-21T23:23:46.000+02:00
Bitfunder was one of the more interesting parts of Bitcoin history.
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U.S. Regulator Halts Trading in Three Firms for Cryptocurrency Involvement
2018-02-16T20:42:49.000+02:00
SEC told the first blockchain ETFs in the last minute to tweak their names and erase the word ‘blockchain’
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KodakOne Official Rejects Criticism: "We Had to Play By the Rules"
2018-02-09T14:53:49.000+02:00
An interview with WENN Digital CEO Jan Denecke on navigating the regulatory space in blockchain.
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Giancarlo 2020? Crypto World Has a New Hero - the Head of the CFTC
2018-02-07T15:57:46.000+02:00
Crypto community praises the regulator after a surprisingly supportive speech - all coins are painted green.
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News
Live Updates: US Senate Discusses Cryptocurrency Regulation
2018-02-06T17:07:28.000+02:00
The heads of the SEC and the CTFC are fielding questions from the Committee on Banking, Housing, and Urban Affairs.
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Simon Golstein
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New Rules? CFTC Chairman Open to Federal Regulation of Cryptos
2018-02-05T21:17:30.000+02:00
Federal regulations surrounding the use of cryptos could be around the corner.
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Jeff Patterson
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Warning Shot: US Regulators Commit to Going After Crypto Fraud
2018-01-19T16:27:11.000+02:00
The SEC and CFTC's joint statement against crypto abuse includes some of their harshest rhetoric to date.
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Chinese Millionaire Buys 27% of US Blockchain Company
2017-12-24T16:08:24.000+02:00
The SEC is yet to comment on the acquisition.
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Simon Golstein
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Regulation
SEC Sues Real Estate Developer Over Alleged $1.2 Billion Ponzi Scheme
2017-12-21T22:05:53.000+02:00
Woodbridge told investors that the commercial loans would generate approximately 5-10 percent interest a year.
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Regulation
SEC Sues Two NY Brokers for Overbilling Clients Through In-and-Out Trading
2017-12-06T20:17:51.000+02:00
Berkey and Fischer are also accused of lying to customers.
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Regulation
Two Tipsters Reap $16 Million Bounty from SEC Whistleblower Program
2017-11-30T19:15:22.000+02:00
The SEC did not disclose the individual’s identity or that of the involved organization.
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News
SEC Chair Blasts ICOs, Warns Some Tokens Resemble Securities
2017-11-09T22:45:04.000+02:00
ICOs which provide investors with a stake in a given company may be subject to Uncle Sam’s far-reaching arm.
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News
Paris Hilton, Floyd Mayweather and Jamie Foxx Warned by SEC over ICO Promotion
2017-11-02T10:17:03.000+02:00
Celebrities making ICO endorsements may be liable for potential fraud violations of US securities laws.
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Overstock CEO Reveals New Details of Expected $500 Million ICO
2017-10-25T13:00:20.000+02:00
Overstock CEO Patrick Byrne said: "From what I am hearing, we are going to raise a fortune – $200-$500m easily."
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Are the Stances of the CFTC and SEC Regarding Cryptocurrency Inconsistent?
2017-10-17T20:05:18.000+02:00
Beyond fraud instances, the CFTC does not oversee spot or cash transactions involving virtual currencies.
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Regulation
SEC’s Whistleblower Office Announces One More Award, Hands Out $1M to Tipster
2017-10-12T20:05:49.000+02:00
This brings the whistleblower program’s total endowment to approximately $162 million awarded to 47 whistleblowers.
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Regulation
SEC Charges Michael Scronic with Scamming 45 Investors Out of $20 Million
2017-10-05T22:18:05.000+02:00
Scronic made a series of materially false claims to lure investors interested in his investment vehicle.
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Bloggers
SEC’s Warning Shots Over ICOs
2017-10-03T20:03:18.000+02:00
ICOs have drawn the attention of regulatory authorities in the US.
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News
SEC Stonewalls Two Proposals for Bitcoin Listings
2017-09-29T07:53:33.000+02:00
ICE's NYSE Arca and Van Eck Associates Corp have both withdrawn applications for Bitcoin listings.
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Technology
Currenex and FX Connect Parent Company Fined $35m by the US SEC
2017-09-10T10:59:12.000+02:00
State Street has agreed to settle with the US financial watchdog over its fraudulent actions.
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Brokers
EZTrader: The Story of a Publicly Listed Binary Brokerage Gone Awry
2017-09-08T11:03:07.000+02:00
The full story of how a publicly traded company got delisted in the aftermath of a managerial dispute.
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Exchanges
IEX Garners SEC Approval, Paving Way for October Listings Launch
2017-08-08T15:47:01.000+02:00
The SEC has approved IEX's bid to open and close the market, part of an effort to entice new listings into its fold.
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News
SEC: ICO Tokens Like Those of The DAO are Securities Subject to Regulations
2017-07-26T09:46:37.000+02:00
The US federal agency says that exchanges providing trading in securities-like ICO tokens must register as such.
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Regulation
Two Whistleblowers Earn Record $61m from JPMorgan Tip
2017-07-21T08:40:07.000+02:00
JPMorgan's failure to properly disclose investment commissions has resulted in a $307m fine to the SEC and CFTC.
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Regulation
SEC Charges 13 Individuals Involved in $10 Million Boiler Room Scam
2017-07-13T20:41:17.000+02:00
Telemarketing representatives allegedly verbally abused and threatened elderly investors.
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