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Regulation

SEC: SIPA May Not Apply to Crypto Traders

  • The regulator also noted that some existing securities regulations are hard to adhere to for broker-dealers
Monday, 08/07/2019 | 21:11 GMT by David Kimberley
Brokers

New SEC Rule Binds Brokers to Act in Best Interest of Investors

  • The US regulator voted on its best interest rule, guiding brokers to abide by client interests
Wednesday, 05/06/2019 | 21:48 GMT by Victor Golovtchenko
News

SEC Charges Kik Interactive for $100m Kin Coin ICO

  • The Canadian company is said to have violated US securities laws with its token sale
Tuesday, 04/06/2019 | 17:41 GMT by Victor Golovtchenko
Regulation

SEC Sues iPro Network as Crackdown on Crypto Abuses Continues

  • The case is yet another part of a bigger regulatory crackdown aimed at outright fraud in the crypto industry.
Thursday, 23/05/2019 | 20:22 GMT by Aziz Abdel-Qader
Regulation

Cboe Tried Twice: SEC Again Postpones Decision on Crypto ETF

  • On this occasion, the SEC said that it is pushing out its decision on the bitcoin ETF until August 19, 2019.
Monday, 20/05/2019 | 20:23 GMT by Aziz Abdel-Qader
News

Left Unsaid: What's Missing from the SEC's New ICO Guidelines?

  • The SEC released guidance on token sales at the beginning of April. Has the ICO landscape changed as a result?
Thursday, 09/05/2019 | 09:23 GMT by Rachel McIntosh
Regulation

SEC Suspends Trading Stocks of ‘Bitcoin Generation’

  • The lesser-known firm develops Blockchain applications, crypto mining and trading products.
Monday, 29/04/2019 | 21:16 GMT by Aziz Abdel-Qader
News

Blockstack Launches Bid to Hold 1st Ever SEC-Regulated Token Sale

  • The company says that it's hoping to provide a regulatory pathway for other companies to follow in.
Thursday, 11/04/2019 | 12:00 GMT by Rachel McIntosh
Regulation

SEC Provides Clarity on When Crypto Assets Deem Securities

  • The main takeaway is that the SEC says the Howey Test applies to crypto as it does to other investments.
Wednesday, 03/04/2019 | 19:50 GMT by Aziz Abdel-Qader
Regulation

SEC Reschedules Decision on Bitwise Bitcoin ETF to May

  • A decision was expected on April 1, 45 days from the time the application was listed in the federal register.
Friday, 29/03/2019 | 20:13 GMT by Aziz Abdel-Qader
News

SEC to Hold Public Forum on Blockchain at the End of March

  • The forum is being put on by the regulator's FinHub
Friday, 15/03/2019 | 16:38 GMT by David Kimberley
Executive Moves

SEC Appoints Ex-Morgan Stanley Exec as First Chief Risk Officer

  • Gabriel Benincasa will be the first person ever to hold the role at the regulator
Friday, 01/03/2019 | 10:42 GMT by David Kimberley
News

1 Year Later, SEC’s Reason for Subpoenas into Crypto are Unclear

  • The SEC has only taken concrete enforcement action against a handful of cases. Why were the subpoenas sent?
Friday, 01/03/2019 | 07:42 GMT by Rachel McIntosh
News

SEC's "Crypto Mom" Speaks: Lack of Laws May Have Benefited Industry

  • SEC Comissioner Hester Peirce recently suggested that the crypto industry may be better off without hasty regulations.
Monday, 11/02/2019 | 06:56 GMT by Rachel McIntosh
News

A Crypto-Friendly Congressman Seeks to Regulate ICOs

  • Republican Warren Davidson, a big fan of blockchain technology, announces plan.
Wednesday, 05/12/2018 | 08:55 GMT by Simon Golstein
News

SEC Charges Floyd Mayweather & DJ Khaled with Securities Violations

  • Both of the celebrities have been fined hundreds of thousands of dollars and ordered not to promote assets.
Friday, 30/11/2018 | 08:36 GMT by Rachel McIntosh
News

AriseBank CEO Arrested, Faces Century in Prison

  • Asks Jared Rice Sr: "How many times in history has the government made regulations and people fought them?"
Thursday, 29/11/2018 | 10:40 GMT by Simon Golstein
News

SEC Head on Bitcoin ETFs: "We're Not Going to Relax Our Rules"

  • Jay Clayton isn't interested in "doing any violence" to traditional definitions that have worked well in the past.
Wednesday, 28/11/2018 | 12:26 GMT by Simon Golstein
News

Takeaways from the CFTC's Guide to Smart Contracts

  • US regulator aims to educate the public on the pluses and minuses of coded agreements.
Tuesday, 27/11/2018 | 15:50 GMT by Simon Golstein
News

Crypto Companies Won't Escape the Law by Going Offshore

  • Some crypto companies have chosen to establish themselves offshore to avoid regulations. Is it worth it?
Tuesday, 27/11/2018 | 13:04 GMT by Rachel McIntosh
Executive Moves

SEC Promotes Kurt Gottschall to Head Denver Office

  • The announcement notes several of Gottschall’s career highlights.
Monday, 19/11/2018 | 21:46 GMT by Aziz Abdel-Qader
News

Airfox Ordered to Pay Back Investors of 2017 ICO

  • Also hit was Paragon, the under-performing Cannabis token.
Sunday, 18/11/2018 | 11:26 GMT by Simon Golstein
Regulation

SEC Fines EtherDelta Founder Almost $400,000

  • The US regulator said Zachary Coburn had been operating an exchange without a license
Thursday, 08/11/2018 | 17:11 GMT by David Kimberley
News

SEC Turns Focus on Cryptocurrency Investment Advisors

  • The regulator reacts to the population explosion of investment advisers working with cryptocurrency.
Monday, 05/11/2018 | 15:02 GMT by Simon Golstein
ICOs

SEC-Compliant ICOs Could Usher in a New Era for Investors

  • The new era of ICOs will focus on delivering real and long-term value rather than making a quick buck.
Monday, 29/10/2018 | 14:53 GMT by FM Contributors
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