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Regulation

FCA Bans Ex-Rabobank Trader Paul Robson Following LIBOR Misconduct

Tuesday, 17/03/2015 | 12:55 GMT by Jeff Patterson
Technology

TRADOLOGIC Targeting US Binary Market with Cantor Exchange

  • TRADOLOGIC has successfully concluded a deal for partnership with Cantor Exchange. The company also wants to announce that the two new brands, powered by TRADOLOGIC, are already set "to conquer the American Market."
Monday, 16/03/2015 | 08:54 GMT by Avi Mizrahi
Technology

TechFinancials Shares Now Trading on London Stock Exchange AIM as TECH

  • Trading in the shares of binary options solutions provider TechFinancials has started on the London Stock Exchange Alternative Investment Market (LSE AIM) at 27 pence under the ticker symbol: TECH.
Monday, 16/03/2015 | 08:00 GMT by Avi Mizrahi
Regulation

Fraudsters Reach New Depths, Conjuring up Fake Monetary Authority

Friday, 13/03/2015 | 12:42 GMT by Jeff Patterson
Regulation

ASIC Clarifies Requisites for Financial Service Providers, Outlines 2015 Risks

Friday, 13/03/2015 | 10:29 GMT by Jeff Patterson
Regulation

ASX Makes Bid for Regulatory Passage of Clearance Fee Plan for Cash Equities

Monday, 09/03/2015 | 14:53 GMT by Jeff Patterson
Regulation

Canadian Dollar’s Volatility Elicits Margin Requirement Hike in Select Pairs

Monday, 09/03/2015 | 10:14 GMT by Jeff Patterson
Regulation

Foreign Exchange Ponzi Scheme Perpetrator Jailed After FCA Charges

  • UK court of law sentenced Philip Boakes to ten years in prison after defrauding his victims of £3.5 million through his company, CurrencyTrader Ltd, claiming to be investing their funds in spread betting.
Friday, 06/03/2015 | 18:14 GMT by Victor Golovtchenko
Regulation

Hungary Securities Co Suspended - Central Bank Takes over Citing Irregularities

  • Hungary's central bank reported that it has suspended a domestic broker dealer. Hungary Securities Co will be taken over by the central bank as it deals with the administration of the firm.
Friday, 06/03/2015 | 11:24 GMT by Adil Siddiqui
Regulation

UK Regulator Fines Middle Eastern Origin, Bank Of Beirut $3.2 Mln -Major Breaches

  • A UK regulated bank has been fined by the FCA for improper communication with the watchdog. Bank of Beirut faces a $3.2 monetary penalty for misleading authorities as well as suspension from acquiring new clients from high-risk countries.
Friday, 06/03/2015 | 09:49 GMT by Adil Siddiqui
Regulation

Emphatic FX Managed Account Suspended Whilst NFA Digs Deep during Investigation

Friday, 06/03/2015 | 07:23 GMT by Adil Siddiqui
Regulation

How Can Brokers Avoid Regulators' Crackdown On Copy Trading?

  • As the FCA and ASIC apply tough measures inspecting copy trading, brokers have some leeway in managing a social portfolio. Our latest Bloggers' contributor on board, legal officer Sophie Gerber, weighs in.
Thursday, 05/03/2015 | 15:10 GMT by Sophie Gerber
Regulation

ESMA Signs MoU with RBA Enabling Access To European Trade Repositories

Thursday, 05/03/2015 | 14:57 GMT by Jeff Patterson
Regulation

UK Serious Fraud Office Investigates "Ethical" Investment Company

  • This past week the SFO carried out two search warrants in Hertfordshire. It is asking anyone who invested in either Global Forestry Investments or Global Forex Investments to complete a questionnaire on the SFO website.
Sunday, 01/03/2015 | 09:53 GMT by Kenny Mariasin
Regulation

NFA Issues Permanent Ban on Chazon QTA Trading Artists, Lawrence Fejokwu

Friday, 27/02/2015 | 20:01 GMT by Jeff Patterson
Regulation

UK Watchdog Warns about Ftradition, a Suspected Seychelles Clone

  • The regulator says FTradition is passing itself off as a member of the Tradition Group which is an international firm of brokers that is FCA authorised.
Wednesday, 25/02/2015 | 15:38 GMT by Avi Mizrahi
Regulation

FCA Slaps Aviva Investors with $26 Mln Penalty

  • Aviva Investors was fined by the Financial Conduct Authority for systems and control failures. The investment management firm failed to manage conflicts of interests, resulting in Aviva paying $204 million in compensation.
Wednesday, 25/02/2015 | 11:03 GMT by Adil Siddiqui
Regulation

Belgian Watchdog Warns against Unauthorised Brokers Operating in Belgium

  • BANK&BINARY, Broker International Bank, Financial Broker, F&C Management Limited, SIA Europe Trade Services, FXGL Capital, HCI Fund, Royal Broker, G.O. LIMITED, BfmMarkets, BoursoMarket, Bankandcapital and OBinary Corporation.
Monday, 23/02/2015 | 13:08 GMT by Avi Mizrahi
Regulation

$3.9 Mln Penalty and 8-Year Jail Term for Fraudster Behind Revelation Forex Fund

  • A US judge has handed out a lengthy sentence to Kevin White of KGW Capital for operating a fraudulent currency fund. The fraudster will face a 97 month jail sentence and is to pay $3.9 million in restitution.
Thursday, 19/02/2015 | 23:21 GMT by Adil Siddiqui
Regulation

CySEC Cautions Investors about Talanto Capital Markets

  • The Cyprus Securities and Exchange Commission issued a statement today informing investors that the company Talento Capital Markets (Cyprus) is not permitted to provide investment and ancillary services in the country.
Thursday, 19/02/2015 | 15:44 GMT by Kenny Mariasin
Regulation

Bulgarian Regulator Warns Against Prospective Interactive Brokers Clone

  • The entity Global Markets Ltd. has changed its name to Interactive Brokerage Ltd., which is dangerously close the to US-listed and CFTC-regulated brokerage Interactive Brokers while continuing to on-board clients.
Tuesday, 17/02/2015 | 15:44 GMT by Victor Golovtchenko
Regulation

New Zealand Registered Ukrainian Broker Forex Trend Blacklisted by CRFIN

  • After Alpari Russia has openly stated that the Ukrainian brokerage registered in New Zealand, Forex Trend, violated its rights on the “PAMM account” trademark, the Russian self-regulatory organization takes action.
Monday, 16/02/2015 | 13:15 GMT by Victor Golovtchenko
Regulation

As Bitcoin ECN's Grow, the Financial Commission Extends Cryptocurrency Regulation to LPs

  • The Financial Commission, a self-regulation oversight committee for the forex, CFD and binary options industries, has announced the launch of regulation for cryptocurrency liquidity providers.
Monday, 16/02/2015 | 11:13 GMT by Ron Finberg
Regulation

Australian Regulator Cancels License of FX Broker Enfinium Post-Mortem

  • After an investigation into the broker’s alleged virtual dealer malpractices between 2010 and 2013 yielded no results due to the company not maintaining adequate records of its operations, ASIC cancelled its license.
Monday, 16/02/2015 | 10:21 GMT by Victor Golovtchenko
Regulation

EU Leaders in Favour of European Commission’s Proposals on Libor and Financial Benchmarks

  • The European Council, an EU institution of heads of states has commended the measures taken by the European Commission in its proposals to enhance confidence in the system following recent scandals involving major banks.
Friday, 13/02/2015 | 19:14 GMT by Adil Siddiqui
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