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Regulation
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Regulation
ASIC Warns against 72Option and London Capital Group Clone
2017-07-20T13:26:32.000+02:00
The Australian regulator added the online trading companies as they were operating in Australia without a license.
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Regulation
Romania Arrests Three for Stealing Client Information from Cypriot Brokerage
2017-07-20T13:23:46.000+02:00
9,000 contacts were compromised in a scheme to sell stolen client information to the highest bidder.
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Regulation
Deutsche Börse CEO’s Trading Probe Continues Despite $12m Settlement
2017-07-20T12:16:12.000+02:00
BaFin has opened its own investigation into Deutsche Börse potentially misleading the public.
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Regulation
ASIC Looks to Gain Access to Communications, Data in Fight to Police Markets
2017-07-20T09:59:45.000+02:00
A taskforce feels that ASIC requires broader access to telecommunications to combat fraud and market abuse.
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Regulation
FINRA Fines Goldman Sachs $2.5 Million for Incomplete Reporting
2017-07-19T13:11:52.000+02:00
The bank did not account for numerous conventional options positions between January 2010 and July 2016.
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Execution
SIX Targets Regulatory Data Flows with New Launch Rollout Ahead of MiFID II
2017-07-19T11:07:23.000+02:00
The platform will improve data and information flows between wealth and asset managers, banks, and others.
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Regulation
CONSOB Issues Warning against B4 Markets
2017-07-18T18:37:47.000+02:00
The Italian regulatory authority alerts local traders that this company is running an unauthorized operation.
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Regulation
FXCM Draws Lawsuit from Retired Teacher over $460k in Cancelled Trades
2017-07-18T17:15:00.000+02:00
Was Daniela Shurbanova a front for her banned husband?
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Regulation
Bats Europe Rolls Out Latest Software Update Ahead of MiFID II Implementation
2017-07-18T16:10:13.000+02:00
Bats Europe's latest update focuses on a number of transparency requirements.
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Brokers
IG Group Dispels Regulatory Concerns, Plans MTF Launch in EU
2017-07-18T09:50:28.000+02:00
CEO criticized aggressive marketing practices in the industry including bonuses that forced the regulatory crackdown.
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Regulation
FCA Warns against Unauthorized GSI Markets
2017-07-17T20:12:41.000+02:00
The British regulator strongly advises against trading with this broker, as it may be a scam.
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Brokers
Invast Endorses FX Global Code of Conduct, Hosting Industry Summit
2017-07-17T13:08:58.000+02:00
The exclusive event will feature 50 leading executives from around the industry, including special guest Guy Debelle.
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Regulation
FCA Announces Upcoming Retail Trading Platform Market Study
2017-07-17T11:58:57.000+02:00
The British regulatory authority plans on determining which brokers offer traders the most favorable conditions.
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Regulation
UK’s FX ‘Cartel’ to Stand Trial in US – Bail Set at Upwards of $1M
2017-07-17T11:41:51.000+02:00
Richard Usher (JPMorgan) Rohan Ramchandani (Citigroup), and Chris Ashton (Barclays) will stand trial today.
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Regulation
Best Stories of the Week: Poland Caps Leverage, MetaQuotes Closes the Window for XP
2017-07-16T13:23:48.000+02:00
German CFD market continues to grow, MetaQuotes to stop supporting older versions of Windows.
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Regulation
SEC Charges 13 Individuals Involved in $10 Million Boiler Room Scam
2017-07-13T20:41:17.000+02:00
Telemarketing representatives allegedly verbally abused and threatened elderly investors.
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Regulation
Australians Lose $13.3m to Investment Scams in First Half of 2017
2017-07-13T11:32:36.000+02:00
Investors continue to fall victim to scams despite ASIC's best efforts to promote public awareness.
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Regulation
Breaking: Poland Unveils Plans to Limit Leverage on FX
2017-07-13T09:48:42.000+02:00
Polish regulatory authorities will be reducing leverage to a maximum of 1:25.
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Prime Brokerage
Could Regulators Force US Lenders Out of the UK?
2017-07-13T08:31:00.000+02:00
EU regulators wield all the power that will decide the fate of US banking personnel operating in the UK ahead of Brexit.
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News
Austrian FMA Warns against Trading with OneCoin
2017-07-12T12:09:29.000+02:00
The Bulgarian cryptocurrency fraud company caught the attention of the regulator after operating without a license.
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Regulation
FMA Issues Warning against Binary Options Broker
2017-07-11T19:03:35.000+02:00
The regulator was alerted to the company’s illegal solicitation of New Zealand residents.
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Regulation
ISA Fines Israeli Forex Brokerage RFX $35K over Incomplete Reports
2017-07-11T13:01:58.000+02:00
The broker’s clean track record saved it 75 percent of the original penalty.
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Regulation
CFTC Launches New Online Video Series "True Fraud Stories"
2017-07-11T10:07:40.000+02:00
The American financial body has also launched a new database that will offer clients more safety while trading online.
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Regulation
ASIC New Client Money Reporting Rules to Commence in April 2018
2017-07-11T08:06:15.000+02:00
The Australian regulator has just issued a new consultation paper asking forex and CFDs brokers for feedback.
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Brokers
CySEC Slaps €195k Fine, Ban on Falcon Brokers Limited’s Leadership
2017-07-10T13:29:15.000+02:00
An eighteen month investigation into Falcon Brokers Ltd. has concluded with its harshest penalties to date.
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