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Regulation

SFC Issues Warning Against 3 Financial Services Companies

  • The companies were operating without a license and using Hong Kong bank accounts.
Wednesday, 13/09/2017 | 11:07 GMT by Colin Firth
Brokers

iFX EXPO Asia Conference to Kick Off in Hong Kong in January

  • The first event of 2018 in Hong Kong looks to be the biggest installment of the iFX EXPO yet.
Friday, 08/09/2017 | 08:32 GMT by Jeff Patterson
News

Hong Kong Regulators Warn ICO Tokens May be Securities Under the Law

  • Unlike the regulators in mainland China, the SFC did not go the extra step and ban ICOs altogether.
Tuesday, 05/09/2017 | 10:07 GMT by Avi Mizrahi
News

SFC, DFSA Ink Fintech Collaboration Contract

  • The two authorities plan to assist one another in staying up to date with fintech developments and their applications.
Monday, 28/08/2017 | 09:34 GMT by Finance Magnates Staff
Regulation

SFC and Hong Kong Police Sign MoU for Increased Coordination

  • Increased coordination in handling financial crime will help control fraud in one of Asia's biggest financial centers.
Friday, 25/08/2017 | 14:23 GMT by Colin Firth
Regulation

SFC Issues Warning Against FHSG Capital Investments

  • The firm has been caught red handed soliciting and offering clients financial services despite being unauthorized.
Thursday, 24/08/2017 | 08:04 GMT by Finance Magnates Staff
Regulation

Hong Kong's SFC Adds IBG Capital Partners to Alert list

  • Hong Kong regulator warns public against dealing with IBG Capital Partners.
Monday, 14/08/2017 | 09:03 GMT by Colin Firth
Exchanges

HKEX Posts Strong Half Yearly Results, Continues Strong Growth

  • HKEX looks to build on growth in H2 2017 by launching new instruments and products.
Wednesday, 09/08/2017 | 12:36 GMT by Colin Firth
Executive Moves

Exclusive: IS Prime Hong Kong Strengthens Sales Team, Securing Crystal Ho

  • Crystal Ho is the latest hire to IS Prime's growing Hong Kong unit.
Thursday, 22/06/2017 | 11:14 GMT by Jeff Patterson
Brokers

Low-Latency Connectivity Provider BSO Adds Hong Kong, Singapore Locations

  • BSO is adding to its existing London-New York-Tokyo link, cementing a commitment to the Asian region.
Wednesday, 07/06/2017 | 11:09 GMT by Victor Golovtchenko
Regulation

SFC Warns Against Unregistered Chinese Financial Advisory Company

  • Ocean Star Capitals is in trouble due to its running of an unlicensed operation.
Thursday, 11/05/2017 | 11:07 GMT by Finance Magnates Staff
Education Center

Hong Kong Needs to Catch Up in Race to Attract Blockchain Startups

  • “Hong Kong - Building Trust Using Distributed Ledger Technology” sets out actions to develop a blockchain ecosystem.
Tuesday, 09/05/2017 | 13:14 GMT by Avi Mizrahi
Regulation

SFC Fines Merrill Lynch Asian Subsidiaries $15m for Internal Control Failures

  • The SFC reprimanded a pair of Merrill Lynch subsidiaries $15m after an independent review.
Friday, 24/03/2017 | 14:38 GMT by Jeff Patterson
Analysis

Blockchain, Risk Management and FX Regulations in China - Day 2 of iFX EXPO ASIA 2017

  • Watch the full video recordings of the panels and lecture from the final day of the Hong Kong event.
Sunday, 12/03/2017 | 08:00 GMT by Avi Mizrahi
Analysis

Watch All the Panels from the First Day of iFX EXPO ASIA 2017

  • Learn from the best about marketing, technology and everything else needed to make it in Asia.
Friday, 10/03/2017 | 12:34 GMT by Avi Mizrahi
Executive Moves

IS Prime Hong Kong Taps Sue Cheung as VP Sales – North Asia

  • Sue Cheung joins IS Prime's newly launched Hong Kong office.
Thursday, 09/03/2017 | 09:01 GMT by Jeff Patterson
Technology

SafeCharge Opens Two Offices in Singapore, Hong Kong

  • SafeCharge has unveiled two new offices as part of a global expansion into the APAC region.
Tuesday, 28/02/2017 | 08:26 GMT by Jeff Patterson
Executive Moves

IS Prime Hong Kong Secures Will Robbins as its Head of Asia

  • Will Robbins joins IS Prime in Hong Kong, helping lead the new office as its Head of Asia.
Thursday, 23/02/2017 | 11:13 GMT by Jeff Patterson
Brokers

Live Updates: Finance Magnates Tweets from #ifxexpo Asia 2017

  • Catch up on the latest industry buzz and chatter from the iFX EXPO in Hong Kong.
Wednesday, 22/02/2017 | 02:02 GMT by Jeff Patterson
Analysis

Over 2500 Confirmed Attendees One Week Before the iFX EXPO ASIA 2017

  • A record number of prominent brokers and other financial professionals have already registered to the Hong Kong event.
Tuesday, 14/02/2017 | 14:15 GMT by Avi Mizrahi
Execution

Exclusive: IS Prime Expands Operations into Hong Kong

  • The growing Asian market is increasingly attractive to companies from the foreign exchange industry.
Monday, 13/02/2017 | 09:50 GMT by Victor Golovtchenko
Regulation

Hong Kong Subsidiary of GMO Click Fined $1.6m

  • GMO Click’s GMO-Z.com brand mishandled the execution and slippage of 17 clients.
Thursday, 09/02/2017 | 10:26 GMT by Victor Golovtchenko
Regulation

Hong Kong’s SFC Warns of Another Clone Brokerage

  • Hong Kong’s regulator helps keep investors informed by drawing attention to suspicious operations and unregulated entities.
Monday, 06/02/2017 | 14:32 GMT by Aziz Abdel-Qader
Exchanges

HKEx Posts Weak Trading Metrics in January but RMB Futures Bump in Volumes

  • RMB Currency Futures achieved a steadfast level of growth, in contrast to its overall trading figures.
Monday, 06/02/2017 | 10:16 GMT by Aziz Abdel-Qader
Regulation

SFC Bans Investment Rep for Accepting Unauthorised Order Instructions

  • Ma Yu Lung allowed execution of trades flowing from order instructions in the trading accounts of others at SHKI Services Ltd.
Thursday, 26/01/2017 | 13:54 GMT by Finance Magnates Staff
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