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Regulation

Another Clone Targets UK Clients – FCA

  • This time the unauthorized firm is claiming the same address as the legitimate financial services provider
Friday, 11/12/2015 | 17:25 GMT by Irina Slav
Regulation

FCA Warns Against IRDM Brokers

  • Yet another unauthorized brokerage targets UK investors.
Thursday, 10/12/2015 | 18:19 GMT by Irina Slav
Brokers

Boston Prime: A Bankruptcy Gone Wrong in so Many Ways

  • After a lengthy bankruptcy proceeding, special administrator Rollings Oliver confirms only $900,000 in segregated client accounts
Wednesday, 09/12/2015 | 20:51 GMT by Victor Golovtchenko
Regulation

FCA Warns against IIB International Broker Clone

  • The UK's financial markets regulator says the entity is using the name of an authorized Bulgaria-based firm
Wednesday, 09/12/2015 | 13:37 GMT by Irina Slav
Regulation

Unauthorized: FCA Warns Against Goldfish Private Bank/Cooks Private Bank

  • Goldfish Private Bank/Cooks Private Bank has no authorization for offering financial services.
Tuesday, 08/12/2015 | 08:36 GMT by Irina Slav
Regulation

FCA Warns about 1st Loan Clone

  • The unauthorized entity uses the name of a legitimate firm to target the more gullible
Thursday, 03/12/2015 | 19:35 GMT by Irina Slav
Regulation

FCA Warns against Standard Chartered Clone

  • The Hong Kong firm uses the name of the reputable bank to defraud people
Wednesday, 02/12/2015 | 14:20 GMT by Irina Slav
Regulation

SFC Warns on Suspicious Activity of IQSFX, Impersonating FCA Regulated Firm

  • IQSFX (www.iqsfx.com) was added to the SFC’s alert list for suspicion of being unlicensed or unregistered in Hong Kong.
Friday, 27/11/2015 | 11:51 GMT by Jeff Patterson
Regulation

FCA Slams Barclays with Fresh $108-Million Fine

  • The UK markets regulator found that the bank had neglected its own due diligence procedures.
Thursday, 26/11/2015 | 10:24 GMT by Irina Slav
Brokers

Breaking: Playtech Abandons Plus500 Deal amid Regulatory Concerns

  • Gaming giant says it couldn't address FCA's concerns
Monday, 23/11/2015 | 07:59 GMT by Irina Slav
Brokers

IronFX Renames Its UK-Based Company to 8SAFE UK Limited

  • The Cyprus headquartered brokerage has renamed its UK subsidiary, according to a regulatory filing
Friday, 20/11/2015 | 13:16 GMT by Victor Golovtchenko
Blogs

FCA- Acquiring a Regulated Broker Is Not a Shortcut to Regulation

  • The UK watchdog’s unfavorable view of regulatory arbitrage, a common strategy in the retail FX industry, will make it a much more complex process.
Monday, 16/11/2015 | 11:33 GMT by Guest Contributors
Blogs

The Value of Regulation for Brokers

  • With binary options expected to fall under FCA regulation at some point in 2016, what value will that bring for the brokers themselves?
Tuesday, 13/10/2015 | 14:12 GMT by Toby Robinson
Executive Moves

ADS Securities Onboards Patrick Lindsay as Head of Compliance

  • ADS Securities onboards an industry veteran at a time when global compliance costs for financial institutions are on the rise
Thursday, 08/10/2015 | 11:33 GMT by Victor Golovtchenko
Regulation

AIM Listing of Plus500 on Hold Due to Pending FCA Approval

  • The shares of the company will remain listed until the official approval from the U.K. financial regulator comes due
Friday, 25/09/2015 | 16:35 GMT by Victor Golovtchenko
Brokers

IronFX UK 2014 Revenues Almost $7 Mln According to Regulatory Filing

  • The average monthly number of employees throughout 2014 totaled 85, while the total sum of cash held on behalf of clients was $800,000.
Thursday, 24/09/2015 | 12:31 GMT by Victor Golovtchenko
Executive Moves

FCA Names Georgina Philippou as its Chief Operating Officer

  • The FCA's search for a permanent Chief Executive is over, following today's appointment of Georgina Philippou, who succeeds Tracey McDermott
Tuesday, 22/09/2015 | 13:46 GMT by Jeff Patterson
Regulation

Exclusive: TradeNext Adopts Voluntary Variation of Permission During Internal Review Phase

  • The broker has been approached by a couple of companies interested in the client base of the FX and CFDs brokerage
Monday, 14/09/2015 | 16:01 GMT by Victor Golovtchenko
Regulation

Data Issues with the FCA’s Financial Services Register (Updated)

  • The register, which was launched just two days ago, has been taken offline, with no indication as to how long it may be down.
Thursday, 10/09/2015 | 08:54 GMT by Andy Traveller
Regulation

UK Watchdog Starts Including Scams in Financial Register for the First Time

  • Also today, the Hong Kong financial markets regulator warns about two unlicensed entities.
Monday, 07/09/2015 | 15:01 GMT by Avi Mizrahi
Blogs

How Is Binary Options Regulation Changing in the UK?

  • Will proposed changes in UK regulation mean greater consumer protection and lead to binary options becoming mainstream trading tools?
Thursday, 03/09/2015 | 11:46 GMT by Toby Robinson
Regulation

Clients of Bankrupt LQD Markets to Claim $4 Mln from UK FSCS

  • The insurance scheme is likely to begin compensating clients of the bankrupt brokerage after months of uncertainty
Friday, 28/08/2015 | 21:56 GMT by Victor Golovtchenko
Brokers

Plus500 to Delist from London AIM after Merger with Playtech

  • The company filed a formal notice detailing that the company will be delisting from the London Stock Exchange in September
Friday, 28/08/2015 | 06:55 GMT by Victor Golovtchenko
Regulation

Canadian and UK Regulators Update Warnings

  • Investors have been warned today against dealing with seven more firms across these jurisdictions.
Tuesday, 25/08/2015 | 19:42 GMT by Andy Traveller
Brokers

Exclusive: TradeNext Starts Internal Review, Some Clients Terminated

  • The company sent notice to certain clients about the termination of their agreements after reassessing relationship with some affiliates
Monday, 24/08/2015 | 16:15 GMT by Avi Mizrahi
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