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Regulation

AIM Listing of Plus500 on Hold Due to Pending FCA Approval

  • The shares of the company will remain listed until the official approval from the U.K. financial regulator comes due
Friday, 25/09/2015 | 16:35 GMT by Victor Golovtchenko
Brokers

IronFX UK 2014 Revenues Almost $7 Mln According to Regulatory Filing

  • The average monthly number of employees throughout 2014 totaled 85, while the total sum of cash held on behalf of clients was $800,000.
Thursday, 24/09/2015 | 12:31 GMT by Victor Golovtchenko
Executive Moves

FCA Names Georgina Philippou as its Chief Operating Officer

  • The FCA's search for a permanent Chief Executive is over, following today's appointment of Georgina Philippou, who succeeds Tracey McDermott
Tuesday, 22/09/2015 | 13:46 GMT by Jeff Patterson
Regulation

Exclusive: TradeNext Adopts Voluntary Variation of Permission During Internal Review Phase

  • The broker has been approached by a couple of companies interested in the client base of the FX and CFDs brokerage
Monday, 14/09/2015 | 16:01 GMT by Victor Golovtchenko
Regulation

Data Issues with the FCA’s Financial Services Register (Updated)

  • The register, which was launched just two days ago, has been taken offline, with no indication as to how long it may be down.
Thursday, 10/09/2015 | 08:54 GMT by Andy Traveller
Regulation

UK Watchdog Starts Including Scams in Financial Register for the First Time

  • Also today, the Hong Kong financial markets regulator warns about two unlicensed entities.
Monday, 07/09/2015 | 15:01 GMT by Avi Mizrahi
Blogs

How Is Binary Options Regulation Changing in the UK?

  • Will proposed changes in UK regulation mean greater consumer protection and lead to binary options becoming mainstream trading tools?
Thursday, 03/09/2015 | 11:46 GMT by Toby Robinson
Regulation

Clients of Bankrupt LQD Markets to Claim $4 Mln from UK FSCS

  • The insurance scheme is likely to begin compensating clients of the bankrupt brokerage after months of uncertainty
Friday, 28/08/2015 | 21:56 GMT by Victor Golovtchenko
Brokers

Plus500 to Delist from London AIM after Merger with Playtech

  • The company filed a formal notice detailing that the company will be delisting from the London Stock Exchange in September
Friday, 28/08/2015 | 06:55 GMT by Victor Golovtchenko
Regulation

Canadian and UK Regulators Update Warnings

  • Investors have been warned today against dealing with seven more firms across these jurisdictions.
Tuesday, 25/08/2015 | 19:42 GMT by Andy Traveller
Brokers

Exclusive: TradeNext Starts Internal Review, Some Clients Terminated

  • The company sent notice to certain clients about the termination of their agreements after reassessing relationship with some affiliates
Monday, 24/08/2015 | 16:15 GMT by Avi Mizrahi
Brokers

Admiral Markets UK Turns a Profit, Client Deposits up to £1.66 Mln

  • The UK branch of Admiral Markets has turned a profit for fiscal 2014 ending on December 31st after losing £54,349 in 2013
Friday, 14/08/2015 | 17:02 GMT by Victor Golovtchenko
Regulation

CFD Spoofers Fined over £7 Million by UK Court

  • The traders knew that false CFD orders placed with DMA providers would immediately and automatically affect the underlying share price.
Wednesday, 12/08/2015 | 14:24 GMT by Avi Mizrahi
Executive Moves

Christopher Woolard Appointed to FCA’s Board

  • The UK watchdog’s Director of Strategy and Competition today joined the Board as an executive director.
Friday, 31/07/2015 | 20:37 GMT by Andy Traveller
Regulation

Former Rabobank Trader Banned From FCA Following LIBOR Fallout

  • Mr. Stewart’s ban is the product of a string of allegations and verdict, "lacking honesty and integrity following a criminal conviction".
Thursday, 30/07/2015 | 14:37 GMT by Jeff Patterson
Regulation

FCA Urges Firms Using Benchmarks to Move Quicker to Oversee Practices

  • The UK regulator concluded a thematic review of benchmark practices for financial firms and has published a list of conclusions
Wednesday, 29/07/2015 | 15:27 GMT by Victor Golovtchenko
Analysis

IB & FXCM Shares Dip, Playtech Synergies, CySEC Clamps Down on Call Centres

  • The past week saw the shares of two brokers take a dive, despite upbeat comments from execs. Playtech also discussed recent acquisitions.
Sunday, 26/07/2015 | 07:04 GMT by Andy Traveller
Executive Moves

FCA Elevates Antonio Simoes to Chair of Practitioner Panel

  • In its latest move, the FCA will see Mr. Simoes, the Chief Executive Officer (CEO) for HSBC, become the Chair for its Practitioner Panel.
Thursday, 23/07/2015 | 13:28 GMT by Jeff Patterson
Regulation

FCA Exposes Clone Company GGM Forex for Using Another Firm’s License

  • The clone company is abusing the license of ayondo global markets, formerly known as Gekko Global Markets which has been authorized since 1997
Wednesday, 22/07/2015 | 15:59 GMT by Victor Golovtchenko
Regulation

Breaking: Financial Spreads Operations Halted by UK Watchdog

  • The firm can no longer open new trades.
Wednesday, 22/07/2015 | 09:43 GMT by Avi Mizrahi
Regulation

FCA Chief Martin Wheatley Relinquishing Post

  • Despite stepping down, Mr. Wheatley will continue acting as a de-facto adviser to the FCA Board until January 31, 2016.
Friday, 17/07/2015 | 11:17 GMT by Jeff Patterson
Brokers

AlfaTrade UK Seeking CySEC Regulation as Trading for EU Clients Halted

  • The brokerage issued an announcement on its website that it has ceased to provide services in the EU due to its FCA license having being suspended
Wednesday, 15/07/2015 | 12:39 GMT by Victor Golovtchenko
Regulation

FCA Issues New Criteria for Enforcement Action, Investigations

  • The FCA has published a new process that helps define how it opts to utilize the appropriate regulatory tool in a case-by-case situation.
Friday, 10/07/2015 | 09:49 GMT by Jeff Patterson
Regulation

FCA Issues Warnings Against CMD Acquisitions and Financial Strategy Holdings

  • The UK's financial watchdog brings to light two more suspicious firms.
Tuesday, 23/06/2015 | 14:52 GMT by Andy Traveller
Regulation

UK Regulators Reveal Financial Reforms Meant to Curb FX Market Abuse

  • The Fair and Effective Markets Review is a collaboration between the Bank of England, the Treasury and the Financial Conduct Authority
Wednesday, 10/06/2015 | 17:01 GMT by Avi Mizrahi
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