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Brokers

One Financial Markets Opens Kuwait Office via Appointed Representative

  • Kuwait office announced via tied appointed agent status with VI Markets, through One Financial Markets' UK FCA license.
Monday, 22/02/2016 | 07:00 GMT by Steven Hatzakis
Brokers

Exclusive: UK Trading Brand Financial Spreads Is Back in Operation

  • While its platform was down, Financial Spreads also took the opportunity to carry out a complete upgrade.
Tuesday, 16/02/2016 | 07:30 GMT by Avi Mizrahi
Regulation

FCA Warns On Capital Markets Trading Clone, MarketsCT

  • MarketsCT is operating as a clone of FCA registered firm, Capital Markets Trading, targeting European investors with its falsified product suite.
Monday, 15/02/2016 | 15:32 GMT by Jeff Patterson
Regulation

Former JPMorgan Executive Linked to ‘London Whale’ Fined $1.15 million by FCA

  • JPMorgan’s Head of CIO International failed to adequately communicate with the UK’s financial watchdog.
Tuesday, 09/02/2016 | 11:24 GMT by Victor Golovtchenko
Regulation

FCA Rolls Out New Rules, Accountability Measures for Algo and HFT Traders

  • The FCA’s latest regulatory mandate will see the extension of its rules to algo and HFT traders across banks, building societies, and PRA firms.
Tuesday, 09/02/2016 | 10:29 GMT by Jeff Patterson
Regulation

Blackwell Global to Target a Global Audience With New FCA License

  • Blackwell Global has become the latest retail foreign exchange broker to become regulated by the UK Financial Conduct Authority
Friday, 05/02/2016 | 10:30 GMT by Victor Golovtchenko
Brokers

Muhammad Rasoul Arrives at Rebranded Alpha to Head New B2B Broker Business

  • After leaving GAIN Capital last year, Muhammad Rasoul resurfaces at Alpha, a FCA regulated broker focused on B2B solutions.
Tuesday, 02/02/2016 | 16:22 GMT by Ron Finberg
Regulation

Breaking: FCA Warns Regulated CFDs Providers, Urges Action

  • The UK FCA reviewed the procedures for client onboarding at 10 CFDs brokers.
Tuesday, 02/02/2016 | 11:33 GMT by Victor Golovtchenko
Products

Capital Index Launches Islamic Trading Accounts

  • FCA regulated brokerage Capital Index has announced the launch of Shariah compliant trading accounts.
Tuesday, 26/01/2016 | 15:32 GMT by Victor Golovtchenko
Executive Moves

Breaking: FCA Secures the Services of Andrew Bailey as its Next CEO

  • Mr. Bailey steps into the new role after what has been a lengthy and tumultuous search for a permanent CEO at the FCA.
Tuesday, 26/01/2016 | 10:31 GMT by Jeff Patterson
Brokers

Cyprus Regulated Group Capital Index Granted New UK Licence

  • The British Financial Conduct Authority (FCA) gave Capital Index (UK) Ltd an authorised and regulated status.
Tuesday, 15/12/2015 | 20:21 GMT by Avi Mizrahi
Regulation

Another Clone Targets UK Clients – FCA

  • This time the unauthorized firm is claiming the same address as the legitimate financial services provider
Friday, 11/12/2015 | 17:25 GMT by Irina Slav
Regulation

FCA Warns Against IRDM Brokers

  • Yet another unauthorized brokerage targets UK investors.
Thursday, 10/12/2015 | 18:19 GMT by Irina Slav
Brokers

Boston Prime: A Bankruptcy Gone Wrong in so Many Ways

  • After a lengthy bankruptcy proceeding, special administrator Rollings Oliver confirms only $900,000 in segregated client accounts
Wednesday, 09/12/2015 | 20:51 GMT by Victor Golovtchenko
Regulation

FCA Warns against IIB International Broker Clone

  • The UK's financial markets regulator says the entity is using the name of an authorized Bulgaria-based firm
Wednesday, 09/12/2015 | 13:37 GMT by Irina Slav
Regulation

Unauthorized: FCA Warns Against Goldfish Private Bank/Cooks Private Bank

  • Goldfish Private Bank/Cooks Private Bank has no authorization for offering financial services.
Tuesday, 08/12/2015 | 08:36 GMT by Irina Slav
Regulation

FCA Warns about 1st Loan Clone

  • The unauthorized entity uses the name of a legitimate firm to target the more gullible
Thursday, 03/12/2015 | 19:35 GMT by Irina Slav
Regulation

FCA Warns against Standard Chartered Clone

  • The Hong Kong firm uses the name of the reputable bank to defraud people
Wednesday, 02/12/2015 | 14:20 GMT by Irina Slav
Regulation

SFC Warns on Suspicious Activity of IQSFX, Impersonating FCA Regulated Firm

  • IQSFX (www.iqsfx.com) was added to the SFC’s alert list for suspicion of being unlicensed or unregistered in Hong Kong.
Friday, 27/11/2015 | 11:51 GMT by Jeff Patterson
Regulation

FCA Slams Barclays with Fresh $108-Million Fine

  • The UK markets regulator found that the bank had neglected its own due diligence procedures.
Thursday, 26/11/2015 | 10:24 GMT by Irina Slav
Brokers

Breaking: Playtech Abandons Plus500 Deal amid Regulatory Concerns

  • Gaming giant says it couldn't address FCA's concerns
Monday, 23/11/2015 | 07:59 GMT by Irina Slav
Brokers

IronFX Renames Its UK-Based Company to 8SAFE UK Limited

  • The Cyprus headquartered brokerage has renamed its UK subsidiary, according to a regulatory filing
Friday, 20/11/2015 | 13:16 GMT by Victor Golovtchenko
Blogs

FCA- Acquiring a Regulated Broker Is Not a Shortcut to Regulation

  • The UK watchdog’s unfavorable view of regulatory arbitrage, a common strategy in the retail FX industry, will make it a much more complex process.
Monday, 16/11/2015 | 11:33 GMT by Guest Contributors
Blogs

The Value of Regulation for Brokers

  • With binary options expected to fall under FCA regulation at some point in 2016, what value will that bring for the brokers themselves?
Tuesday, 13/10/2015 | 14:12 GMT by Toby Robinson
Executive Moves

ADS Securities Onboards Patrick Lindsay as Head of Compliance

  • ADS Securities onboards an industry veteran at a time when global compliance costs for financial institutions are on the rise
Thursday, 08/10/2015 | 11:33 GMT by Victor Golovtchenko
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