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Europe's Economic Crossroads: Recession Fears and S&P Global's
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Regulation
WhatsApp Snafu Earns Jefferies MD, Christoper Niehaus $46k Fine from FCA
2017-03-31T12:48:11.000+02:00
Christoper Niehaus was fined $46,000 from the FCA for improperly sharing sensitive client information over WhatsApp.
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Brokers
CMC Markets Marks Rise in Client Numbers, CEO Praises Brexit
2017-03-30T10:26:17.000+02:00
Peter Cruddas predicts “bright future as an independent trading nation”.
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Execution
Best Execution Importance, FCA's Quest for Transparency and How to Get There
2017-03-30T06:56:22.000+02:00
The FCA has been stressing the importance of best execution practices for quite some time.
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Brokers
Exclusive: IKON Finance Agrees to FCA Voluntary Requirement, Suspends Trading
2017-03-29T19:02:54.000+02:00
The company has suspended the processing of client orders pending a review of operational procedures.
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Brokers
IG Group Reports a Decline in Revenues Amid Declining Customer Value
2017-03-23T09:39:05.000+02:00
Revenues per client for IG Group declined materially year-on-year.
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Executive Moves
FCA's Board Secures Nick Stace as a Non-Executive Director
2017-03-21T14:28:56.000+02:00
Nick Stace has joined the FCA's board for a three-year appointment.
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Brokers
Pepperstone's Trading Operations in the UK Temporarily Suspended
2017-02-28T12:47:49.000+02:00
Pepperstone has informed clients in the UK that trading activities are temporarily suspended.
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Blogs
How New FCA Regulations are Going to Affect Retail Brokers
2017-02-27T16:21:57.000+02:00
The outlook of many brokerage managers is that the new regulations will have a consolidating effect.
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Guest Contributors
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Analysis
Growing Regulatory Pressure and FXCM's Facelift - Best of the Week
2017-02-26T12:07:45.000+02:00
Playtech and FXCM, alongside the Israeli and Dutch regulators, all feature in last week's top stories.
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Regulation
FCA May Bring Binary Options Under its Remit by January 2018, Enquiries Grow
2017-02-24T22:31:16.000+02:00
Binary options products were the most enquired-about category for the FCA centre in the last year.
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Blogs
The Most Trusted Jurisdictions For FX Regulation
2017-02-10T16:56:18.000+02:00
Which jurisdictions are the most trusted in terms of FX regulation?
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Brokers
Darwinex Addresses FCA Changes for CFDs, Questions Effectiveness
2017-02-10T16:12:22.000+02:00
Darwinex voiced multiple disagreements regarding the FCA's consultation paper that transformed the FX, CFD industry.
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Brokers
FCA Issues Warning on STP Markets
2017-02-09T19:24:25.000+02:00
The FCA has warned of STP Markets for its unauthorized activity in the UK.
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Prime Brokerage
Stater Global Markets Onboards David Dohmen as Head of Compliance
2017-02-09T13:02:42.000+02:00
Dohmen joins the firm after spending over 17 years of his career in legal and compliance roles in Amsterdam and London.
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Brokers
Exclusive: Destek Markets UK Gains FCA License, Adds Matthew Wright as CEO
2017-02-08T17:33:28.000+02:00
Matthew Wright is the new CEO of Destek Markets UK Limited, following its new FCA license.
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Innovation
Tramonex Labs Gets Approved by UK Regulator to Issue Currency on Blockchain
2017-02-06T15:30:59.000+02:00
The testing of cross currency payments on blockchain is addressing the lack of regulation in the cryptocurrencies space.
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Regulation
Deutsche Bank Slapped with Massive Fines on Both Sides of the Atlantic
2017-01-31T10:20:51.000+02:00
Deutsche Bank has to pay about $628.5 million over a Russian 'mirror-trading' money laundering scheme.
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Executive Moves
Former UK Financial Watchdog's Tracey McDermott Joins Standard Chartered
2017-01-30T09:37:35.000+02:00
McDermott’s appointment is part of the bank’s plans to step up its compliance and controls after numerous probes.
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Brokers
CMC Markets Reports Higher Active Accounts, Lower Revenues per Client
2017-01-26T10:43:10.000+02:00
The London-headquartered brokerage is preparing for the new EU regulatory framework.
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Brokers
IG’s CEO Peter Hetherington Buys £1.1m Worth of Shares
2017-01-24T13:51:14.000+02:00
Share purchases by senior executives typically indicate increased confidence in the business.
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Analysis
Analysis: Why ‘Brexit Means Brexit’ Is Not That Bad for Brokers
2017-01-20T06:16:44.000+02:00
Theresa May hopes to steer her ship towards a clean break with the EU, with a special deal for London.
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News
Cross Border Payments Facilitator Geoswift Receives FCA Authorisation
2017-01-18T15:59:19.000+02:00
FCA approval will allow Geoswift to meet the demands of its partners and clients who require secure cross-border payments.
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Regulation
FCA Warns of Clone Firm Pretending to be ICE Futures Europe
2017-01-11T15:17:31.000+02:00
The UK regulator has warned against unlicensed Liffe Exchange, a clone of an established FCA-regulated entity.
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Regulation
FCA Issues Warning to Investors about Capital Value Brokers
2017-01-10T15:52:54.000+02:00
The regulator has warned about another brokerage as it attempts to eradicate malpractice in the financial services industry.
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Regulation
FCA Warns Against Clone Broker for Posing as Gain Capital UK
2017-01-06T14:15:09.000+02:00
The FCA has warned against Gain Capital Ltd, a clone of an established FCA-regulated firm.
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