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Regulation

FCA Complaints about FX, CFDs and Spreadbetting are 0.1% of Total

  • This is the first time that the FCA has published such data relating to the online retail trading industry.
Monday, 23/10/2017 | 19:00 GMT by Victor Golovtchenko
Regulation

FCA Issues £34.5m Fine Against Merrill Lynch International

  • The fine represents a hardened stance by the FCA and its first enforcement action against a firm for an EMIR lapse.
Monday, 23/10/2017 | 14:24 GMT by Jeff Patterson
News

FCA Issues Sandbox Report Outlining Firms' Progress

  • The report outlines the progress of fifty participating firms in its latest cohort analysis.
Friday, 20/10/2017 | 11:19 GMT by Jeff Patterson
Regulation

City Police, FCA Swoop on 20 Binary Options Firms in London

  • The raids, which took place Tuesday, were the culmination of an unprecedented operation led by City of London Police.
Thursday, 19/10/2017 | 18:41 GMT by Aziz Abdel-Qader
Regulation

FCA Issues Warning Against Clone Firm RTC Finance

  • RTC Finance is operating as a clone of EEA-registered Spot Capital Markets, drawing the latest FCA warning.
Tuesday, 17/10/2017 | 09:03 GMT by Jeff Patterson
Brokers

Following BaFin License, ayondo Plans for an IPO on the Singapore Exchange

  • The company previously intended to get listed via a reverse takeover agreement.
Wednesday, 11/10/2017 | 12:43 GMT by Victor Golovtchenko
Brokers

New GKFX CFO Rod Martenstyn Takes Board Seat as Garipoglu Steps Down

  • Kasim Garipoglou is stepping down from the UK company's board of directors.
Tuesday, 10/10/2017 | 13:19 GMT by Victor Golovtchenko
Regulation

FCA Issues Warning Against Unauthorised Firm Chinatsu & Partners

  • The company has been offering its financial services in the UK without authorisation.
Monday, 09/10/2017 | 11:30 GMT by Colin Firth
Regulation

FCA Issues Warning Against Clone Firm YinForex

  • Clone firms try to dupe customers by claiming to be authorised by the FCA.
Tuesday, 03/10/2017 | 16:38 GMT by Colin Firth
Executive Moves

Exclusive: Adam Toro Joins Amana Capital’s London Division

  • The company has been focusing on expanding its services over the past couple of years.
Monday, 02/10/2017 | 18:59 GMT by Victor Golovtchenko
Brokers

GKFX Reports Strong Revenues, Lagging Income for 2016

  • GKFX yielded a revenue of $126.34 million (£94.5 million) in the Sep 2015-Dec 2016 period.
Monday, 02/10/2017 | 05:57 GMT by Aziz Abdel-Qader
Regulation

Bloomberg MiFID II Solution Secures FCA Approval for its ARM

  • The service has been certified by the FCA as an Approved Reporting Mechanism.
Friday, 29/09/2017 | 15:21 GMT by Aziz Abdel-Qader
Brokers

Breaking: Tickmill Acquires CySEC Regulated Vipro Markets

  • As part of the deal, Tickmill will inject $2.2 million into the share capital of Vipro Markets.
Wednesday, 27/09/2017 | 07:40 GMT by Victor Golovtchenko
Brokers

Infinox Revenues Double in Fiscal 2017, Profits Rise

  • The company's rebranding is proving to be a resounding success.
Tuesday, 26/09/2017 | 09:33 GMT by Victor Golovtchenko
Regulation

FCA Warns About Clone Firm Adexec Worldwide Financial Services

  • The FCA continues to increase public awareness of scams.
Tuesday, 26/09/2017 | 06:22 GMT by Colin Firth
Brokers

FxPro UK Trading Volumes Spike in 2016, Revenues Reach £3.2 million

  • The UK arm represents only a fraction of FxPro’s global business.
Monday, 25/09/2017 | 08:50 GMT by Victor Golovtchenko
Regulation

Brokers, Proprietary Traders Facing New Regulatory Obligations Under MiFID II

  • UK-regulated venues may require an additional round of authorization ahead of MiFID's implementation this January.
Monday, 18/09/2017 | 10:23 GMT by Jeff Patterson
Brokers

FCA Warns Investors Against Transacting with 'FCA Market'

  • The FCA issues another warning against a highly suspicious firm.
Thursday, 14/09/2017 | 20:54 GMT by Colin Firth
Brokers

MahiFX Preparing to Recommit to Retail FX Offering

  • A filing with the UK Companies House sheds more light on the firm’s effort to acquire an FCA license.
Tuesday, 12/09/2017 | 13:07 GMT by Victor Golovtchenko
News

Breaking: FCA Warns of ICOs, Focusing on Firms Engaging in Regulated Activities

  • Companies listing via ICO and providing services that are normally regulated will be specifically targeted.
Tuesday, 12/09/2017 | 10:35 GMT by Jeff Patterson
News

UK Regulator Tests Mortgage Transactions Reporting on R3's Corda

  • An application is able to generate automated delivery receipts for the regulator when a mortgage is booked.
Tuesday, 12/09/2017 | 08:32 GMT by Avi Mizrahi
Brokers

AxiCorp Committing to EU Market, Onboards Ross Donoghue as EU Head of Sales

  • Ross Donoghue joins AxiCorp with substantial experience in sales to retail clients.
Friday, 25/08/2017 | 15:34 GMT by Victor Golovtchenko
Regulation

Trax Gains APA Authorization for its MiFID II Solutions Suite

  • Today's FCA authorization opens up new opportunities for Trax's offering as MiFID II looms.
Friday, 25/08/2017 | 12:35 GMT by Jeff Patterson
Regulation

FCA Grants APA Approval for Bloomberg’s MiFID II Solutions

  • The approval is welcome news for Bloomberg which has already begun testing its end-to-end APA workflow.
Friday, 25/08/2017 | 09:56 GMT by Jeff Patterson
Brokers

Exclusive: Amana Capital to Move London Office Once More as Growth Continues

  • The broker recently launched an education portal with a number of highly reputable hires from London and the Middle East.
Thursday, 24/08/2017 | 12:01 GMT by Victor Golovtchenko
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