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Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Ramp Network to Enable USDt on TON Purchases and Withdrawals
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Ramp Network to Enable USDt on TON Purchases and Withdrawals
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Prime Brokerage
FCA Plans to Ban Former Barclays Executive After Whistleblower Alert
The FCA's Decision Notice states that Andrew Tinney should be banned from carrying out senior management roles.
Wednesday, 14/09/2016 | 09:58 GMT
by
Finance Magnates Staff
Regulation
UK FCA Reports 19 Percent Fall In Whistleblowing Reports in 2015
The drop in whistleblowing reports in 2015 reflects the need for a culture shift.
Wednesday, 07/09/2016 | 06:35 GMT
by
Finance Magnates Staff
Regulation
FCA Warns Against ECN Markets and CMS Trader
Neither company claims any specific regulatory status but they are still unauthorized to target UK residents.
Friday, 26/08/2016 | 16:20 GMT
by
Aziz Abdel-Qader
Regulation
FCA Warns on Clone Firm Pretending to be Interactive Brokers
The FCA has warned against IBL Markets, a clone of the established FCA-regulated brokerage.
Friday, 26/08/2016 | 12:34 GMT
by
Finance Magnates Staff
Brokers
FCA Exposes Clone Company ADVinvest for Using Authorised Firm’s Details
The unauthorized firm claims the same address as the legitimate company to defraud investors more easily.
Thursday, 25/08/2016 | 15:08 GMT
by
Aziz Abdel-Qader
Regulation
FCA Warns Public that Trade-24 is not Authorised
The company claims to offer ECN access to forex market using various trading platforms.
Wednesday, 24/08/2016 | 15:30 GMT
by
Aziz Abdel-Qader
Regulation
UK FCA Issues Warning Against Elite Trader Pro
The FCA has issued a warning to investors against using the services of another unlicensed financial services firm.
Wednesday, 24/08/2016 | 07:34 GMT
by
Finance Magnates Staff
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Regulation
SEC Orders Providence Financial to Stop Trading after UK Investors Lose £7m
The US firm has been accused of selling fraudulent securities and ordered to stop trading.
Monday, 22/08/2016 | 12:30 GMT
by
Finance Magnates Staff
Regulation
Scottish Shell Firms Fronting for Unlicensed Binary Options Websites
Firms formally registered in Scotland are being given as contacts for binary options websites condemned as scams.
Tuesday, 16/08/2016 | 10:03 GMT
by
Finance Magnates Staff
Regulation
FCA Issues Warning on Morgan Stanley Clone
The FCA has warned against Morgan Stanley/Morgan Stanley & Co Ltd, a clone of an FCA-regulated firm.
Monday, 15/08/2016 | 11:04 GMT
by
Jeff Patterson
Regulation
UK FCA Issues Warning Against Forex Broker Inter Global
The FCA has warned against another unlicensed entity for soliciting its forex services to UK investors.
Thursday, 04/08/2016 | 16:52 GMT
by
Finance Magnates Staff
Regulation
FCA Warns Against Clone Firm Baumer Mansoor Financial Advisory
The UAE-based company uses the reference number of a genuine firm to defraud investors more easily.
Monday, 01/08/2016 | 18:38 GMT
by
Aziz Abdel-Qader
Regulation
UK FCA Highlights Steps Companies Need to Take to Fix FX Fixings Damage
In light of the recent probes into the conduct of the foreign exchange market, the FCA is looking to encourage vigilance.
Thursday, 28/07/2016 | 11:11 GMT
by
Victor Golovtchenko
Regulation
FCA Warns Public that Bit Management is not Authorised
bit-invest.com purports to be registered in the United Kingdom, but it is in fact a HYIP Ponzi scheme.
Wednesday, 27/07/2016 | 16:52 GMT
by
Aziz Abdel-Qader
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Regulation
UK Treasury Committee Calls for Breakup of FCA After HBOS Failings
By having two separate regulators the Treasury Committee says that enforcement will always be given priority by one regulator.
Tuesday, 26/07/2016 | 13:45 GMT
by
Finance Magnates Staff
Regulation
Independent Report Criticizes FCA on Post-Crisis Softness
The commissioner overseeing complaints against the FCA calls out the UK financial regulator for being too defensive.
Thursday, 21/07/2016 | 14:37 GMT
by
Victor Golovtchenko
Regulation
FCA Says Banks Must Still Adhere to EU Rules
The FCA has said that all European Union rules will apply until there is clarity on future relations.
Tuesday, 19/07/2016 | 11:31 GMT
by
Finance Magnates Staff
Brokers
Exclusive: HY Markets Rebrands as HYCM, to Launch New Website
Starting Monday, clients of HY Markets will be referred to the new HYCM site and trading platforms.
Sunday, 17/07/2016 | 11:09 GMT
by
Avi Mizrahi
Regulation
FCA Loses Identity Case Against London Whale Assistant, UK Tribunal Rules
A London Tribunal has cited improper disclosure of Julien Grout.
Wednesday, 13/07/2016 | 16:22 GMT
by
Jeff Patterson
Regulation
FCA Warns about Binary Options Brokerage Limited Binary
FCA warns that Limited Binary acts without an authorisation, contrary to its claims.
Tuesday, 12/07/2016 | 16:25 GMT
by
Aziz Abdel-Qader
Analysis
Analysis: UK Financial Industry Prospects Under Theresa May's Leadership
What has really changed for the United Kingdom with the election of the new Conservative leader?
Monday, 11/07/2016 | 18:24 GMT
by
Victor Golovtchenko
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Brokers
FCA Warns on Clone Firm Which Pretends to be GO Markets UK Trading Limited
Go Markets UK Trading Limited is the original holder of the brand which is fully FCA authorized
Monday, 11/07/2016 | 15:49 GMT
by
Jeff Patterson
Brokers
GO Markets UK Rebrands to INFINOX
INFINOX will keep all existing partnerships of the brokerage as it embarks on building its own brand.
Monday, 11/07/2016 | 08:20 GMT
by
Victor Golovtchenko
Brokers
London Based Templeton Securities Expands into FX and CFDs via TempletonFX
Templeton Securities has launched its subsidiary TempletonFX to tap into the forex and CFDs trading markets
Thursday, 07/07/2016 | 16:54 GMT
by
Victor Golovtchenko
Brokers
LCG Confirms Positive Outcome from Brexit, Receives FCA Regulatory Fees Query
London Capital Group Holdings plc has received a query from its regulatory authority, which at present is only the FCA.
Wednesday, 06/07/2016 | 06:41 GMT
by
Victor Golovtchenko
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