ADVERTISEMENT
Market news, analysis & forecast powered by
Preview Mode
News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
What are you looking for?
What are you looking for?
Subscribe to our News & Services
All News
Retail FX
Institutional FX
Fintech
Payments
Cryptocurrency
Executives
Thought Leadership
FMTV
Trending
Education
Forex Education
To B, or Not to Be
Cryptocurrency Education
Fintech Education
Industry Terms
Directory
Events
Intelligence
Quarterly Intelligence Reports
Annual Subscription
Custom Reports
About Us
Contact us
Terms of Use
Privacy
Market News
by
Subscribe to our News & Services
FM ALL News
FM Crypto
Follow us on Twitter
Follow us on Linkedin
FM Home
>
Dodd frank
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
ceτi AI Acquires Big Energy Investments Inc. in Latest Move
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
ceτi AI Acquires Big Energy Investments Inc. in Latest Move
Thought Leadership
ADVERTISEMENT
dodd-frank
Search for a tag
Regulation
FCA Fines Royal Bank Of Scotland £5.6 Million For Failing To Report Transactions
Whilst regulatory authorities are busily engaged in defining the methods by which they intend to reform financial markets, one such aspect is trade and transaction reporting. The FCA demonstrates that this is also part of its remit by issuing RBS with a penalty.
Thursday, 25/07/2013 | 08:01 GMT
by
Andrew Saks McLeod
Regulation
Further US Regulators Delve Deep Into Activities Of Algorithmic Traders: FINRA Questions 10 HFT Firms
As the first prosecution of an algorithmic trader for market abuse under the Dodd-Frank comes into being, FINRA demonstrates its will to investigate the world of algorithmic trading by issuing detailed questionnaires to HFT firms.
Tuesday, 23/07/2013 | 08:40 GMT
by
Andrew Saks McLeod
Regulation
CFTC Fines Algorithmic Trader $2.8 Million For Spoofing In The First Market Abuse Case Brought By Dodd-Frank Act, And Imposes Ban
Today, the US Commodity Futures Trading Commission and Britain's FCA announced that they have brought a milestone case against an algorithmic trading entity for market abuse, representing the first Dodd-Frank Act application.
Monday, 22/07/2013 | 13:09 GMT
by
Andrew Saks McLeod
Exchanges
Traiana's Pre-Trade Clearing Certainty Initiative Gains Support of Major Financial Institutions
Traiana today announced that it has gained the support of major buy-side institutions for its central risk management infrastructure to manage swap clearing limits. Deployments set to meet regulatory deadlines.
Wednesday, 17/07/2013 | 09:17 GMT
by
Andrew Saks McLeod
Exchanges
Open-Source Risk Management Platform Provider OpenGamma Releases Upgrade In Light of Dodd-Frank Regulations
In keeping with the current upgrades of risk management solutions to meet the ever-evolving regulatory structures around the world, and in particular the Dodd-Frank Act, OpenGamma today releases v2.0.
Tuesday, 16/07/2013 | 15:16 GMT
by
Andrew Saks McLeod
Regulation
Keep Calm And Carry On Looking After Client Funds: Britain's FCA Draws Up Consultation Paper To Further Refine CASS Rulings
As the regulatory environment tightens up and continually works toward protection of client funds whilst in the hands of OTC derivatives firms, Britain's Financial Conduct Authority issues proposed refinements.
Tuesday, 16/07/2013 | 10:05 GMT
by
Andrew Saks McLeod
Regulation
SEC Gets Its Act Together - Publishes Final Ruling On Retail FX
Just one day after SEC Commissioner Luis Aguilar expressed his dismay at the length of time taken to produce final rulings on retail FX, the regulator today produced its full and concise ruling in final form.
Friday, 12/07/2013 | 16:51 GMT
by
Andrew Saks McLeod
ADVERTISEMENT
Regulation
Get A Move On! Senior SEC Official Expresses Frustration At Dodd-Frank Delays In Retail Sector
Whilst the CFTC has spent the first half of this year reasonably satisfied with its progress on working toward completion of rulings on the Dodd-Frank Act, one senior SEC official expresses dismay at what he sees as unnecessary delays.
Friday, 12/07/2013 | 08:19 GMT
by
Andrew Saks McLeod
Regulation
Ambiguity Reigns Supreme: CFTC Removes FX Asset Class From ICE Trade Vault Before Final Reporting Rulings Set
Ahead of final rulings on trade reporting, US regulatory authority CFTC has approved an order to remove the foreign exchange asset class from the ICE Trade Vault after having granted registration last year.
Wednesday, 03/07/2013 | 08:06 GMT
by
Andrew Saks McLeod
Execution
The Dodd-Frank Debate - Senior Industry Executives Debate Responsibilities On Trade Reporting During London Discussion Panel
Senior FX and technology executives gathered on Thursday to debate the forthcoming challenges associated with introducing compliant trade reporting solutions in the advent of the Dodd-Frank Act.
Sunday, 30/06/2013 | 09:54 GMT
by
Andrew Saks McLeod
Exchanges
NFA Signs Agreement with TeraExchange to Provide Regulatory Services to its Swap Execution Facility
The NFA and TeraExchange have announced that they have signed an agreement where the NFA will provide regulatory services for TeraExchange’s SEF. The agreement finalizes TeraExchange’s evolvement from an EBOT to a SEF.
Tuesday, 18/06/2013 | 15:38 GMT
by
Ron Finberg
Brokers
Spot or Swap? CFTC Defines Rolling Spot Transactions As Swap In Retail FX
Monday, 10/06/2013 | 19:00 GMT
by
Andrew Saks McLeod
Technology
Following FX Post-Trade Flow with Traiana
Tracking trades and monitoring credit relationships is one of the bigger headaches that financial firms deal with. In part two of a larger article about FX settlement and post-trade flow we focus on the operations of Traiana.
Thursday, 16/05/2013 | 14:24 GMT
by
Ron Finberg
Exchanges
BIS Releases Semi-Annual Report - Charts Volume Decline During 2012
For those industry participants wishing to gain clarity on 2012's drift in volumes, the BIS has released a set of statistics to set out its findings in its semi-annual report.
Monday, 13/05/2013 | 10:28 GMT
by
Andrew Saks McLeod
ADVERTISEMENT
Technology
TradingScreen Announces Meeting Dodd Frank FX Requirements
Monday, 29/04/2013 | 17:30 GMT
by
Ron Finberg
Technology
Traiana’s Swap Data Repository Service Goes Live
Monday, 15/04/2013 | 08:40 GMT
by
Ron Finberg
Regulation
Swap Dealers Required by CFTC to Submit Risk Exposure Reports
Monday, 25/03/2013 | 06:49 GMT
by
Andrew Saks McLeod
Exchanges
CFTC Charges CME Group – CME Responds In Record Time
Thursday, 21/02/2013 | 21:55 GMT
by
Ron Finberg
Regulation
US SEC Chairman Elisse B Walker Submits Testimony on OTC Product Rulings to Senate Committee
Monday, 18/02/2013 | 08:33 GMT
by
Andrew Saks McLeod
Regulation
Dodd Frank Act Senate Meeting - US Regulators Report Significant Progress
Friday, 15/02/2013 | 07:54 GMT
by
Andrew Saks McLeod
Regulation
US Financial Regulators To Convene This Week – Investor Protection High on the Agenda
Monday, 11/02/2013 | 16:00 GMT
by
Andrew Saks McLeod
ADVERTISEMENT
Technology
HFT Technologies Launches IT Consulting Company, HFT Pros to Focus on Dodd-Frank 2013 Regulation
Wednesday, 23/01/2013 | 11:24 GMT
by
Ron Finberg
Regulation
US Department of Treasury Makes Final Determination on Foreign Exchange Swaps and Forwards
Saturday, 17/11/2012 | 01:17 GMT
by
FMAdmin Someone
Technology
Avoxdata Launches New Regulatory File Service For Dodd-Frank Reporting
Monday, 12/11/2012 | 22:48 GMT
by
FMAdmin Someone
Regulation
Obama or Romney: Does It Matter for FX
Tuesday, 06/11/2012 | 08:42 GMT
by
FMAdmin Someone
See more
Next
Previous
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}
!
"
#
$
%
&
'
(
)
*
+
,
-
.
/
0
1
2
3
4
5
6
7
8
9
:
;
<
=
>
?
@
A
B
C
D
E
F
G
H
I
J
K
L
M
N
O
P
Q
R
S
T
U
V
W
X
Y
Z
[
\
]
^
_
`
a
b
c
d
e
f
g
h
i
j
k
l
m
n
o
p
q
r
s
t
u
v
w
x
y
z
{
|
}